| Serial Number | 79236978 |
| Word Mark | SMTAM |
| Filing Date | Wednesday, March 14, 2018 |
| Status | 700 - REGISTERED |
| Status Date | Tuesday, May 21, 2019 |
| Registration Number | 5754017 |
| Registration Date | Tuesday, May 21, 2019 |
| Mark Drawing | 3000 - Illustration: Drawing or design which also includes word(s) / letter(s) / number(s) |
| Published for Opposition Date | Tuesday, March 5, 2019 |
| Indication of Colors claimed | The color(s) blue, red, and white is/are claimed as a feature of the mark. |
| Description of Mark | The mark consists of the term "SMTAM." The letters "SMT" appear in the color blue. The letters "AM" appear in the color white and are enclosed within a red circle. |
| Goods and Services | Investment advisory services based on investment advisory agreements; investment of funds based on discretionary investment management agreements; Financial services, namely, issuance, subscription and offering of investment trust beneficiary certificates; financial consultation, namely, providing investment instructions for trust property; payment of dividends and redemptions from trust property of investment trusts, namely, processing of electronic dividend payments for others; payment of dividends and redemptions from investment trust beneficiary certificates namely, processing off electronic dividend payments for others; financial consultation, namely, providing investment instructions for trust property in investment trusts; providing information on investment trusts; underwriting of real estate investment trusts; providing information on real estate investment trusts; providing information related to financing and finances; trading of financial instruments; financial investment brokerage; investment advice; agencies for brokerage of investment; securities deposit services including substitute bond issuance and acceptance of fixed interval installment deposits; loan financing and discount of bills; domestic exchange settlement, namely, financial exchange; financial liability guarantee and bill payment services; securities lending; acquisition and transfer of monetary claims; safe deposit services, namely, safekeeping of valuables including securities and precious metals; exchanging money services; trusteeship representatives of financial futures contracts; trusteeship representatives of money, securities, monetary claims, personal property, land, rights on land fixtures, surface rights or lease on land; agencies for bond subscriptions, namely, brokerage of bonds; foreign exchange transactions; issuing letter-of- credit; brokerage of credit purchase; issuance of tokens of value; brokerage of securities; trading of securities index futures; trading of securities options; trading of overseas market securities futures; agencies for brokerage of securities, securities index futures, securities options, and overseas market securities futures; agencies for brokerage of entrusting agents with on-commission trading in domestic markets of securities, securities index futures and securities options; agencies for brokerage of entrusting agents with on-commission trading in overseas markets of securities and securities index futures; agencies for brokerage of forward agreement of securities, for forward agreement of securities index futures, for forward agreement of securities options, spot and forward transaction of securities index futures; brokerage for securities liquidation; securities underwriting; brokerage services relating to securities subscription or offering; providing stock market information; agencies for commodity futures trading; life insurance brokerage; life insurance underwriting; agencies for non-life insurance, namely, underwriting in the fields of health, accident, and fire; claims adjustment in the other fields of insurance other than life insurance; non- life insurance underwriting namely, underwriting in the fields of health, accident, and fire; insurance premium rate computing; providing insurance information; management of buildings; agency services for the leasing or rental of buildings; leasing or renting of buildings; real estate brokerage services, namely, purchase and sale of buildings; real estate agency services for the purchase or sale of buildings; real estate appraisal; land management; real estate agency services for the leasing or rental of land; leasing of land; real estate agency services for the purchase and sale of land; real estate affairs, namely, providing information on buildings or land; providing financial assessments of company credit; securities offering, namely, securities brokerage services |
