| Serial Number | 79240770 |
| Word Mark | SOSTRATUS CAPITAL |
| Filing Date | Tuesday, June 12, 2018 |
| Status | 700 - REGISTERED |
| Status Date | Tuesday, July 21, 2020 |
| Registration Number | 6104010 |
| Registration Date | Tuesday, July 21, 2020 |
| Mark Drawing | 3000 - Illustration: Drawing or design which also includes word(s) / letter(s) / number(s) |
| Published for Opposition Date | Tuesday, May 5, 2020 |
| Description of Mark | The mark consists of a stylized design of a shaded gold circle comprised of smaller gold triangles. To the right of the circle is the stylized navy blue wording "SOSTRATUS" above the stylized gold wording "CAPITAL". The color white represents background and is not claimed as a feature of the mark. |
| Goods and Services | Financial affairs and monetary affairs, namely, financial information, management and analysis services; hedge fund management; hedge fund services, namely, hedge fund investment services; hedge fund investment services; financial investments, namely, financial advisory, planning services; financial investment brokerage services; financial consulting; financial assistance services, namely, assisting others with the completion of financial transactions for stocks, bonds, securities and equities; financial information; financial forecasting; financial exchange; financial consultation; financial advice; financial consultancy; financial research; conducting financial feasibility studies; financial transactions services, namely, providing secure commercial transactions and payment options, assisting others with the completion of financial transactions for stocks, bonds, securities and equities; financial analysis; financial management; financial trust administration; financial trust operations; capital trust financial management; financial appraisal of investments, namely, stocks, bonds, options, commodities, futures and other securities; financial investment services in the fields of stocks, bonds, options, commodities, futures and other securities, and the investment of funds of others; financial brokerage services for cryptocurrency trading, for capital investments, for stocks and bonds, and in the field of securities and commodities investing; financial transaction services, namely, investment fund transfer and transaction services; online financial transactions, namely, online investment fund transfer and transaction services; financial asset evaluation services; financial management services; fund management, namely, management of investment funds; financial asset management; financial planning services; providing financial information; computerized financial analysis; financial investment brokerage; financial research services; pension fund financial management; financial evaluation and analysis; financial information for investors; financial economic advisory services; financial management of funds; financial market information services; collection of financial information; management of financial assets; administration of financial affairs, namely, employee pension plans, financial trusts; financial management of pensions; computerized financial data services, namely, financial data analysis; preparation of financial analysis; financial investment fund services, namely, investment of funds; financial investment research services; computerized financial information services; financial information services relating to financial bond markets; financial information services relating to financial stock markets; economic financial research services; financial strategy consultancy services; monitoring of financial portfolios; providing an on-line searchable database featuring financial information about investments; financial information retrieval services; trustee services of financial futures contracts; financial management and administration of employee pension plans; financial services, namely, brokerage of bonds; financial services, namely, brokerage of stocks; financial services relating to