SMART REGISTRATION Trademark
Trademark Overview
On Friday, October 22, 2021, a trademark application was filed for SMART REGISTRATION with the United States Patent and Trademark Office. The USPTO has given the SMART REGISTRATION trademark a serial number of 97088286. The federal status of this trademark filing is ABANDONED - FAILURE TO RESPOND OR LATE RESPONSE as of Thursday, September 14, 2023. This trademark is owned by Red Oak Compliance Software, LLC. The SMART REGISTRATION trademark is filed in the Computer & Software Services & Scientific Services category with the following description:
Software as a service (SAAS) services featuring software for automating the licensing and registration process and reduce risk to meet compliance standards in the field of risk management compliance; Software as a service (SAAS) services featuring software for managing representative credentials to ensure compliance with SEC and FINRA compliance regulations; Software as a service (SAAS) services featuring software for managing company representatives' credentials and ensure compliance with SEC and FINRA registration deadlines
General Information
| Serial Number | 97088286 |
| Word Mark | SMART REGISTRATION |
| Filing Date | Friday, October 22, 2021 |
| Status | 602 - ABANDONED - FAILURE TO RESPOND OR LATE RESPONSE |
| Status Date | Thursday, September 14, 2023 |
| Registration Number | 0000000 |
| Registration Date | NOT AVAILABLE |
| Mark Drawing | 4000 - Illustration: Drawing with word(s) / letter(s) / number(s) in Block form |
| Published for Opposition Date | NOT AVAILABLE |
Trademark Statements
| Goods and Services | Software as a service (SAAS) services featuring software for automating the licensing and registration process and reduce risk to meet compliance standards in the field of risk management compliance; Software as a service (SAAS) services featuring software for managing representative credentials to ensure compliance with SEC and FINRA compliance regulations; Software as a service (SAAS) services featuring software for managing company representatives' credentials and ensure compliance with SEC and FINRA registration deadlines |
Classification Information
| International Class | 042 - Scientific and technological services and research and design relating thereto; industrial analysis and research services; design and development of computer hardware and software. |
| US Class Codes | 100, 101 |
| Class Status Code | 6 - Active |
| Class Status Date | Monday, November 8, 2021 |
| Primary Code | 042 |
| First Use Anywhere Date | Tuesday, April 20, 2021 |
| First Use In Commerce Date | Tuesday, April 20, 2021 |
Trademark Owner History
| Party Name | Red Oak Compliance Software, LLC |
| Party Type | 10 - Original Applicant |
| Legal Entity Type | 16 - Limited Liability Company |
| Address | Cedar Park, TX 78613 |
Trademark Events
| Event Date | Event Description |
| Thursday, September 14, 2023 | ABANDONMENT NOTICE E-MAILED - FAILURE TO RESPOND |
| Thursday, September 14, 2023 | ABANDONMENT NOTICE MAILED - FAILURE TO RESPOND |
| Thursday, September 14, 2023 | ABANDONMENT - FAILURE TO RESPOND OR LATE RESPONSE |
| Wednesday, May 31, 2023 | NOTIFICATION OF FINAL REFUSAL EMAILED |
| Wednesday, May 31, 2023 | FINAL REFUSAL E-MAILED |
| Wednesday, May 31, 2023 | FINAL REFUSAL WRITTEN |
| Tuesday, February 7, 2023 | TEAS/EMAIL CORRESPONDENCE ENTERED |
| Monday, February 6, 2023 | CORRESPONDENCE RECEIVED IN LAW OFFICE |
| Monday, February 6, 2023 | TEAS RESPONSE TO OFFICE ACTION RECEIVED |
| Friday, August 5, 2022 | NOTIFICATION OF NON-FINAL ACTION E-MAILED |
| Friday, August 5, 2022 | NON-FINAL ACTION E-MAILED |
| Friday, August 5, 2022 | NON-FINAL ACTION WRITTEN |
| Friday, July 29, 2022 | ASSIGNED TO EXAMINER |
| Monday, November 8, 2021 | NEW APPLICATION OFFICE SUPPLIED DATA ENTERED |
| Tuesday, October 26, 2021 | NEW APPLICATION ENTERED |
