SMARTWORKS ADVISER Trademark

Trademark Overview

On Thursday, December 23, 2010, a trademark application was filed for SMARTWORKS ADVISER with the United States Patent and Trademark Office. The USPTO has given the SMARTWORKS ADVISER trademark a serial number of 85204976. The federal status of this trademark filing is REGISTERED AND RENEWED as of Saturday, December 31, 2022. This trademark is owned by Cetera Financial Holdings, Inc.. The SMARTWORKS ADVISER trademark is filed in the Insurance & Financial Services category with the following description:

Financial services in the nature of providing a multi-functional intranet site, for use exclusively by investment adviser representatives, to facilitate the processing of managed accounts by providing generation of investment proposals, managing financial portfolio accounts, rebalancing portfolios, and maintaining information associated with financial accounts
smartworks adviser

General Information

Serial Number85204976
Word MarkSMARTWORKS ADVISER
Filing DateThursday, December 23, 2010
Status800 - REGISTERED AND RENEWED
Status DateSaturday, December 31, 2022
Registration Number4165371
Registration DateTuesday, June 26, 2012
Mark Drawing4000 - Illustration: Drawing with word(s) / letter(s) / number(s) in Block form
Published for Opposition DateTuesday, November 1, 2011

Trademark Statements

Goods and ServicesFinancial services in the nature of providing a multi-functional intranet site, for use exclusively by investment adviser representatives, to facilitate the processing of managed accounts by providing generation of investment proposals, managing financial portfolio accounts, rebalancing portfolios, and maintaining information associated with financial accounts
Pseudo MarkSMART WORKS ADVISOR
Disclaimer with Predetermined Text"ADVISER"

Classification Information

International Class036 - Insurance; financial affairs; monetary affairs; real estate affairs.
US Class Codes100, 101, 102
Class Status Code6 - Active
Class Status DateMonday, January 3, 2011
Primary Code036
First Use Anywhere DateTuesday, May 31, 2011
First Use In Commerce DateTuesday, May 31, 2011

Trademark Owner History

Party NameCetera Financial Holdings, Inc.
Party Type30 - Original Registrant
Legal Entity Type03 - Corporation
AddressEl Segundo, CA 90245
Party NameCetera Financial Holdings, Inc.
Party Type20 - Owner at Publication
Legal Entity Type03 - Corporation
AddressEl Segundo, CA 902455670
Party NameCetera Financial Holdings, Inc.
Party Type10 - Original Applicant
Legal Entity Type03 - Corporation
AddressEl Segundo, CA 902455670