| International Class | 036 - Insurance; financial affairs; monetary affairs; real estate affairs. |
| US Class Codes | 100, 101, 102 |
| Class Status Code | 6 - Active |
| Class Status Date | Tuesday, July 24, 2018 |
| Primary Code | 036 |
| First Use Anywhere Date | NOT AVAILABLE |
| First Use In Commerce Date | NOT AVAILABLE |
| Party Name | Sumitomo Mitsui Trust Asset Management Co., Ltd. |
| Party Type | 30 - Original Registrant |
| Legal Entity Type | 03 - Corporation |
| Address | JP |
| Party Name | Sumitomo Mitsui Trust Asset Management Co., Ltd. |
| Party Type | 20 - Owner at Publication |
| Legal Entity Type | 03 - Corporation |
| Address | JP |
| Party Name | Sumitomo Mitsui Trust Asset Management Co., Ltd. |
| Party Type | 10 - Original Applicant |
| Legal Entity Type | 03 - Corporation |
| Address | JP |
| Event Date | Event Description |
| Monday, November 30, 2020 | APPLICANT/CORRESPONDENCE CHANGES (NON-RESPONSIVE) ENTERED |
| Monday, November 30, 2020 | TEAS CHANGE OF CORRESPONDENCE RECEIVED |
| Monday, November 30, 2020 | TEAS WITHDRAWAL OF ATTORNEY RECEIVED-FIRM RETAINS |
| Monday, November 30, 2020 | ATTORNEY/DOM.REP.REVOKED AND/OR APPOINTED |
| Monday, November 30, 2020 | TEAS REVOKE/APP/CHANGE ADDR OF ATTY/DOM REP RECEIVED |
| Monday, November 30, 2020 | TEAS CHANGE OF OWNER ADDRESS RECEIVED |
| Friday, November 15, 2019 | FINAL DECISION TRANSACTION PROCESSED BY IB |
| Tuesday, September 10, 2019 | GENERIC MADRID TRANSACTION SENT TO IB |
| Tuesday, September 10, 2019 | GENERIC MADRID TRANSACTION CREATED |
| Wednesday, August 21, 2019 | FINAL DISPOSITION NOTICE CREATED, TO BE SENT TO IB |
| Tuesday, May 21, 2019 | REGISTERED-PRINCIPAL REGISTER |
| Thursday, April 11, 2019 | CHANGE OF NAME/ADDRESS REC'D FROM IB |
| Tuesday, March 5, 2019 | OFFICIAL GAZETTE PUBLICATION CONFIRMATION E-MAILED |
| Tuesday, March 5, 2019 | PUBLISHED FOR OPPOSITION |
| Saturday, March 2, 2019 | NOTIFICATION PROCESSED BY IB |
| Wednesday, February 13, 2019 | NOTIFICATION OF POSSIBLE OPPOSITION SENT TO IB |
| Wednesday, February 13, 2019 | NOTICE OF START OF OPPOSITION PERIOD CREATED, TO BE SENT TO IB |
| Wednesday, February 13, 2019 | NOTIFICATION OF NOTICE OF PUBLICATION E-MAILED |
| Tuesday, January 29, 2019 | APPROVED FOR PUB - PRINCIPAL REGISTER |
| Wednesday, January 16, 2019 | EXAMINER'S AMENDMENT ENTERED |
| Wednesday, January 16, 2019 | NOTIFICATION OF EXAMINERS AMENDMENT E-MAILED |
| Wednesday, January 16, 2019 | EXAMINERS AMENDMENT E-MAILED |
| Wednesday, January 16, 2019 | EXAMINERS AMENDMENT -WRITTEN |
| Wednesday, December 26, 2018 | TEAS/EMAIL CORRESPONDENCE ENTERED |
| Wednesday, December 26, 2018 | CORRESPONDENCE RECEIVED IN LAW OFFICE |
| Thursday, December 20, 2018 | ATTORNEY/DOM.REP.REVOKED AND/OR APPOINTED |
| Thursday, December 20, 2018 | TEAS REVOKE/APP/CHANGE ADDR OF ATTY/DOM REP RECEIVED |
| Thursday, December 20, 2018 | ASSIGNED TO LIE |
| Monday, December 17, 2018 | TEAS RESPONSE TO OFFICE ACTION RECEIVED |
| Saturday, August 25, 2018 | REFUSAL PROCESSED BY IB |
| Thursday, August 9, 2018 | NON-FINAL ACTION MAILED - REFUSAL SENT TO IB |
| Thursday, August 9, 2018 | REFUSAL PROCESSED BY MPU |
| Monday, July 30, 2018 | NON-FINAL ACTION (IB REFUSAL) PREPARED FOR REVIEW |
| Sunday, July 29, 2018 | NON-FINAL ACTION WRITTEN |
| Saturday, July 28, 2018 | APPLICATION FILING RECEIPT MAILED |
| Tuesday, July 24, 2018 | ASSIGNED TO EXAMINER |
| Tuesday, July 24, 2018 | NEW APPLICATION OFFICE SUPPLIED DATA ENTERED IN TRAM |
| Thursday, July 19, 2018 | SN ASSIGNED FOR SECT 66A APPL FROM IB |