SMARTCAP Trademark

Trademark Overview

On Thursday, September 22, 2016, a trademark application was filed for SMARTCAP with the United States Patent and Trademark Office. The USPTO has given the SMARTCAP trademark a serial number of 87179660. The federal status of this trademark filing is REGISTERED as of Tuesday, January 30, 2018. This trademark is owned by ARGI Holdings, Inc.. The SMARTCAP trademark is filed in the Insurance & Financial Services category with the following description:

Providing a financial portfolio offering of select investment securities which are chosen based on a set of defined factors other than market capitalization with the objective of achieving higher risk-adjusted returns as compared to standard market indices
smartcap

General Information

Serial Number87179660
Word MarkSMARTCAP
Filing DateThursday, September 22, 2016
Status700 - REGISTERED
Status DateTuesday, January 30, 2018
Registration Number5389261
Registration DateTuesday, January 30, 2018
Mark Drawing4000 - Illustration: Drawing with word(s) / letter(s) / number(s) in Block form
Published for Opposition DateTuesday, November 14, 2017

Trademark Statements

Pseudo MarkSMART CAP
Goods and ServicesProviding a financial portfolio offering of select investment securities which are chosen based on a set of defined factors other than market capitalization with the objective of achieving higher risk-adjusted returns as compared to standard market indices

Classification Information

International Class036 - Insurance; financial affairs; monetary affairs; real estate affairs.
US Class Codes100, 101, 102
Class Status Code6 - Active
Class Status DateTuesday, September 27, 2016
Primary Code036
First Use Anywhere DateWednesday, January 1, 2014
First Use In Commerce DateWednesday, January 1, 2014

Trademark Owner History

Party NameCERITY PARTNERS, LLC
Party Type31 - New Owner After Registration
Legal Entity Type16 - Limited Liability Company
AddressNew York, NY 10016
Party NameARGI Holdings, Inc.
Party Type30 - Original Registrant
Legal Entity Type03 - Corporation
AddressLouisville, KY 40245
Party NameARGI Holdings, Inc.
Party Type20 - Owner at Publication
Legal Entity Type03 - Corporation
AddressLouisville, KY 40245
Party NameARGI Holdings, Inc.
Party Type10 - Original Applicant
Legal Entity Type03 - Corporation
AddressLouisville, KY 40245

Trademark Events

Event DateEvent Description
Thursday, August 10, 2023TEAS CHANGE OF CORRESPONDENCE RECEIVED
Thursday, August 10, 2023ATTORNEY/DOM.REP.REVOKED AND/OR APPOINTED
Thursday, August 10, 2023TEAS REVOKE/APP/CHANGE ADDR OF ATTY/DOM REP RECEIVED
Thursday, August 10, 2023APPLICANT/CORRESPONDENCE CHANGES (NON-RESPONSIVE) ENTERED
Thursday, August 10, 2023TEAS CHANGE OF OWNER ADDRESS RECEIVED
Monday, February 27, 2023APPLICANT/CORRESPONDENCE CHANGES (NON-RESPONSIVE) ENTERED
Monday, February 27, 2023TEAS CHANGE OF CORRESPONDENCE RECEIVED
Monday, February 27, 2023ATTORNEY/DOM.REP.REVOKED AND/OR APPOINTED
Monday, February 27, 2023TEAS REVOKE/APP/CHANGE ADDR OF ATTY/DOM REP RECEIVED
Monday, February 27, 2023TEAS CHANGE OF OWNER ADDRESS RECEIVED
Wednesday, February 15, 2023AUTOMATIC UPDATE OF ASSIGNMENT OF OWNERSHIP
Monday, January 30, 2023COURTESY REMINDER - SEC. 8 (6-YR) E-MAILED
Sunday, December 11, 2022APPLICANT/CORRESPONDENCE CHANGES (NON-RESPONSIVE) ENTERED
Sunday, December 11, 2022TEAS CHANGE OF CORRESPONDENCE RECEIVED
Sunday, December 11, 2022ATTORNEY/DOM.REP.REVOKED AND/OR APPOINTED
Sunday, December 11, 2022TEAS REVOKE/APP/CHANGE ADDR OF ATTY/DOM REP RECEIVED
Sunday, December 11, 2022TEAS CHANGE OF OWNER ADDRESS RECEIVED
Saturday, March 21, 2020APPLICANT/CORRESPONDENCE CHANGES (NON-RESPONSIVE) ENTERED
Saturday, March 21, 2020TEAS CHANGE OF CORRESPONDENCE RECEIVED
Saturday, March 21, 2020ATTORNEY/DOM.REP.REVOKED AND/OR APPOINTED
Saturday, March 21, 2020TEAS REVOKE/APP/CHANGE ADDR OF ATTY/DOM REP RECEIVED
Saturday, March 21, 2020TEAS CHANGE OF OWNER ADDRESS RECEIVED
Tuesday, January 30, 2018REGISTERED-PRINCIPAL REGISTER
Tuesday, November 14, 2017OFFICIAL GAZETTE PUBLICATION CONFIRMATION E-MAILED
Tuesday, November 14, 2017PUBLISHED FOR OPPOSITION
Wednesday, October 25, 2017NOTIFICATION OF NOTICE OF PUBLICATION E-MAILED
Friday, October 6, 2017LAW OFFICE PUBLICATION REVIEW COMPLETED
Wednesday, October 4, 2017EXPARTE APPEAL TERMINATED
Tuesday, October 3, 2017APPROVED FOR PUB - PRINCIPAL REGISTER
Saturday, September 30, 2017TEAS/EMAIL CORRESPONDENCE ENTERED
Saturday, September 30, 2017CORRESPONDENCE RECEIVED IN LAW OFFICE
Tuesday, September 26, 2017ASSIGNED TO LIE
Tuesday, September 19, 2017TEAS REQUEST FOR RECONSIDERATION RECEIVED
Tuesday, September 19, 2017EX PARTE APPEAL-INSTITUTED
Tuesday, September 19, 2017JURISDICTION RESTORED TO EXAMINING ATTORNEY
Tuesday, September 19, 2017EXPARTE APPEAL RECEIVED AT TTAB
Tuesday, March 28, 2017NOTIFICATION OF FINAL REFUSAL EMAILED
Tuesday, March 28, 2017FINAL REFUSAL E-MAILED
Tuesday, March 28, 2017FINAL REFUSAL WRITTEN
Tuesday, March 7, 2017TEAS CHANGE OF CORRESPONDENCE RECEIVED
Tuesday, March 7, 2017TEAS/EMAIL CORRESPONDENCE ENTERED
Tuesday, March 7, 2017CORRESPONDENCE RECEIVED IN LAW OFFICE
Tuesday, March 7, 2017TEAS RESPONSE TO OFFICE ACTION RECEIVED
Thursday, January 5, 2017NOTIFICATION OF NON-FINAL ACTION E-MAILED
Thursday, January 5, 2017NON-FINAL ACTION E-MAILED
Thursday, January 5, 2017NON-FINAL ACTION WRITTEN
Thursday, December 29, 2016ASSIGNED TO EXAMINER
Wednesday, September 28, 2016NOTICE OF PSEUDO MARK E-MAILED
Tuesday, September 27, 2016NEW APPLICATION OFFICE SUPPLIED DATA ENTERED
Monday, September 26, 2016NEW APPLICATION ENTERED

Related Keywords

smartcap market higher achieving capitalization risk objective adjusted indices standard compared