| Serial Number | 97339373 |
| Word Mark | SMOOTH 401K |
| Filing Date | Wednesday, March 30, 2022 |
| Status | 700 - REGISTERED |
| Status Date | Tuesday, December 19, 2023 |
| Registration Number | 7250464 |
| Registration Date | Tuesday, December 19, 2023 |
| Mark Drawing | 3000 - Illustration: Drawing or design which also includes word(s) / letter(s) / number(s) |
| Published for Opposition Date | Tuesday, March 7, 2023 |
| Description of Mark | The mark consists of three stylized chevrons, with a blue one centered above a light orange chevron to the left of an orange chevron, all to the left of the blue stylized wording "SMOOTH 401K" with the stylized letter "T" joined to the stylized letter "H." The color white functions as background only and is not claimed as a feature of the mark. |
| Pseudo Mark | SMOOTH FOUR ZERO ONE K; SMOOTH FOUR HUNDRED ONE K |
| Goods and Services | Financial services, namely, wealth management services; Strategic financial advisory services; Financial planning; Financial retirement plan consulting services; Financial administration of retirement plans; Providing financial planning for retirement; Financial planning and investment advisory services; Investment advisory services and financial administration of retirement plans for others; Financial advisory and consultancy services in the field of 401K benefit plans; 401k plans, and financial retirement plan consulting services including the subject matter of 401k plans; Providing investment advice and financial money management to 401k participants and investors |
| Indication of Colors claimed | The color(s) The colors blue, light orange, and orange is/are claimed as a feature of the mark. |
| Disclaimer with Predetermined Text | "401K" |
| International Class | 036 - Insurance; financial affairs; monetary affairs; real estate affairs. |
| US Class Codes | 100, 101, 102 |
| Class Status Code | 6 - Active |
| Class Status Date | Thursday, April 7, 2022 |
| Primary Code | 036 |
| First Use Anywhere Date | Thursday, March 31, 2022 |
| First Use In Commerce Date | Thursday, March 31, 2022 |
| Party Name | FINANCIAL WELLNESS PARTNERS LLC |
| Party Type | 30 - Original Registrant |
| Legal Entity Type | 16 - Limited Liability Company |
| Address | STRONGSVILLE, OH 44149 |
| Party Name | FINANCIAL WELLNESS PARTNERS LLC |
| Party Type | 20 - Owner at Publication |
| Legal Entity Type | 16 - Limited Liability Company |
| Address | STRONGSVILLE, OH 44149 |
| Party Name | FINANCIAL WELLNESS PARTNERS LLC |
| Party Type | 10 - Original Applicant |
| Legal Entity Type | 16 - Limited Liability Company |
| Address | STRONGSVILLE, OH 44149 |
| Event Date | Event Description |
| Tuesday, December 19, 2023 | NOTICE OF REGISTRATION CONFIRMATION EMAILED |
| Tuesday, December 19, 2023 | REGISTERED-PRINCIPAL REGISTER |
| Tuesday, November 14, 2023 | NOTICE OF ACCEPTANCE OF STATEMENT OF USE E-MAILED |
| Monday, November 13, 2023 | ALLOWED PRINCIPAL REGISTER - SOU ACCEPTED |
| Monday, November 13, 2023 | STATEMENT OF USE PROCESSING COMPLETE |
| Monday, October 30, 2023 | USE AMENDMENT FILED |
| Thursday, November 9, 2023 | CASE ASSIGNED TO INTENT TO USE PARALEGAL |
| Monday, October 30, 2023 | TEAS STATEMENT OF USE RECEIVED |
| Tuesday, May 2, 2023 | NOA E-MAILED - SOU REQUIRED FROM APPLICANT |
| Tuesday, March 7, 2023 | OFFICIAL GAZETTE PUBLICATION CONFIRMATION E-MAILED |
| Tuesday, March 7, 2023 | PUBLISHED FOR OPPOSITION |
| Wednesday, February 15, 2023 | NOTIFICATION OF NOTICE OF PUBLICATION E-MAILED |
| Tuesday, January 31, 2023 | APPROVED FOR PUB - PRINCIPAL REGISTER |
| Monday, January 30, 2023 | TEAS/EMAIL CORRESPONDENCE ENTERED |
| Monday, January 30, 2023 | CORRESPONDENCE RECEIVED IN LAW OFFICE |
| Monday, January 30, 2023 | TEAS RESPONSE TO OFFICE ACTION RECEIVED |
| Saturday, January 21, 2023 | NOTIFICATION OF NON-FINAL ACTION E-MAILED |
| Saturday, January 21, 2023 | NON-FINAL ACTION E-MAILED |
| Saturday, January 21, 2023 | NON-FINAL ACTION WRITTEN |
| Friday, January 13, 2023 | ASSIGNED TO EXAMINER |
| Friday, April 8, 2022 | NOTICE OF DESIGN SEARCH CODE E-MAILED |
| Thursday, April 7, 2022 | NEW APPLICATION OFFICE SUPPLIED DATA ENTERED |
| Saturday, April 2, 2022 | NEW APPLICATION ENTERED |