| Serial Number | 79076121 |
| Word Mark | SOPHIS |
| Filing Date | Wednesday, September 16, 2009 |
| Status | 706 - SECTION 71 ACCEPTED |
| Status Date | Thursday, August 25, 2022 |
| Registration Number | 4097567 |
| Registration Date | Tuesday, February 14, 2012 |
| Mark Drawing | 4 - Illustration: Drawing with word(s) / letter(s) / number(s) in Block form |
| Published for Opposition Date | Tuesday, November 29, 2011 |
| Indication of Colors claimed | Color is not claimed as a feature of the mark. |
| Goods and Services | Computer software for use in financial management specifically for the management of financial databases and investment portfolios, financial assets in various asset classes and financial asset portfolios; computer software for financial analysis, namely, for analyzing financial data, cash management and risk management, computer software for personal financial analysis, namely, for analyzing personal financial data; computer software for payroll management, namely, software for payroll processing and reporting; computer software for facilitating secure credit card transactions; computer software in the field of risk management, financial portfolio analysis, financial investment and hedge funds, for aggregation, reporting and compliance purposes; computer software, computer programs, computer operating programs, downloadable computer software, application software, communication software, computer e-commerce software, computer interface software, all the aforesaid for risk and portfolio management in the field of financial services; computer software development tools, namely, computer software used for developing computer software for financial analysis and risk and portfolio management; computer software packages, namely, computer software for risk and portfolio management in the field of financial services; computer software platforms, namely, computer software platforms for risk and portfolio management in the field of financial services; interface software, namely, interface software for risk and portfolio management in the field of financial services; security devices for computer software, namely, password generation software, and all of the aforementioned goods for use in the field of finance, risk management and investment; * and none relating to computer antivirus software or hardware, computer anti-malware software or hardware for filtering spam and spyware or computer hardware for providing data security * |
| Goods and Services | Computer programming services; computer software design; installation of computer software; maintenance and repair of computer software; updating of computer software; computer programming services in the nature of editing of computer software and computer programs; computer software consultancy; recovery of computer data; computer system design; computer systems analysis; data conversion of computer programs and data, not physical conversion; hosting computer sites, namely, hosting on-line websites for others to access web-based computer applications for risk and portfolio management in the field of financial services; computer systems and computer hardware design; computer software rental; computer programming for others; computer software design for others; computer software research; computer software analysis; customization of computer hardware and software; consultancy, advisory and information services for all of the above services; * all the aforementioned services for use in the field of finance, risk management and investment and none relating to the design, development or provision of computer antivirus software or hardware, computer anti-malware software or hardware, computer software or hardware for data encryption, computer software or hardware for filtering spam and spyware or computer software or hardware for providing data security or information and advice services related thereto * |
| Goods and Services | [ Financial services, namely, financial advisory and consultancy services; brokerage services, namely, capital investment services; financial evaluation services, namely, financial evaluation for insurance and financial risk allocation purposes, financial appraisal services in the nature of cost evaluations; financial management, financial information processing; financing services; consultancy, advisory and information services for all of the above services ] |
