| Serial Number | 79421817 |
| Word Mark | SONATA ONE |
| Filing Date | Thursday, October 31, 2024 |
| Status | 645 - FINAL REFUSAL - MAILED |
| Status Date | Tuesday, November 18, 2025 |
| Registration Number | 0000000 |
| Registration Date | NOT AVAILABLE |
| Mark Drawing | 3 - Illustration: Drawing or design which also includes word(s) / letter(s) / number(s) |
| Published for Opposition Date | NOT AVAILABLE |
| Goods and Services | Private equity fund investment services and investment management; private equity securities investment services; private market fund brokerage services; financial risk management services; providing customer financial due diligence information in the private funds market; financial services, namely, transfer agency services rendered to issuers of investment securities |
| Goods and Services | Providing authentication of personal identification information in the nature of verification of investor personal identification information in the nature of name and date of birth with suitable authentication documentation; regulatory compliance assessment and verification of investor identity and securities laws accreditation, namely, authentication of investors' identity documentation and performing background screening of investors to find adverse media, political exposure and sanctions in the field of anti-money laundering and other laws and regulations concerning investments; regulatory compliance assessment, verification of investor identification information and securities laws accreditation, namely, verifying the identity of investors in the private markets including their beneficial owners, verifying investors eligibility to participate in private markets funds in accordance with applicable securities laws; providing designated individuals to serve as Anti-Money Laundering (AML) Officers for private funds, who report suspicious activity and assessing private funds' compliance with applicable AML regulations; preparing and providing regulatory compliance reports relating to risk and compliance with anti-money laundering laws along with reports to be submitted to tax authorities under FATCA/CRS agreements in the fields of anti-money laundering, tax and securities laws; provision of regulatory compliance consulting services relating to tax compliance, including FATCA/CRS and Withholding Tax compliance |
| Indication of Colors claimed | The color(s) purple is/are claimed as a feature of the mark. |
| Description of Mark | The mark consists of the wording "SONATA ONE" in purple, with the letter O in "ONE" comprising a circle broken in parts by a sequence of spaced lines. The color white represents background and is not a feature of the mark. |
| Goods and Services | Marketing services relating to private funds; business records management services relating to regulatory compliance documentation |
| Goods and Services | Provision of online, non-downloadable computer platforms for conducting investment exchange, financial information exchange and regulatory compliance services in the nature of verification of investor securities law accreditation and identity and tax related compliance services, namely, tax form management and reporting; Software as a Service featuring software for placement of investors in private funds for investment exchange, financial information exchange and regulatory compliance services in the nature of verification of investor accreditation under securities laws and identity and tax related compliance services, namely, tax form management and reporting |
| International Class | 035 - Advertising; business management; business administration; office functions. |
| US Class Codes | 100, 101, 102 |
| Class Status Code | 6 - Active |
| Class Status Date | Thursday, April 17, 2025 |
| Primary Code | 035 |
| First Use Anywhere Date | NOT AVAILABLE |
| First Use In Commerce Date | NOT AVAILABLE |
| International Class | 036 - Insurance; financial affairs; monetary affairs; real estate affairs. |
| US Class Codes | 100, 101, 102 |
| Class Status Code | 6 - Active |
| Class Status Date | Thursday, April 17, 2025 |
| Primary Code | 036 |
| First Use Anywhere Date | NOT AVAILABLE |
| First Use In Commerce Date | NOT AVAILABLE |
| International Class | 042 - Scientific and technological services and research and design relating thereto; industrial analysis and research services; design and development of computer hardware and software. |
| US Class Codes | 100, 101 |
| Class Status Code | 6 - Active |
| Class Status Date | Thursday, April 17, 2025 |
| Primary Code | 042 |
| First Use Anywhere Date | NOT AVAILABLE |
| First Use In Commerce Date | NOT AVAILABLE |
| International Class | 045 - Legal services; security services for the protection of property and individuals; personal and social services rendered by others to meet the needs of individuals. |
| US Class Codes | 100, 101 |
| Class Status Code | 6 - Active |
| Class Status Date | Thursday, April 17, 2025 |
| Primary Code | 045 |
| First Use Anywhere Date | NOT AVAILABLE |
| First Use In Commerce Date | NOT AVAILABLE |
| Party Name | Sonata One (Holdings) Limited |
| Party Type | 11 - New Owner Before Publication |
| Legal Entity Type | 99 - Other |
| Address | GB |
| Party Name | The ID Register (Holdings) Limited |
| Party Type | 10 - Original Applicant |
| Legal Entity Type | 99 - Other |
| Address | GB |
| Event Date | Event Description |
| Thursday, April 17, 2025 | SN ASSIGNED FOR SECT 66A APPL FROM IB |
| Friday, April 25, 2025 | NEW APPLICATION OFFICE SUPPLIED DATA ENTERED |
| Friday, April 25, 2025 | APPLICATION FILING RECEIPT MAILED |
| Wednesday, April 30, 2025 | ASSIGNED TO EXAMINER |
| Thursday, May 22, 2025 | NON-FINAL ACTION WRITTEN |
| Friday, May 23, 2025 | NON-FINAL ACTION (IB REFUSAL) PREPARED FOR REVIEW |
| Tuesday, July 15, 2025 | REFUSAL PROCESSED BY MPU |
| Wednesday, July 16, 2025 | NON-FINAL ACTION MAILED - REFUSAL SENT TO IB |
| Saturday, August 2, 2025 | REFUSAL PROCESSED BY IB |
| Monday, August 11, 2025 | TEAS RESPONSE TO OFFICE ACTION RECEIVED |
| Monday, August 11, 2025 | CORRESPONDENCE RECEIVED IN LAW OFFICE |
| Tuesday, August 12, 2025 | TEAS/EMAIL CORRESPONDENCE ENTERED |
| Thursday, November 6, 2025 | CHANGE OF NAME/ADDRESS REC'D FROM IB |
| Tuesday, November 18, 2025 | FINAL REFUSAL WRITTEN |
| Tuesday, November 18, 2025 | FINAL REFUSAL E-MAILED |
| Tuesday, November 18, 2025 | NOTIFICATION OF FINAL REFUSAL EMAILED |
| Tuesday, April 21, 2026 | TEAS REQUEST FOR RECONSIDERATION RECEIVED |
| Tuesday, April 21, 2026 | CORRESPONDENCE RECEIVED IN LAW OFFICE |
| Tuesday, April 21, 2026 | TEAS/EMAIL CORRESPONDENCE ENTERED |