Trademark Events

Event DateEvent Description
Saturday, December 31, 2022NOTICE OF ACCEPTANCE OF SEC. 8 & 9 - E-MAILED
Saturday, December 31, 2022REGISTERED AND RENEWED (FIRST RENEWAL - 10 YRS)
Saturday, December 31, 2022REGISTERED - SEC. 8 (10-YR) ACCEPTED/SEC. 9 GRANTED
Saturday, December 31, 2022CASE ASSIGNED TO POST REGISTRATION PARALEGAL
Tuesday, June 14, 2022TEAS SECTION 8 & 9 RECEIVED
Tuesday, November 9, 2021APPLICANT/CORRESPONDENCE CHANGES (NON-RESPONSIVE) ENTERED
Tuesday, November 9, 2021TEAS CHANGE OF CORRESPONDENCE RECEIVED
Tuesday, November 9, 2021ATTORNEY/DOM.REP.REVOKED AND/OR APPOINTED
Tuesday, November 9, 2021TEAS REVOKE/APP/CHANGE ADDR OF ATTY/DOM REP RECEIVED
Tuesday, November 9, 2021TEAS CHANGE OF OWNER ADDRESS RECEIVED
Saturday, June 26, 2021COURTESY REMINDER - SEC. 8 (10-YR)/SEC. 9 E-MAILED
Wednesday, October 3, 2018ASSIGNMENT OF OWNERSHIP NOT UPDATED AUTOMATICALLY
Sunday, March 4, 2018NOTICE OF ACCEPTANCE OF SEC. 8 & 15 - E-MAILED
Sunday, March 4, 2018REGISTERED - SEC. 8 (6-YR) ACCEPTED & SEC. 15 ACK.
Sunday, March 4, 2018CASE ASSIGNED TO POST REGISTRATION PARALEGAL
Wednesday, February 21, 2018TEAS SECTION 8 & 15 RECEIVED
Monday, June 26, 2017COURTESY REMINDER - SEC. 8 (6-YR) E-MAILED
Wednesday, June 8, 2016ASSIGNMENT OF OWNERSHIP NOT UPDATED AUTOMATICALLY
Wednesday, February 3, 2016ASSIGNMENT OF OWNERSHIP NOT UPDATED AUTOMATICALLY
Wednesday, May 7, 2014ASSIGNMENT OF OWNERSHIP NOT UPDATED AUTOMATICALLY
Wednesday, August 14, 2013ASSIGNMENT OF OWNERSHIP NOT UPDATED AUTOMATICALLY
Tuesday, June 26, 2012REGISTERED-PRINCIPAL REGISTER
Wednesday, May 23, 2012NOTICE OF ACCEPTANCE OF STATEMENT OF USE E-MAILED
Tuesday, May 22, 2012LAW OFFICE REGISTRATION REVIEW COMPLETED
Thursday, May 17, 2012ALLOWED PRINCIPAL REGISTER - SOU ACCEPTED
Friday, April 27, 2012STATEMENT OF USE PROCESSING COMPLETE
Wednesday, April 4, 2012USE AMENDMENT FILED
Wednesday, April 25, 2012CASE ASSIGNED TO INTENT TO USE PARALEGAL
Wednesday, April 4, 2012TEAS STATEMENT OF USE RECEIVED
Tuesday, December 27, 2011NOA E-MAILED - SOU REQUIRED FROM APPLICANT
Tuesday, November 1, 2011OFFICIAL GAZETTE PUBLICATION CONFIRMATION E-MAILED
Tuesday, November 1, 2011PUBLISHED FOR OPPOSITION
Tuesday, September 27, 2011LAW OFFICE PUBLICATION REVIEW COMPLETED
Monday, September 26, 2011ASSIGNED TO LIE
Tuesday, September 13, 2011APPROVED FOR PUB - PRINCIPAL REGISTER
Tuesday, September 13, 2011EXAMINER'S AMENDMENT ENTERED
Tuesday, September 13, 2011NOTIFICATION OF EXAMINERS AMENDMENT E-MAILED
Tuesday, September 13, 2011EXAMINERS AMENDMENT E-MAILED
Tuesday, September 13, 2011EXAMINERS AMENDMENT -WRITTEN
Saturday, September 3, 2011NOTIFICATION OF FINAL REFUSAL EMAILED
Saturday, September 3, 2011FINAL REFUSAL E-MAILED
Saturday, September 3, 2011FINAL REFUSAL WRITTEN
Monday, August 8, 2011ASSIGNED TO EXAMINER
Wednesday, July 20, 2011TEAS/EMAIL CORRESPONDENCE ENTERED
Wednesday, July 20, 2011CORRESPONDENCE RECEIVED IN LAW OFFICE
Wednesday, July 20, 2011TEAS RESPONSE TO OFFICE ACTION RECEIVED
Tuesday, February 22, 2011NOTIFICATION OF NON-FINAL ACTION E-MAILED
Tuesday, February 22, 2011NON-FINAL ACTION E-MAILED
Tuesday, February 22, 2011NON-FINAL ACTION WRITTEN
Thursday, February 17, 2011ASSIGNED TO EXAMINER
Tuesday, January 4, 2011NOTICE OF PSEUDO MARK MAILED
Monday, January 3, 2011NEW APPLICATION OFFICE SUPPLIED DATA ENTERED
Monday, December 27, 2010NEW APPLICATION ENTERED

Related Keywords

adviser smartworks financial accounts investment providing managing proposals generation rebalancing information associated