| Certificate of Correction for Registration | The following statement "and none relating to computer antivirus software or hardware, computer anti-malware software or hardware for filtering spam and spyware or computer hardware for providing data security" should be inserted at end of the class 9. "all the aforementioned services for use in the field of finance, risk management and investment and none relating to the design, development or provision of computer antivirus software or hardware, computer anti-malware software or hardware, computer software or hardware for data encryption , computer software or hardware for filtering spam and spyware or computer software or hardware for providing data security or information and advice services related thereto" should be inserted at end of the class 42. |
| International Class | 009 - Scientific, nautical, surveying, photographic, cinematographic, optical, weighing, measuring, signalling, checking (supervision), life-saving and teaching apparatus and instruments; apparatus and instruments for conducting, switching, transforming, accumulating, regulating or controlling electricity; apparatus for recording, transmission or reproduction of sound or images; magnetic data carriers, recording discs; automatic vending machines and mechanisms for coin operated apparatus; cash registers, calculating machines, data processing equipment and computers; fire extinguishing apparatus. |
| US Class Codes | 021, 023, 026, 036, 038 |
| Class Status Code | 6 - Active |
| Class Status Date | Thursday, December 24, 2009 |
| Primary Code | 009 |
| First Use Anywhere Date | NOT AVAILABLE |
| First Use In Commerce Date | NOT AVAILABLE |
| International Class | 036 - Insurance; financial affairs; monetary affairs; real estate affairs. |
| US Class Codes | 100, 101, 102 |
| Class Status Code | G - NOT AVAILABLE |
| Class Status Date | Tuesday, February 27, 2018 |
| Primary Code | 036 |
| First Use Anywhere Date | NOT AVAILABLE |
| First Use In Commerce Date | NOT AVAILABLE |
| International Class | 042 - Scientific and technological services and research and design relating thereto; industrial analysis and research services; design and development of computer hardware and software. |
| US Class Codes | 100, 101 |
| Class Status Code | 6 - Active |
| Class Status Date | Thursday, December 24, 2009 |
| Primary Code | 042 |
| First Use Anywhere Date | NOT AVAILABLE |
| First Use In Commerce Date | NOT AVAILABLE |
| Party Name | Finastra International Limited (Ireland branch) |
| Party Type | 31 - New Owner After Registration |
| Legal Entity Type | 99 - Other |
| Address | IE |
| Party Name | Finastra Ireland Limited |
| Party Type | 30 - Original Registrant |
| Legal Entity Type | 11 - Company |
| Address | Dublin 3 IE |
| Party Name | Sophis Technology (Ireland) Limited |
| Party Type | 20 - Owner at Publication |
| Legal Entity Type | 11 - Company |
| Address | IE |
| Party Name | Sophis Technology (Ireland) Limited |
| Party Type | 10 - Original Applicant |
| Legal Entity Type | 11 - Company |
| Address | IE |
| Event Date | Event Description |
| Thursday, December 17, 2009 | SN ASSIGNED FOR SECT 66A APPL FROM IB |
| Thursday, December 24, 2009 | NEW APPLICATION OFFICE SUPPLIED DATA ENTERED |
| Thursday, December 24, 2009 | ASSIGNED TO EXAMINER |
| Tuesday, December 29, 2009 | APPLICATION FILING RECEIPT MAILED |
| Tuesday, December 29, 2009 | NON-FINAL ACTION WRITTEN |
| Wednesday, December 30, 2009 | NON-FINAL ACTION (IB REFUSAL) PREPARED FOR REVIEW |
| Monday, January 4, 2010 | REFUSAL PROCESSED BY MPU |
| Monday, January 4, 2010 | NON-FINAL ACTION MAILED - REFUSAL SENT TO IB |
| Friday, January 29, 2010 | REFUSAL PROCESSED BY IB |
| Tuesday, June 29, 2010 | TEAS CHANGE OF CORRESPONDENCE RECEIVED |
| Tuesday, June 29, 2010 | TEAS RESPONSE TO OFFICE ACTION RECEIVED |
| Thursday, July 15, 2010 | ASSIGNED TO LIE |
| Thursday, July 15, 2010 | CORRESPONDENCE RECEIVED IN LAW OFFICE |
| Thursday, July 15, 2010 | TEAS/EMAIL CORRESPONDENCE ENTERED |
| Tuesday, August 31, 2010 | NON-FINAL ACTION WRITTEN |
