| Serial Number | 88944518 |
| Word Mark | SMARTRIA |
| Filing Date | Tuesday, June 2, 2020 |
| Status | 700 - REGISTERED |
| Status Date | Tuesday, May 25, 2021 |
| Registration Number | 6359730 |
| Registration Date | Tuesday, May 25, 2021 |
| Mark Drawing | 3000 - Illustration: Drawing or design which also includes word(s) / letter(s) / number(s) |
| Published for Opposition Date | Tuesday, March 9, 2021 |
| Indication of Colors claimed | Color is not claimed as a feature of the mark. |
| Description of Mark | The mark consists of the wording "SmartRIA" with a check mark within a box to the left. |
| Goods and Services | Providing temporary use of online non-downloadable computer software for assisting financial advisors with compliance with federal requirements and regulations, namely, through automation of compliance and operational tasks financial advisors perform regularly and automation of compliance oversight of financial advisor activities |
| Pseudo Mark | SMART RIA; SMART REGISTERED INVESTMENT ADVISOR |
| International Class | 042 - Scientific and technological services and research and design relating thereto; industrial analysis and research services; design and development of computer hardware and software. |
| US Class Codes | 100, 101 |
| Class Status Code | 6 - Active |
| Class Status Date | Tuesday, June 23, 2020 |
| Primary Code | 042 |
| First Use Anywhere Date | Saturday, April 30, 2016 |
| First Use In Commerce Date | Saturday, April 30, 2016 |
| Party Name | Smart-RIA Ventures, Inc. |
| Party Type | 30 - Original Registrant |
| Legal Entity Type | 03 - Corporation |
| Address | Knoxville, TN 37919 |
| Party Name | Smart-RIA Ventures, Inc. |
| Party Type | 20 - Owner at Publication |
| Legal Entity Type | 03 - Corporation |
| Address | Knoxville, TN 37919 |
| Party Name | Smart-RIA Ventures, Inc. |
| Party Type | 10 - Original Applicant |
| Legal Entity Type | 03 - Corporation |
| Address | Knoxville, TN 37919 |
| Event Date | Event Description |
| Tuesday, May 25, 2021 | REGISTERED-PRINCIPAL REGISTER |
| Tuesday, March 9, 2021 | OFFICIAL GAZETTE PUBLICATION CONFIRMATION E-MAILED |
| Tuesday, March 9, 2021 | PUBLISHED FOR OPPOSITION |
| Wednesday, February 17, 2021 | NOTIFICATION OF NOTICE OF PUBLICATION E-MAILED |
| Thursday, February 4, 2021 | APPROVED FOR PUB - PRINCIPAL REGISTER |
| Thursday, January 28, 2021 | TEAS/EMAIL CORRESPONDENCE ENTERED |
| Thursday, January 28, 2021 | CORRESPONDENCE RECEIVED IN LAW OFFICE |
| Thursday, January 28, 2021 | TEAS RESPONSE TO OFFICE ACTION RECEIVED |
| Tuesday, September 8, 2020 | NOTIFICATION OF EXAMINER'S AMENDMENT/PRIORITY ACTION E-MAILED |
| Tuesday, September 8, 2020 | EXAMINER'S AMENDMENT/PRIORITY ACTION E-MAILED |
| Tuesday, September 8, 2020 | COMBINED EXAMINER'S AMENDMENT/PRIORITY ACTION AUTOMATIC ENTRY |
| Tuesday, September 8, 2020 | EXAMINERS AMENDMENT AND/OR PRIORITY ACTION - COMPLETED |
| Wednesday, September 2, 2020 | ASSIGNED TO EXAMINER |
| Wednesday, June 24, 2020 | NOTICE OF DESIGN SEARCH CODE E-MAILED |
| Tuesday, June 23, 2020 | NEW APPLICATION OFFICE SUPPLIED DATA ENTERED IN TRAM |
| Friday, June 5, 2020 | NEW APPLICATION ENTERED IN TRAM |