SOVEREIGN SECURITIES Trademark
Trademark Overview
On Tuesday, June 25, 1996, a trademark application was filed for SOVEREIGN SECURITIES with the United States Patent and Trademark Office. The USPTO has given the SOVEREIGN SECURITIES trademark a serial number of 75125231. The federal status of this trademark filing is CANCELLED - SECTION 8 as of Saturday, February 12, 2005. This trademark is owned by Southwest Securities Group, Inc.. The SOVEREIGN SECURITIES trademark is filed in the Insurance & Financial Services category with the following description:
financial services in the field of investment and securities brokerage, namely, brokerage services concerning securities, mutual funds and commodities
General Information
| Serial Number | 75125231 |
| Word Mark | SOVEREIGN SECURITIES |
| Filing Date | Tuesday, June 25, 1996 |
| Status | 710 - CANCELLED - SECTION 8 |
| Status Date | Saturday, February 12, 2005 |
| Registration Number | 2155500 |
| Registration Date | Tuesday, May 5, 1998 |
| Mark Drawing | 3T13 - Illustration: Drawing or design which also includes word(s) / letter(s) / number(s) |
| Published for Opposition Date | Tuesday, August 19, 1997 |
Trademark Statements
| Disclaimer with Predetermined Text | "SECURITIES" |
| Goods and Services | financial services in the field of investment and securities brokerage, namely, brokerage services concerning securities, mutual funds and commodities |
| Lining/Stippling Statement | The lining is a feature of the mark and does not indicate color. |
Classification Information
| International Class | 036 - Insurance; financial affairs; monetary affairs; real estate affairs. |
| US Class Codes | 100, 101, 102 |
| Class Status Code | 2 - Sec. 8 - Entire Registration |
| Class Status Date | Saturday, February 12, 2005 |
| Primary Code | 036 |
| First Use Anywhere Date | Saturday, November 1, 1997 |
| First Use In Commerce Date | Saturday, November 1, 1997 |
Trademark Owner History
| Party Name | SWS GROUP, INC. |
| Party Type | 31 - New Owner After Registration |
| Legal Entity Type | 03 - Corporation |
| Address | DALLAS, TX 75270 |
| Party Name | Southwest Securities Group, Inc. |
| Party Type | 30 - Original Registrant |
| Legal Entity Type | 03 - Corporation |
| Address | Dallas, TX 75270 |
| Party Name | Southwest Securities Group, Inc. |
| Party Type | 20 - Owner at Publication |
| Legal Entity Type | 03 - Corporation |
| Address | Dallas, TX 75270 |
| Party Name | Southwest Securities Group, Inc. |
| Party Type | 10 - Original Applicant |
| Legal Entity Type | 03 - Corporation |
| Address | Dallas, TX 75270 |
Trademark Events
| Event Date | Event Description |
| Monday, April 25, 2005 | CANCELLATION GRANTED NO. 999999 |
| Saturday, February 12, 2005 | CANCELLED SEC. 8 (6-YR) |
| Tuesday, December 7, 2004 | CANCELLATION INSTITUTED NO. 999999 |
| Tuesday, May 5, 1998 | REGISTERED-PRINCIPAL REGISTER |
| Thursday, March 12, 1998 | ALLOWED PRINCIPAL REGISTER - SOU ACCEPTED |
| Monday, March 2, 1998 | STATEMENT OF USE PROCESSING COMPLETE |
| Wednesday, January 14, 1998 | USE AMENDMENT FILED |
| Tuesday, November 11, 1997 | NOA MAILED - SOU REQUIRED FROM APPLICANT |
| Tuesday, August 19, 1997 | PUBLISHED FOR OPPOSITION |
| Friday, July 18, 1997 | NOTICE OF PUBLICATION |
| Tuesday, June 17, 1997 | APPROVED FOR PUB - PRINCIPAL REGISTER |
| Wednesday, June 11, 1997 | EXAMINER'S AMENDMENT MAILED |
| Thursday, April 17, 1997 | CORRESPONDENCE RECEIVED IN LAW OFFICE |
| Friday, December 20, 1996 | NON-FINAL ACTION MAILED |
