| Serial Number | 75190749 |
| Word Mark | SOUTHWEST SECURITIES |
| Filing Date | Thursday, October 31, 1996 |
| Status | 710 - CANCELLED - SECTION 8 |
| Status Date | Friday, October 22, 2021 |
| Registration Number | 2358974 |
| Registration Date | Tuesday, June 20, 2000 |
| Mark Drawing | 1000 - Typeset: Word(s) / letter(s) / number(s) |
| Published for Opposition Date | Tuesday, March 28, 2000 |
| Disclaimer with Predetermined Text | "SECURITIES" |
| Goods and Services | financial services in the field of investment and securities brokerage, namely, brokerage services concerning securities, mutual funds and commodities |
| Lining/Stippling Statement | The lining shown in the drawing is a feature of the mark and is not intended to indicate color. |
| International Class | 036 - Insurance; financial affairs; monetary affairs; real estate affairs. |
| US Class Codes | 100, 101, 102 |
| Class Status Code | 2 - Sec. 8 - Entire Registration |
| Class Status Date | Friday, October 22, 2021 |
| Primary Code | 036 |
| First Use Anywhere Date | Monday, June 1, 1970 |
| First Use In Commerce Date | Monday, June 1, 1970 |
| Party Name | HILLTOP HOLDINGS INC. |
| Party Type | 33 - New Owner After Registration |
| Legal Entity Type | 03 - Corporation |
| Address | DALLAS, TX 75205 |
| Party Name | HILLTOP SECURITIES HOLDINGS LLC |
| Party Type | 32 - New Owner After Registration |
| Legal Entity Type | 16 - Limited Liability Company |
| Address | DALLAS, TX 75201 |
| Party Name | SWS GROUP, INC. |
| Party Type | 31 - New Owner After Registration |
| Legal Entity Type | 03 - Corporation |
| Address | DALLAS, TX 75270 |
| Party Name | Southwest Securities Group, Inc. |
| Party Type | 30 - Original Registrant |
| Legal Entity Type | 03 - Corporation |
| Address | Dallas, TX 75270 |
| Party Name | Southwest Securities Group, Inc. |
| Party Type | 20 - Owner at Publication |
| Legal Entity Type | 03 - Corporation |
| Address | Dallas, TX 75270 |
| Party Name | Southwest Securities Group, Inc. |
| Party Type | 10 - Original Applicant |
| Legal Entity Type | 03 - Corporation |
| Address | Dallas, TX 75270 |
| Event Date | Event Description |
| Friday, October 22, 2021 | CANCELLED SEC. 8 (10-YR)/EXPIRED SECTION 9 |
| Thursday, April 30, 2020 | APPLICANT/CORRESPONDENCE CHANGES (NON-RESPONSIVE) ENTERED |
| Thursday, April 30, 2020 | TEAS CHANGE OF CORRESPONDENCE RECEIVED |
| Thursday, April 30, 2020 | ATTORNEY/DOM.REP.REVOKED AND/OR APPOINTED |
| Thursday, April 30, 2020 | TEAS REVOKE/APP/CHANGE ADDR OF ATTY/DOM REP RECEIVED |
| Thursday, April 30, 2020 | TEAS CHANGE OF OWNER ADDRESS RECEIVED |
| Wednesday, January 29, 2020 | AUTOMATIC UPDATE OF ASSIGNMENT OF OWNERSHIP |
| Wednesday, November 28, 2018 | AUTOMATIC UPDATE OF ASSIGNMENT OF OWNERSHIP |
| Wednesday, April 22, 2015 | REVIEW OF CORRESPONDENCE COMPLETE - INFORMATION MADE OF RECORD |
| Tuesday, April 21, 2015 | TEAS WITHDRAWAL OF ATTORNEY RECEIVED-FIRM RETAINS |
| Friday, January 28, 2011 | REGISTERED AND RENEWED (FIRST RENEWAL - 10 YRS) |
| Friday, January 28, 2011 | REGISTERED - SEC. 8 (10-YR) ACCEPTED/SEC. 9 GRANTED |
| Monday, December 20, 2010 | TEAS SECTION 8 & 9 RECEIVED |
| Wednesday, March 22, 2006 | CASE FILE IN TICRS |
| Tuesday, March 14, 2006 | REGISTERED - SEC. 8 (6-YR) ACCEPTED & SEC. 15 ACK. |
| Tuesday, September 13, 2005 | REGISTERED - SEC. 8 (6-YR) & SEC. 15 FILED |
| Tuesday, September 13, 2005 | TEAS SECTION 8 & 15 RECEIVED |
| Tuesday, June 20, 2000 | REGISTERED-PRINCIPAL REGISTER |
| Tuesday, March 28, 2000 | PUBLISHED FOR OPPOSITION |
| Friday, February 25, 2000 | NOTICE OF PUBLICATION |
| Thursday, January 27, 2000 | APPROVED FOR PUB - PRINCIPAL REGISTER |
| Wednesday, November 17, 1999 | CORRESPONDENCE RECEIVED IN LAW OFFICE |
| Friday, May 21, 1999 | NON-FINAL ACTION MAILED |
| Friday, November 20, 1998 | ASSIGNED TO EXAMINER |
| Tuesday, August 19, 1997 | LETTER OF SUSPENSION MAILED |
| Wednesday, July 30, 1997 | ASSIGNED TO EXAMINER |
| Wednesday, July 2, 1997 | CORRESPONDENCE RECEIVED IN LAW OFFICE |
| Thursday, February 27, 1997 | NON-FINAL ACTION MAILED |
| Tuesday, January 21, 1997 | ASSIGNED TO EXAMINER |
| Friday, December 20, 1996 | ASSIGNED TO EXAMINER |