| Serial Number | 85632287 |
| Word Mark | SMART OPTION AN ESSENTIAL INVESTMENT STRATEGY |
| Filing Date | Tuesday, May 22, 2012 |
| Status | 800 - REGISTERED AND RENEWED |
| Status Date | Friday, August 25, 2023 |
| Registration Number | 4278923 |
| Registration Date | Tuesday, January 22, 2013 |
| Mark Drawing | 3000 - Illustration: Drawing or design which also includes word(s) / letter(s) / number(s) |
| Published for Opposition Date | Tuesday, November 6, 2012 |
| Description of Mark | The mark consists of the word "SMART" in capital letters in a large font to the left of the word "OPTION" with initial capitalization and an upward pointing triangle symbol over the letter "I" both of which are centered over the phrase "AN ESSENTIAL INVESTMENT STRATEGY" in all capital letters in a smaller font with the stem of the letter "P" of the word "OPTION" extending down in between the words "INVESTMENT" and "STRATEGY". |
| Goods and Services | Providing financial services with respect to securities and other financial instruments and products, namely, money management services |
| Indication of Colors claimed | Color is not claimed as a feature of the mark. |
| Disclaimer with Predetermined Text | "INVESTMENT STRATEGY" |
| International Class | 036 - Insurance; financial affairs; monetary affairs; real estate affairs. |
| US Class Codes | 100, 101, 102 |
| Class Status Code | 6 - Active |
| Class Status Date | Wednesday, May 30, 2012 |
| Primary Code | 036 |
| First Use Anywhere Date | Tuesday, January 31, 2012 |
| First Use In Commerce Date | Tuesday, January 31, 2012 |
| Party Name | NOT AVAILABLE |
| Party Type | 30 - Original Registrant |
| Legal Entity Type | 01 - Individual |
| Address | Wheaton, IL 60189 |
| Party Name | NOT AVAILABLE |
| Party Type | 20 - Owner at Publication |
| Legal Entity Type | 01 - Individual |
| Address | Wheaton, IL 60189 |
| Party Name | NOT AVAILABLE |
| Party Type | 10 - Original Applicant |
| Legal Entity Type | 01 - Individual |
| Address | Wheaton, IL 60189 |
| Event Date | Event Description |
| Friday, August 25, 2023 | NOTICE OF ACCEPTANCE OF SEC. 8 & 9 - E-MAILED |
| Friday, August 25, 2023 | REGISTERED AND RENEWED (FIRST RENEWAL - 10 YRS) |
| Friday, August 25, 2023 | REGISTERED - SEC. 8 (10-YR) ACCEPTED/SEC. 9 GRANTED |
| Friday, August 25, 2023 | TEAS RESPONSE TO OFFICE ACTION-POST REG RECEIVED |
| Wednesday, August 2, 2023 | POST REGISTRATION ACTION MAILED - SEC. 8 & 9 |
| Wednesday, August 2, 2023 | CASE ASSIGNED TO POST REGISTRATION PARALEGAL |
| Friday, January 13, 2023 | TEAS SECTION 8 & 9 RECEIVED |
| Saturday, January 22, 2022 | COURTESY REMINDER - SEC. 8 (10-YR)/SEC. 9 E-MAILED |
| Thursday, September 5, 2019 | APPLICANT/CORRESPONDENCE CHANGES (NON-RESPONSIVE) ENTERED |
| Thursday, September 5, 2019 | TEAS CHANGE OF OWNER ADDRESS RECEIVED |
| Friday, January 11, 2019 | NOTICE OF ACCEPTANCE OF SEC. 8 & 15 - E-MAILED |
| Friday, January 11, 2019 | REGISTERED - SEC. 8 (6-YR) ACCEPTED & SEC. 15 ACK. |
| Friday, January 11, 2019 | CASE ASSIGNED TO POST REGISTRATION PARALEGAL |
| Wednesday, December 12, 2018 | TEAS SECTION 8 & 15 RECEIVED |
| Monday, January 22, 2018 | COURTESY REMINDER - SEC. 8 (6-YR) E-MAILED |
| Tuesday, January 22, 2013 | REGISTERED-PRINCIPAL REGISTER |
| Tuesday, November 6, 2012 | OFFICIAL GAZETTE PUBLICATION CONFIRMATION E-MAILED |
| Tuesday, November 6, 2012 | PUBLISHED FOR OPPOSITION |
| Wednesday, October 17, 2012 | NOTIFICATION OF NOTICE OF PUBLICATION E-MAILED |
| Tuesday, October 2, 2012 | LAW OFFICE PUBLICATION REVIEW COMPLETED |
| Monday, October 1, 2012 | ASSIGNED TO LIE |
| Wednesday, September 19, 2012 | APPROVED FOR PUB - PRINCIPAL REGISTER |
| Friday, September 14, 2012 | EXAMINER'S AMENDMENT ENTERED |
| Friday, September 14, 2012 | NOTIFICATION OF EXAMINERS AMENDMENT E-MAILED |
| Friday, September 14, 2012 | EXAMINERS AMENDMENT E-MAILED |
| Friday, September 14, 2012 | EXAMINERS AMENDMENT -WRITTEN |
| Tuesday, September 11, 2012 | ASSIGNED TO EXAMINER |
| Wednesday, May 30, 2012 | NEW APPLICATION OFFICE SUPPLIED DATA ENTERED |
| Friday, May 25, 2012 | NEW APPLICATION ENTERED |