| Serial Number | 98418859 |
| Word Mark | SMARTTRUST INNOVATIVE, INDEPENDENT & UIT FOCUSED |
| Filing Date | Friday, February 23, 2024 |
| Status | 661 - RESPONSE AFTER NON-FINAL ACTION - ENTERED |
| Status Date | Tuesday, December 17, 2024 |
| Registration Number | 0000000 |
| Registration Date | NOT AVAILABLE |
| Mark Drawing | 3 - Illustration: Drawing or design which also includes word(s) / letter(s) / number(s) |
| Published for Opposition Date | NOT AVAILABLE |
| Description of Mark | The mark consists of the stylized words "SMART TRUST" in a partially shaded rectangle and the phrase "INNOVATIVE, INDEPENDENT & UIT FOCUSED" underneath. |
| Pseudo Mark | SMARTTRUST INNOVATIVE INDEPENDENT AND UNIT INVESTMENT TRUSTS FOCUSED |
| Goods and Services | Financial services, namely asset management; Mutual fund investment, administration, distribution, brokerage, and investment advisory services; Financial services, namely, assisting others with the completion of financial transactions for equities, stocks, bonds, securities, unit investment trusts, exchange traded funds and other collective investment vehicles options and debt instruments; Financial services, namely, researching, analyzing and providing information in the fields of finance, investment, financial planning, investment strategy, trading, equities, stocks, bonds, securities, investment trusts, exchange traded funds and other collective investment vehicles options and debt instruments; Financial services, namely, financial administration of stock exchange trading in for equities, stocks, certificates of deposit, bonds, securities, investment trusts, exchange traded funds and other collective investment vehicles, options, futures, and debt instruments; Retirement planning and financial management; Financial services, namely, offering, administering, operating and managing financial and investment instruments; Financial research and equity research brokerage services; Providing information and advice in the fields of finance, investment, financial news, financial information, financial portfolio management, financial decision making, financial planning, financial alternative plans, investment research, investment value, investment performance, asset allocation, risk tolerance, investment time frames, investment strategy, trading, equities, stocks, bonds, securities, commodities, options, futures, debt instruments, investment trusts, exchange traded funds, and other collective investment vehicles, financial and investment instruments and financial and securities portfolios |
| Indication of Colors claimed | Color is not claimed as a feature of the mark. |
| Goods and Services | Business services, namely, business research, business data analysis and providing information in the fields of economics and business; Providing information and advice in the fields of economics and business |
| NOT AVAILABLE | "TRUST" |
| International Class | 035 - Advertising; business management; business administration; office functions. |
| US Class Codes | 100, 101, 102 |
| Class Status Code | 6 - Active |
| Class Status Date | Tuesday, December 17, 2024 |
| Primary Code | 035 |
| First Use Anywhere Date | Tuesday, June 18, 2019 |
| First Use In Commerce Date | Tuesday, June 18, 2019 |
| International Class | 036 - Insurance; financial affairs; monetary affairs; real estate affairs. |
| US Class Codes | 100, 101, 102 |
| Class Status Code | 6 - Active |
| Class Status Date | Friday, February 23, 2024 |
| Primary Code | 036 |
| First Use Anywhere Date | Tuesday, June 18, 2019 |
| First Use In Commerce Date | Tuesday, June 18, 2019 |
| Party Name | Hennion & Walsh, Inc. |
| Party Type | 10 - Original Applicant |
| Legal Entity Type | 03 - Corporation |
| Address | Parsippany, NJ 07054 |
| Event Date | Event Description |
| Friday, February 23, 2024 | NEW APPLICATION ENTERED |
| Tuesday, July 2, 2024 | NOTICE OF DESIGN SEARCH CODE E-MAILED |
| Thursday, September 12, 2024 | ASSIGNED TO EXAMINER |
| Friday, September 20, 2024 | NON-FINAL ACTION E-MAILED |
| Tuesday, December 17, 2024 | TEAS/EMAIL CORRESPONDENCE ENTERED |
| Tuesday, December 17, 2024 | CORRESPONDENCE RECEIVED IN LAW OFFICE |
| Tuesday, December 17, 2024 | TEAS RESPONSE TO OFFICE ACTION RECEIVED |
| Tuesday, July 2, 2024 | NEW APPLICATION OFFICE SUPPLIED DATA ENTERED |
| Friday, September 20, 2024 | NOTIFICATION OF NON-FINAL ACTION E-MAILED |
| Friday, September 20, 2024 | NON-FINAL ACTION WRITTEN |