| Serial Number | 90379458 |
| Word Mark | SOFTWARE AS A PARTNERSHIP |
| Filing Date | Monday, December 14, 2020 |
| Status | 700 - REGISTERED |
| Status Date | Tuesday, September 28, 2021 |
| Registration Number | 6499867 |
| Registration Date | Tuesday, September 28, 2021 |
| Mark Drawing | 4000 - Illustration: Drawing with word(s) / letter(s) / number(s) in Block form |
| Published for Opposition Date | Tuesday, July 13, 2021 |
| Disclaimer with Predetermined Text | SOFTWARE |
| Goods and Services | Providing temporary use of online non-downloadable computer software for assisting financial advisors with compliance with federal requirements and regulations, namely, through automation of compliance and operational tasks financial advisors perform regularly and automation of compliance oversight of financial advisor activities; Providing temporary use of non-downloadable software for document management, data governance, regulatory compliance, cybersecurity, vendor due diligence, data security risk assessment and mitigation; Providing temporary use of non-downloadable software for data security incident reporting and response, data access controls, providing and managing company policies; Providing temporary use of non-downloadable vendor security software for vendor identification, vendor evaluation, vendor evaluation, vendor monitoring, vendor management, and vendor reporting; Providing temporary use of non-downloadable incident reporting software for providing data breach alerts, documents data breaches and responses, and providing notifications concerning data breach incidents; Providing temporary use of non-downloadable data access software for monitoring access to data, managing access to data, and providing reports regarding access and changes to data; Providing temporary use of non-downloadable data access software for storing templates and documents and providing read and write access to templates and documents; and Providing temporary use of non-downloadable cybersecurity software for identifying protectable data and cybersecurity risks, developing and implementing data safeguards, developing and implementing data breach identification processes, developing and implementing data breach responses, and implementing data breach recovery processes |
| International Class | 042 - Scientific and technological services and research and design relating thereto; industrial analysis and research services; design and development of computer hardware and software. |
| US Class Codes | 100, 101 |
| Class Status Code | 6 - Active |
| Class Status Date | Sunday, February 21, 2021 |
| Primary Code | 042 |
| First Use Anywhere Date | Saturday, August 31, 2019 |
| First Use In Commerce Date | Saturday, August 31, 2019 |
| Party Name | Smart-RIA Ventures, Inc. |
| Party Type | 30 - Original Registrant |
| Legal Entity Type | 03 - Corporation |
| Address | Knoxville, TN 37919 |
| Party Name | Smart-RIA Ventures, Inc. |
| Party Type | 20 - Owner at Publication |
| Legal Entity Type | 03 - Corporation |
| Address | Knoxville, TN 37919 |
| Party Name | Smart-RIA Ventures, Inc. |
| Party Type | 10 - Original Applicant |
| Legal Entity Type | 03 - Corporation |
| Address | Knoxville, TN 37919 |
| Event Date | Event Description |
| Tuesday, September 28, 2021 | REGISTERED-PRINCIPAL REGISTER |
| Tuesday, July 13, 2021 | OFFICIAL GAZETTE PUBLICATION CONFIRMATION E-MAILED |
| Tuesday, July 13, 2021 | PUBLISHED FOR OPPOSITION |
| Wednesday, June 23, 2021 | NOTIFICATION OF NOTICE OF PUBLICATION E-MAILED |
| Tuesday, June 8, 2021 | APPROVED FOR PUB - PRINCIPAL REGISTER |
| Tuesday, June 8, 2021 | EXAMINER'S AMENDMENT ENTERED |
| Tuesday, June 8, 2021 | NOTIFICATION OF EXAMINERS AMENDMENT E-MAILED |
| Tuesday, June 8, 2021 | EXAMINERS AMENDMENT E-MAILED |
| Tuesday, June 8, 2021 | EXAMINERS AMENDMENT -WRITTEN |
| Monday, June 7, 2021 | ASSIGNED TO EXAMINER |
| Sunday, February 21, 2021 | NEW APPLICATION OFFICE SUPPLIED DATA ENTERED IN TRAM |
| Thursday, December 17, 2020 | NEW APPLICATION ENTERED IN TRAM |