investment, namely, investment, management, consultation and brokerage; financial advisory and consultancy services; financial advisory services for companies; providing investors with financial information; financial advice relating to trusts; brokerage services for financial markets investments; financial management of share accounts; financial investment advisory services; online investment fund transaction services; financial services provided by electronic means, namely, electronic financial trading services; electronic remote check deposit services; automatic recording services for financial transactions, namely, clearing and reconciling financial transactions via a global computer network, and administration of transactions using a mobile device at a point of sale; financial investment analysis and stock research; financial consultancy services relating to investments; financial services relating to international securities, namely, international securities management and brokerage services, and information and consultancy services therefor; providing an online searchable database featuring financial information about stocks; providing an online searchable database featuring financial information about shares; brokerage services on the financial markets, namely, investment brokerage, securities brokerage, stocks and bonds brokerage; financial information management and analysis services and financial services related to dealing in shares, namely, share price information services, financial administration of stock exchange trading of shares and derivative products in financial markets, provision of a financial exchange for the trading of shares and derivative products, and the trading of shares and derivative products |
| Indication of Colors claimed | The color(s) navy blue and gold is/are claimed as a feature of the mark. |
| Disclaimer with Predetermined Text | "CAPITAL" |
| International Class | 036 - Insurance; financial affairs; monetary affairs; real estate affairs. |
| US Class Codes | 100, 101, 102 |
| Class Status Code | 6 - Active |
| Class Status Date | Wednesday, September 19, 2018 |
| Primary Code | 036 |
| First Use Anywhere Date | NOT AVAILABLE |
| First Use In Commerce Date | NOT AVAILABLE |
| Party Name | Hardy Fisher Limited |
| Party Type | 30 - Original Registrant |
| Legal Entity Type | 24 - NOT AVAILABLE |
| Address | Loxley, Warwick, England CV35 9JW GB |
| Party Name | Hardy Fisher Limited |
| Party Type | 20 - Owner at Publication |
| Legal Entity Type | 24 - NOT AVAILABLE |
| Address | Loxley, Warwick, England CV35 9JW GB |
| Party Name | Hardy Fisher Limited |
| Party Type | 10 - Original Applicant |
| Legal Entity Type | 24 - NOT AVAILABLE |
| Address | Loxley, Warwick, England CV35 9JW GB |
| Event Date | Event Description |
| Friday, May 5, 2023 | NEW REPRESENTATIVE AT IB RECEIVED |
| Thursday, April 6, 2023 | APPLICANT/CORRESPONDENCE CHANGES (NON-RESPONSIVE) ENTERED |
| Thursday, April 6, 2023 | TEAS CHANGE OF CORRESPONDENCE RECEIVED |
| Thursday, April 6, 2023 | TEAS CHANGE OF DOMESTIC REPRESENTATIVES ADDRESS |
| Thursday, April 6, 2023 | ATTORNEY/DOM.REP.REVOKED AND/OR APPOINTED |
| Thursday, April 6, 2023 | TEAS REVOKE/APP/CHANGE ADDR OF ATTY/DOM REP RECEIVED |
| Thursday, April 6, 2023 | TEAS CHANGE OF OWNER ADDRESS RECEIVED |
| Thursday, November 11, 2021 | APPLICANT/CORRESPONDENCE CHANGES (NON-RESPONSIVE) ENTERED |
| Thursday, November 11, 2021 | TEAS CHANGE OF CORRESPONDENCE RECEIVED |
| Thursday, November 11, 2021 | TEAS CHANGE OF DOMESTIC REPRESENTATIVES ADDRESS |
| Thursday, November 11, 2021 | ATTORNEY/DOM.REP.REVOKED AND/OR APPOINTED |
| Thursday, November 11, 2021 | TEAS REVOKE/APP/CHANGE ADDR OF ATTY/DOM REP RECEIVED |
| Thursday, November 11, 2021 | TEAS CHANGE OF OWNER ADDRESS RECEIVED |
| Saturday, November 28, 2020 | FINAL DECISION TRANSACTION PROCESSED BY IB |
| Friday, November 6, 2020 | APPLICANT/CORRESPONDENCE CHANGES (NON-RESPONSIVE) ENTERED |
| Friday, November 6, 2020 | TEAS CHANGE OF CORRESPONDENCE RECEIVED |