| Tuesday, August 31, 2010 | NON-FINAL ACTION E-MAILED |
| Tuesday, August 31, 2010 | NOTIFICATION OF NON-FINAL ACTION E-MAILED |
| Thursday, February 24, 2011 | TEAS RESPONSE TO OFFICE ACTION RECEIVED |
| Monday, March 14, 2011 | ASSIGNED TO LIE |
| Thursday, February 24, 2011 | CORRESPONDENCE RECEIVED IN LAW OFFICE |
| Wednesday, March 23, 2011 | TEAS/EMAIL CORRESPONDENCE ENTERED |
| Thursday, April 14, 2011 | FINAL REFUSAL WRITTEN |
| Thursday, April 14, 2011 | FINAL REFUSAL E-MAILED |
| Thursday, April 14, 2011 | NOTIFICATION OF FINAL REFUSAL EMAILED |
| Wednesday, May 18, 2011 | NOTIFICATION OF POSSIBLE OPPOSITION CREATED, TO BE SENT TO IB |
| Wednesday, May 18, 2011 | NOTIFICATION OF POSSIBLE OPPOSITION SENT TO IB |
| Saturday, June 4, 2011 | NOTIFICATION OF POSSIBLE OPPOSITION - PROCESSED BY IB |
| Monday, October 10, 2011 | TEAS REQUEST FOR RECONSIDERATION RECEIVED |
| Monday, October 10, 2011 | CORRESPONDENCE RECEIVED IN LAW OFFICE |
| Tuesday, October 11, 2011 | TEAS/EMAIL CORRESPONDENCE ENTERED |
| Thursday, October 20, 2011 | EXAMINERS AMENDMENT -WRITTEN |
| Thursday, October 20, 2011 | EXAMINERS AMENDMENT E-MAILED |
| Thursday, October 20, 2011 | NOTIFICATION OF EXAMINERS AMENDMENT E-MAILED |
| Thursday, October 20, 2011 | EXAMINER'S AMENDMENT ENTERED |
| Thursday, October 20, 2011 | APPROVED FOR PUB - PRINCIPAL REGISTER |
| Thursday, October 27, 2011 | LAW OFFICE PUBLICATION REVIEW COMPLETED |
| Wednesday, November 9, 2011 | NOTIFICATION OF NOTICE OF PUBLICATION E-MAILED |
| Wednesday, November 9, 2011 | NOTICE OF START OF OPPOSITION PERIOD CREATED, TO BE SENT TO IB |
| Thursday, November 10, 2011 | NOTIFICATION OF POSSIBLE OPPOSITION SENT TO IB |
| Tuesday, November 29, 2011 | PUBLISHED FOR OPPOSITION |
| Tuesday, November 29, 2011 | OFFICIAL GAZETTE PUBLICATION CONFIRMATION E-MAILED |
| Tuesday, February 14, 2012 | REGISTERED-PRINCIPAL REGISTER |
| Friday, April 27, 2012 | NEW REPRESENTATIVE AT IB RECEIVED |
| Friday, May 4, 2012 | LIMITATION OF GOODS RECEIVED FROM IB |
| Monday, May 14, 2012 | FINAL DISPOSITION NOTICE CREATED, TO BE SENT TO IB |
| Monday, June 4, 2012 | ASSIGNED TO PARALEGAL |
| Monday, June 4, 2012 | CORRECTION UNDER SECTION 7 - PROCESSED |
| Tuesday, June 5, 2012 | LIMITATION FROM THE IB EXAMINED AND ENTERED |
| Saturday, June 30, 2012 | NOTIFICATION PROCESSED BY IB |
| Wednesday, September 19, 2012 | FINAL DISPOSITION PROCESSED |
| Wednesday, September 19, 2012 | FINAL DISPOSITION NOTICE SENT TO IB |
| Sunday, October 7, 2012 | FINAL DECISION TRANSACTION PROCESSED BY IB |
| Monday, February 4, 2013 | PARTIAL INVALIDATION OF REG EXT PROTECTION CREATED |
| Tuesday, January 7, 2014 | INVALIDATION REVIEWED - NO ACTION REQUIRED BY OFFICE |
| Thursday, September 8, 2016 | NEW REPRESENTATIVE AT IB RECEIVED |
| Tuesday, February 14, 2017 | COURTESY REMINDER - SEC. 71 (6-YR) E-MAILED |
| Wednesday, February 14, 2018 | TEAS SECTION 71 RECEIVED |
| Tuesday, February 27, 2018 | CASE ASSIGNED TO POST REGISTRATION PARALEGAL |
| Tuesday, February 27, 2018 | REGISTERED - PARTIAL SEC 71 ACCEPTED |
| Tuesday, February 27, 2018 | NOTICE OF ACCEPTANCE OF SEC. 71 - E-MAILED |
| Thursday, March 29, 2018 | CHANGE OF NAME/ADDRESS REC'D FROM IB |
| Saturday, October 27, 2018 | PARTIAL INVALIDATION OF REG EXT PROTECTION CREATED |
| Saturday, November 17, 2018 | INVALIDATION PROCESSED |
| Saturday, November 17, 2018 | PARTIAL INVALIDATION OF REG EXT PROTECTION SENT TO IB |
| Friday, March 22, 2019 | PARTIAL INVALIDATION PROCESSED BY THE IB |
| Friday, June 7, 2019 | NEW REPRESENTATIVE AT IB RECEIVED |
| Thursday, October 17, 2019 | INTERNATIONAL REGISTRATION RENEWED |
| Sunday, February 14, 2021 | COURTESY REMINDER - SEC. 71 (10-YR) E-MAILED |
| Monday, August 15, 2022 | TEAS SECTION 71 RECEIVED |
| Thursday, August 25, 2022 | REGISTERED-SEC.71 ACCEPTED |
| Thursday, August 25, 2022 | NOTICE OF ACCEPTANCE OF SEC. 71 - E-MAILED |
| Friday, December 9, 2022 | CHANGE OF OWNER RECEIVED FROM IB |
| Saturday, February 4, 2023 | NEW REPRESENTATIVE AT IB RECEIVED |
| Tuesday, April 25, 2023 | PARTIAL INVALIDATION OF REG EXT PROTECTION CREATED |
| Thursday, May 25, 2023 | INVALIDATION REVIEWED - NO ACTION REQUIRED BY OFFICE |
| Thursday, January 1, 2026 | NEW REPRESENTATIVE AT IB RECEIVED |