| Serial Number | 99151339 |
| Word Mark | SMBC AM |
| Filing Date | Wednesday, April 23, 2025 |
| Status | 645 - FINAL REFUSAL - MAILED |
| Status Date | Wednesday, May 20, 2026 |
| Registration Number | 0000000 |
| Registration Date | NOT AVAILABLE |
| Mark Drawing | 4 - Illustration: Drawing with word(s) / letter(s) / number(s) in Block form |
| Published for Opposition Date | NOT AVAILABLE |
| Goods and Services | Financial affairs, namely, financial management and analysis services in relation to investment, venture capital and venture investments; monetary affairs in the nature of financial management and analysis services in relation to investment, asset and wealth management, investment banking and venture capitals; financial services, namely, financial management and analysis services in relation to investment, asset and wealth management, investment banking and venture capitals; management of investments for clients; stockbroking and brokerage of shares services; financial analysis, forecasting, planning, advice, research and reporting services in relation to investment, investment banking and venture capitals; financial valuations in relation to investment, investment banking and venture capitals; financial consultations in relation to investment, investment banking and venture capitals; financial asset management; financial portfolio management in relation to investment, investment banking and venture capitals; personal equity plans, namely, providing private equity fund investment services; investment of funds and trust company services for unit trusts; valuation services, namely, fiscal valuation, and financial valuations in relation to investment, investment banking and venture capitals; investment services, namely, asset and investment acquisition, consultation, advisory and development; fund management services, namely, management of private equity funds; fund transfer services, namely, electronic transfer of funds; trust services, namely, financial trust operations; trustee services; trusteeship representative services; investment services, namely, asset acquisition, consultation, development and management services; investment management services; information, consultancy and advisory services concerning or relating to all of the foregoing services. |
| Pseudo Mark | SMBC ASSET MANAGEMENT |
| International Class | 036 - Insurance; financial affairs; monetary affairs; real estate affairs. |
| US Class Codes | 100, 101, 102 |
| Class Status Code | 6 - Active |
| Class Status Date | Wednesday, April 23, 2025 |
| Primary Code | 036 |
| First Use Anywhere Date | NOT AVAILABLE |
| First Use In Commerce Date | NOT AVAILABLE |
| Party Name | SMBC ASSET MANAGEMENT, INC |
| Party Type | 11 - New Owner Before Publication |
| Legal Entity Type | 03 - Corporation |
| Address | New York, NY 10172 US |
| Party Name | Sumitomo Mitsui DS Asset Management (USA) Inc. |
| Party Type | 10 - Original Applicant |
| Legal Entity Type | 03 - Corporation |
| Address | New York, NY 10022 US |
| Event Date | Event Description |
| Wednesday, April 23, 2025 | NEW APPLICATION ENTERED |
| Wednesday, April 23, 2025 | APPLICATION FILING RECEIPT MAILED |
| Wednesday, June 11, 2025 | AUTOMATIC UPDATE OF ASSIGNMENT OF OWNERSHIP |
| Thursday, June 12, 2025 | TEAS CHANGE OF OWNER ADDRESS RECEIVED |
| Thursday, June 12, 2025 | APPLICANT/CORRESPONDENCE CHANGES (NON-RESPONSIVE) ENTERED |
| Thursday, June 12, 2025 | TEAS CHANGE OF CORRESPONDENCE RECEIVED |
| Friday, August 29, 2025 | NEW APPLICATION OFFICE SUPPLIED DATA ENTERED |
| Monday, September 15, 2025 | ASSIGNED TO EXAMINER |
| Wednesday, October 29, 2025 | NON-FINAL ACTION WRITTEN |
| Wednesday, October 29, 2025 | NON-FINAL ACTION E-MAILED |
| Wednesday, October 29, 2025 | NOTIFICATION OF NON-FINAL ACTION E-MAILED |
| Monday, November 10, 2025 | TEAS RESPONSE TO OFFICE ACTION RECEIVED |
| Monday, November 10, 2025 | CORRESPONDENCE RECEIVED IN LAW OFFICE |
| Monday, November 10, 2025 | TEAS/EMAIL CORRESPONDENCE ENTERED |
| Wednesday, May 20, 2026 | FINAL REFUSAL WRITTEN |
| Wednesday, May 20, 2026 | FINAL REFUSAL E-MAILED |
| Wednesday, May 20, 2026 | NOTIFICATION OF FINAL REFUSAL EMAILED |