SPIES Trademark of Lehman Brothers Inc. - Serial Number 78201506

SPIES Trademark

Trademark Overview

On Thursday, January 9, 2003, a trademark application was filed for SPIES with the United States Patent and Trademark Office. The USPTO has given the SPIES trademark a serial number of 78201506. The federal status of this trademark filing is CANCELLED - SECTION 8 as of Friday, November 29, 2013. This trademark is owned by Lehman Brothers Inc.. The SPIES trademark is filed in the Insurance & Financial Services category with the following description:

financial services, namely, providing an investment vehicle which sets floor prices and appreciation caps for equities

General Information

Serial Number	78201506
Word Mark	SPIES
Filing Date	Thursday, January 9, 2003
Status	710 - CANCELLED - SECTION 8
Status Date	Friday, November 29, 2013
Registration Number	3232324
Registration Date	Tuesday, April 24, 2007
Mark Drawing	1000 - Typeset: Word(s) / letter(s) / number(s)
Published for Opposition Date	Tuesday, February 6, 2007

Trademark Statements

Goods and Services

financial services, namely, providing an investment vehicle which sets floor prices and appreciation caps for equities

Classification Information

International Class	036 - Insurance; financial affairs; monetary affairs; real estate affairs.
US Class Codes	100, 101, 102
Class Status Code	2 - Sec. 8 - Entire Registration
Class Status Date	Friday, November 29, 2013
Primary Code	036
First Use Anywhere Date	Thursday, July 1, 1999
First Use In Commerce Date	Thursday, July 1, 1999

Trademark Owner History

Party Name	BARCLAYS CAPITAL INC.
Party Type	31 - New Owner After Registration
Legal Entity Type	03 - Corporation
Address	NEW YORK, NY 10166

Party Name	Lehman Brothers Inc.
Party Type	30 - Original Registrant
Legal Entity Type	03 - Corporation
Address	New York, NY 10019

Party Name	Lehman Brothers Inc.
Party Type	20 - Owner at Publication
Legal Entity Type	03 - Corporation
Address	New York, NY 10019

Party Name	Lehman Brothers Inc.
Party Type	10 - Original Applicant
Legal Entity Type	03 - Corporation
Address	New York, NY 10019

Trademark Events

Event Date	Event Description
Friday, November 29, 2013	CANCELLED SEC. 8 (6-YR)
Wednesday, October 22, 2008	AUTOMATIC UPDATE OF ASSIGNMENT OF OWNERSHIP
Tuesday, April 24, 2007	REGISTERED-PRINCIPAL REGISTER
Tuesday, February 6, 2007	PUBLISHED FOR OPPOSITION
Wednesday, January 17, 2007	NOTICE OF PUBLICATION
Tuesday, December 12, 2006	LAW OFFICE PUBLICATION REVIEW COMPLETED
Tuesday, December 12, 2006	ASSIGNED TO LIE
Monday, November 27, 2006	APPROVED FOR PUB - PRINCIPAL REGISTER
Tuesday, November 21, 2006	EXPARTE APPEAL TERMINATED
Tuesday, September 5, 2006	EX PARTE APPEAL-REFUSAL REVERSED
Thursday, May 25, 2006	EXAMINERS STATEMENT E-MAILED
Thursday, May 25, 2006	EXAMINERS STATEMENT - COMPLETED
Tuesday, May 9, 2006	JURISDICTION RESTORED TO EXAMINING ATTORNEY
Monday, November 7, 2005	FINAL REFUSAL E-MAILED
Monday, November 7, 2005	FINAL REFUSAL WRITTEN
Monday, November 7, 2005	TEAS/EMAIL CORRESPONDENCE ENTERED
Tuesday, November 1, 2005	CORRESPONDENCE RECEIVED IN LAW OFFICE
Tuesday, November 1, 2005	TEAS RESPONSE TO OFFICE ACTION RECEIVED
Thursday, July 7, 2005	NON-FINAL ACTION E-MAILED
Thursday, July 7, 2005	NON-FINAL ACTION WRITTEN
Monday, June 27, 2005	EX PARTE APPEAL-INSTITUTED
Monday, June 27, 2005	JURISDICTION RESTORED TO EXAMINING ATTORNEY
Tuesday, June 14, 2005	EXPARTE APPEAL RECEIVED AT TTAB
Thursday, January 6, 2005	NON-FINAL ACTION E-MAILED
Thursday, January 6, 2005	NON-FINAL ACTION WRITTEN
Tuesday, January 4, 2005	AMENDMENT FROM APPLICANT ENTERED
Tuesday, December 21, 2004	CORRESPONDENCE RECEIVED IN LAW OFFICE
Tuesday, December 21, 2004	PAPER RECEIVED
Tuesday, June 15, 2004	NON-FINAL ACTION MAILED
Monday, June 14, 2004	ASSIGNED TO EXAMINER
Friday, May 21, 2004	ASSIGNED TO EXAMINER
Tuesday, March 9, 2004	NON-FINAL ACTION E-MAILED
Friday, January 30, 2004	CORRESPONDENCE RECEIVED IN LAW OFFICE
Friday, January 30, 2004	TEAS RESPONSE TO OFFICE ACTION RECEIVED
Friday, December 12, 2003	NON-FINAL ACTION MAILED
Thursday, November 20, 2003	CORRESPONDENCE RECEIVED IN LAW OFFICE
Thursday, November 20, 2003	TEAS RESPONSE TO OFFICE ACTION RECEIVED
Thursday, November 6, 2003	NON-FINAL ACTION MAILED
Monday, October 6, 2003	CORRESPONDENCE RECEIVED IN LAW OFFICE
Monday, October 6, 2003	PAPER RECEIVED
Wednesday, June 25, 2003	NON-FINAL ACTION E-MAILED
Tuesday, June 24, 2003	ASSIGNED TO EXAMINER

Related Keywords

spies prices floor appreciation caps equities sets which namely services providing