| Serial Number | 78479788 |
| Word Mark | SOUTHWEST SECURITIES MEMBER OF SWS GROUP |
| Filing Date | Tuesday, September 7, 2004 |
| Status | 710 - CANCELLED - SECTION 8 |
| Status Date | Friday, October 5, 2012 |
| Registration Number | 3062615 |
| Registration Date | Tuesday, February 28, 2006 |
| Mark Drawing | 3000 - Illustration: Drawing or design which also includes word(s) / letter(s) / number(s) |
| Published for Opposition Date | Tuesday, December 6, 2005 |
| Disclaimer with Predetermined Text | "SECURITIES and GROUP" |
| Goods and Services | Financial services in the field of investment and securities brokerage, namely, brokerage services concerning securities, mutual funds and commodities; financial management services; securities and financial clearing services; financial advisory services; financial consultation services; investment account planning |
| International Class | 036 - Insurance; financial affairs; monetary affairs; real estate affairs. |
| US Class Codes | 100, 101, 102 |
| Class Status Code | 2 - Sec. 8 - Entire Registration |
| Class Status Date | Friday, October 5, 2012 |
| Primary Code | 036 |
| First Use Anywhere Date | Sunday, February 2, 2003 |
| First Use In Commerce Date | Sunday, February 2, 2003 |
| Party Name | SWS Group, Inc. |
| Party Type | 30 - Original Registrant |
| Legal Entity Type | 03 - Corporation |
| Address | Dallas, TX 75270 |
| Party Name | SWS Group, Inc. |
| Party Type | 20 - Owner at Publication |
| Legal Entity Type | 03 - Corporation |
| Address | Dallas, TX 75270 |
| Party Name | SWS Group, Inc. |
| Party Type | 10 - Original Applicant |
| Legal Entity Type | 03 - Corporation |
| Address | Dallas, TX 75270 |
| Event Date | Event Description |
| Friday, October 5, 2012 | CANCELLED SEC. 8 (6-YR) |
| Tuesday, February 28, 2006 | REGISTERED-PRINCIPAL REGISTER |
| Tuesday, December 6, 2005 | PUBLISHED FOR OPPOSITION |
| Wednesday, November 16, 2005 | NOTICE OF PUBLICATION |
| Thursday, October 13, 2005 | LAW OFFICE PUBLICATION REVIEW COMPLETED |
| Thursday, October 13, 2005 | ASSIGNED TO LIE |
| Friday, September 30, 2005 | APPROVED FOR PUB - PRINCIPAL REGISTER |
| Monday, September 26, 2005 | AMENDMENT FROM APPLICANT ENTERED |
| Tuesday, September 13, 2005 | CORRESPONDENCE RECEIVED IN LAW OFFICE |
| Tuesday, September 13, 2005 | TEAS RESPONSE TO OFFICE ACTION RECEIVED |
| Wednesday, April 20, 2005 | NON-FINAL ACTION E-MAILED |
| Wednesday, April 20, 2005 | NON-FINAL ACTION WRITTEN |
| Monday, April 4, 2005 | ASSIGNED TO EXAMINER |
| Tuesday, September 14, 2004 | NEW APPLICATION ENTERED IN TRAM |