SOPHOS WEALTH MANAGEMENT, LLC Trademark
Trademark Overview
On Tuesday, May 20, 2025, a trademark application was filed for SOPHOS WEALTH MANAGEMENT, LLC with the United States Patent and Trademark Office. The USPTO has given the SOPHOS WEALTH MANAGEMENT, LLC trademark a serial number of 99194159. The federal status of this trademark filing is NON-FINAL ACTION - MAILED as of Tuesday, October 7, 2025. This trademark is owned by Sophos Wealth Management, LLC. The SOPHOS WEALTH MANAGEMENT, LLC trademark is filed in the Insurance & Financial Services category with the following description:
Financial services, namely, wealth management services
General Information
| Serial Number | 99194159 |
| Word Mark | SOPHOS WEALTH MANAGEMENT, LLC |
| Filing Date | Tuesday, May 20, 2025 |
| Status | 641 - NON-FINAL ACTION - MAILED |
| Status Date | Tuesday, October 7, 2025 |
| Registration Number | 0000000 |
| Registration Date | NOT AVAILABLE |
| Mark Drawing | 3 - Illustration: Drawing or design which also includes word(s) / letter(s) / number(s) |
| Published for Opposition Date | NOT AVAILABLE |
Trademark Statements
| Indication of Colors claimed | Color is not claimed as a feature of the mark. |
| Goods and Services | Financial services, namely, wealth management services |
| NOT AVAILABLE | "Wealth Management, LLC" |
| Description of Mark | The mark consists of a shield with a knot resembling four interlocking ovals inside of it to the left of the stylized wording "SOPHOS" centered above the phrase "WEALTH MANAGEMENT, LLC". |
Classification Information
| International Class | 036 - Insurance; financial affairs; monetary affairs; real estate affairs. |
| US Class Codes | 100, 101, 102 |
| Class Status Code | 6 - Active |
| Class Status Date | Tuesday, May 20, 2025 |
| Primary Code | 036 |
| First Use Anywhere Date | Wednesday, March 31, 2021 |
| First Use In Commerce Date | Wednesday, March 31, 2021 |
Trademark Owner History
| Party Name | Sophos Wealth Management, LLC |
| Party Type | 10 - Original Applicant |
| Legal Entity Type | 16 - Limited Liability Company |
| Address | Woodinville, WA 98072 |
Trademark Events
| Event Date | Event Description |
| Tuesday, May 20, 2025 | NEW APPLICATION ENTERED |
| Tuesday, May 20, 2025 | APPLICATION FILING RECEIPT MAILED |
| Sunday, September 28, 2025 | NEW APPLICATION OFFICE SUPPLIED DATA ENTERED |
| Sunday, September 28, 2025 | NOTICE OF DESIGN SEARCH CODE E-MAILED |
| Thursday, October 2, 2025 | ASSIGNED TO EXAMINER |
| Monday, October 6, 2025 | EXAMINERS AMENDMENT -WRITTEN |
| Monday, October 6, 2025 | EXAMINERS AMENDMENT E-MAILED |
| Monday, October 6, 2025 | NOTIFICATION OF EXAMINERS AMENDMENT E-MAILED |
| Tuesday, October 7, 2025 | ASSIGNED TO LIE |
| Tuesday, October 7, 2025 | EXAMINER'S AMENDMENT ENTERED |
| Tuesday, October 7, 2025 | NON-FINAL ACTION WRITTEN |
| Tuesday, October 7, 2025 | NON-FINAL ACTION E-MAILED |
| Tuesday, October 7, 2025 | NOTIFICATION OF NON-FINAL ACTION E-MAILED |
