| Serial Number | 86875561 |
| Word Mark | SMART RIA |
| Filing Date | Thursday, January 14, 2016 |
| Status | 710 - CANCELLED - SECTION 8 |
| Status Date | Friday, September 8, 2023 |
| Registration Number | 5149216 |
| Registration Date | Tuesday, February 28, 2017 |
| Mark Drawing | 3000 - Illustration: Drawing or design which also includes word(s) / letter(s) / number(s) |
| Published for Opposition Date | Tuesday, December 13, 2016 |
| Description of Mark | The mark consists of the words "SMART" and "RIA" in blue font with a green check-mark in between them, and a green curved band encircling the top half of the word "SMART". |
| Goods and Services | Computer software for assisting financial advisors with compliance with federal requirements and regulations, namely, through automation of tasks financial advisors perform regularly and automation of information needed for valuation of the practice |
| Indication of Colors claimed | The color(s) blue and green is/are claimed as a feature of the mark. |
| Disclaimer with Predetermined Text | "SMART" AND "RIA" |
| International Class | 009 - Scientific, nautical, surveying, photographic, cinematographic, optical, weighing, measuring, signalling, checking (supervision), life-saving and teaching apparatus and instruments; apparatus and instruments for conducting, switching, transforming, accumulating, regulating or controlling electricity; apparatus for recording, transmission or reproduction of sound or images; magnetic data carriers, recording discs; automatic vending machines and mechanisms for coin operated apparatus; cash registers, calculating machines, data processing equipment and computers; fire extinguishing apparatus. |
| US Class Codes | 021, 023, 026, 036, 038 |
| Class Status Code | 2 - Sec. 8 - Entire Registration |
| Class Status Date | Friday, September 8, 2023 |
| Primary Code | 009 |
| First Use Anywhere Date | Thursday, March 31, 2011 |
| First Use In Commerce Date | Saturday, January 31, 2015 |
| Party Name | SMART-RIA VENTURES, INC. |
| Party Type | 31 - New Owner After Registration |
| Legal Entity Type | 03 - Corporation |
| Address | KNOXVILLE, TN 37919 |
| Party Name | Smart RIA, LLC |
| Party Type | 30 - Original Registrant |
| Legal Entity Type | 16 - Limited Liability Company |
| Address | Knoxville, TN 37932 |
| Party Name | Smart RIA, LLC |
| Party Type | 20 - Owner at Publication |
| Legal Entity Type | 16 - Limited Liability Company |
| Address | Knoxville, TN 37932 |
| Party Name | Smart RIA, LLC |
| Party Type | 10 - Original Applicant |
| Legal Entity Type | 16 - Limited Liability Company |
| Address | Knoxville, TN 37932 |
| Event Date | Event Description |
| Friday, September 8, 2023 | CANCELLED SEC. 8 (6-YR) |
| Monday, February 28, 2022 | COURTESY REMINDER - SEC. 8 (6-YR) E-MAILED |
| Wednesday, August 5, 2020 | AUTOMATIC UPDATE OF ASSIGNMENT OF OWNERSHIP |
| Tuesday, February 28, 2017 | REGISTERED-PRINCIPAL REGISTER |
| Tuesday, December 13, 2016 | OFFICIAL GAZETTE PUBLICATION CONFIRMATION E-MAILED |
| Tuesday, December 13, 2016 | PUBLISHED FOR OPPOSITION |
| Wednesday, November 23, 2016 | NOTIFICATION OF NOTICE OF PUBLICATION E-MAILED |
| Friday, October 28, 2016 | APPROVED FOR PUB - PRINCIPAL REGISTER |
| Friday, October 28, 2016 | EXAMINER'S AMENDMENT ENTERED |
| Friday, October 28, 2016 | NOTIFICATION OF EXAMINERS AMENDMENT E-MAILED |
| Friday, October 28, 2016 | EXAMINERS AMENDMENT E-MAILED |
| Friday, October 28, 2016 | EXAMINERS AMENDMENT -WRITTEN |
| Thursday, October 27, 2016 | EXAMINER'S AMENDMENT ENTERED |
| Thursday, October 27, 2016 | NOTIFICATION OF EXAMINERS AMENDMENT E-MAILED |
| Thursday, October 27, 2016 | EXAMINERS AMENDMENT E-MAILED |
| Thursday, October 27, 2016 | EXAMINERS AMENDMENT -WRITTEN |
| Wednesday, October 26, 2016 | TEAS/EMAIL CORRESPONDENCE ENTERED |
| Tuesday, October 25, 2016 | CORRESPONDENCE RECEIVED IN LAW OFFICE |
| Tuesday, October 25, 2016 | TEAS RESPONSE TO OFFICE ACTION RECEIVED |
| Friday, April 29, 2016 | NOTIFICATION OF NON-FINAL ACTION E-MAILED |
| Friday, April 29, 2016 | NON-FINAL ACTION E-MAILED |
| Friday, April 29, 2016 | NON-FINAL ACTION WRITTEN |
| Friday, April 29, 2016 | ASSIGNED TO EXAMINER |
| Thursday, January 21, 2016 | NOTICE OF DESIGN SEARCH CODE E-MAILED |
| Wednesday, January 20, 2016 | NEW APPLICATION OFFICE SUPPLIED DATA ENTERED |
| Monday, January 18, 2016 | NEW APPLICATION ENTERED |