| Friday, November 6, 2020 | TEAS CHANGE OF DOMESTIC REPRESENTATIVES ADDRESS |
| Friday, November 6, 2020 | ATTORNEY/DOM.REP.REVOKED AND/OR APPOINTED |
| Friday, November 6, 2020 | TEAS REVOKE/APP/CHANGE ADDR OF ATTY/DOM REP RECEIVED |
| Friday, November 6, 2020 | TEAS CHANGE OF OWNER ADDRESS RECEIVED |
| Friday, November 6, 2020 | FINAL DISPOSITION NOTICE SENT TO IB |
| Thursday, November 5, 2020 | FINAL DISPOSITION PROCESSED |
| Wednesday, October 21, 2020 | FINAL DISPOSITION NOTICE CREATED, TO BE SENT TO IB |
| Tuesday, July 21, 2020 | REGISTERED-PRINCIPAL REGISTER |
| Friday, June 12, 2020 | NOTIFICATION PROCESSED BY IB |
| Tuesday, May 5, 2020 | OFFICIAL GAZETTE PUBLICATION CONFIRMATION E-MAILED |
| Tuesday, May 5, 2020 | PUBLISHED FOR OPPOSITION |
| Wednesday, April 29, 2020 | NOTIFICATION OF POSSIBLE OPPOSITION SENT TO IB |
| Wednesday, April 29, 2020 | NOTICE OF START OF OPPOSITION PERIOD CREATED, TO BE SENT TO IB |
| Wednesday, April 15, 2020 | NOTIFICATION OF NOTICE OF PUBLICATION E-MAILED |
| Friday, March 13, 2020 | REFUSAL PROCESSED BY IB |
| Tuesday, March 10, 2020 | WITHDRAWN FROM PUB - OG REVIEW QUERY |
| Friday, March 6, 2020 | NOTIFICATION OF POSSIBLE OPPOSITION - PROCESSED BY IB |
| Thursday, February 27, 2020 | LAW OFFICE PUBLICATION REVIEW COMPLETED |
| Friday, February 21, 2020 | APPROVED FOR PUB - PRINCIPAL REGISTER |
| Thursday, February 20, 2020 | TEAS/EMAIL CORRESPONDENCE ENTERED |
| Thursday, February 20, 2020 | CORRESPONDENCE RECEIVED IN LAW OFFICE |
| Thursday, February 20, 2020 | TEAS CHANGE OF CORRESPONDENCE RECEIVED |
| Thursday, February 20, 2020 | APPLICANT/CORRESPONDENCE CHANGES (NON-RESPONSIVE) ENTERED |
| Thursday, February 20, 2020 | ATTORNEY/DOM.REP.REVOKED AND/OR APPOINTED |
| Thursday, February 20, 2020 | TEAS REVOKE/APP/CHANGE ADDR OF ATTY/DOM REP RECEIVED |
| Thursday, February 20, 2020 | TEAS CHANGE OF OWNER ADDRESS RECEIVED |
| Thursday, February 20, 2020 | TEAS RESPONSE TO OFFICE ACTION RECEIVED |
| Wednesday, February 19, 2020 | NOTIFICATION OF POSSIBLE OPPOSITION SENT TO IB |
| Wednesday, February 19, 2020 | NOTIFICATION OF POSSIBLE OPPOSITION CREATED, TO BE SENT TO IB |
| Thursday, January 30, 2020 | NON-FINAL ACTION MAILED |
| Wednesday, January 29, 2020 | NON-FINAL ACTION WRITTEN |
| Tuesday, January 28, 2020 | PREVIOUS ALLOWANCE COUNT WITHDRAWN |
| Tuesday, December 3, 2019 | WITHDRAWN FROM PUB - OG REVIEW QUERY |
| Thursday, November 21, 2019 | ELECTRONIC RECORD REVIEW COMPLETE |
| Friday, November 15, 2019 | ON HOLD - ELECTRONIC RECORD REVIEW REQUIRED |
| Tuesday, November 12, 2019 | APPROVED FOR PUB - PRINCIPAL REGISTER |
| Tuesday, November 12, 2019 | EXAMINERS AMENDMENT MAILED |
| Friday, November 8, 2019 | EXAMINER'S AMENDMENT ENTERED |
| Friday, November 8, 2019 | EXAMINERS AMENDMENT -WRITTEN |
| Thursday, June 20, 2019 | FINAL REFUSAL MAILED |
| Wednesday, June 19, 2019 | FINAL REFUSAL WRITTEN |
| Thursday, May 16, 2019 | TEAS/EMAIL CORRESPONDENCE ENTERED |
| Thursday, May 16, 2019 | CORRESPONDENCE RECEIVED IN LAW OFFICE |
| Wednesday, May 8, 2019 | ASSIGNED TO LIE |
| Friday, May 3, 2019 | NOTICE OF REVIVAL - MAILED |
| Thursday, May 2, 2019 | TEAS RESPONSE TO OFFICE ACTION RECEIVED |
| Thursday, May 2, 2019 | PETITION TO REVIVE-GRANTED |
| Thursday, May 2, 2019 | TEAS PETITION TO REVIVE RECEIVED |
| Wednesday, April 10, 2019 | ATTORNEY/DOM.REP.REVOKED AND/OR APPOINTED |
| Wednesday, April 10, 2019 | TEAS REVOKE/APP/CHANGE ADDR OF ATTY/DOM REP RECEIVED |
| Friday, November 9, 2018 | REFUSAL PROCESSED BY IB |
| Monday, October 22, 2018 | NON-FINAL ACTION MAILED - REFUSAL SENT TO IB |
| Monday, October 22, 2018 | REFUSAL PROCESSED BY MPU |
| Wednesday, October 10, 2018 | NON-FINAL ACTION (IB REFUSAL) PREPARED FOR REVIEW |
| Tuesday, October 9, 2018 | NON-FINAL ACTION WRITTEN |
| Thursday, September 27, 2018 | ASSIGNED TO EXAMINER |
| Tuesday, September 25, 2018 | APPLICATION FILING RECEIPT MAILED |
| Wednesday, September 19, 2018 | NEW APPLICATION OFFICE SUPPLIED DATA ENTERED |
| Thursday, September 13, 2018 | SN ASSIGNED FOR SECT 66A APPL FROM IB |