| Serial Number | 99128576 |
| Word Mark | SMALL WEALTH MANAGEMENT EST. 1999 |
| Filing Date | Wednesday, April 9, 2025 |
| Status | 700 - REGISTERED |
| Status Date | Tuesday, December 16, 2025 |
| Registration Number | 8065959 |
| Registration Date | Tuesday, December 16, 2025 |
| Mark Drawing | 3 - Illustration: Drawing or design which also includes word(s) / letter(s) / number(s) |
| Published for Opposition Date | Tuesday, October 28, 2025 |
| Goods and Services | Financial services, namely, wealth management services |
| Pseudo Mark | SMALL WEALTH MANAGEMENT EST NINETEEN NINETY NINE |
| Pseudo Mark | SMALL WEALTH MANAGEMENT EST ONE THOUSAND NINE HUNDRED NINETY NINE |
| Description of Mark | The mark consists of the words 'SMALL WEALTH MANAGEMENT.' The word 'SMALL' is in capitalized bolded letters. The words 'WEALTH' and 'MANAGEMENT' are capitalized and positioned below the word 'SMALL.' A stylized image of a horse is positioned above the word 'SMALL.' 'EST.' is positioned to the left of the horse and '1999' is positioned to the right of the horse. |
| Pseudo Mark | SMALL WEALTH MANAGEMENT EST ONE NINE NINE NINE |
| NOT AVAILABLE | "WEALTH MANAGEMENT" and "EST. 1999" |
| International Class | 036 - Insurance; financial affairs; monetary affairs; real estate affairs. |
| US Class Codes | 100, 101, 102 |
| Class Status Code | 6 - Active |
| Class Status Date | Wednesday, April 9, 2025 |
| Primary Code | 036 |
| First Use Anywhere Date | Friday, March 14, 2025 |
| First Use In Commerce Date | Friday, March 14, 2025 |
| Party Name | NOT AVAILABLE |
| Party Type | 30 - Original Registrant |
| Legal Entity Type | 01 - Individual |
| Address | Little Rock, AR 72223 |
| Party Name | NOT AVAILABLE |
| Party Type | 20 - Owner at Publication |
| Legal Entity Type | 01 - Individual |
| Address | Little Rock, AR 72223 |
| Party Name | NOT AVAILABLE |
| Party Type | 10 - Original Applicant |
| Legal Entity Type | 01 - Individual |
| Address | Little Rock, AR 72223 |
| Event Date | Event Description |
| Wednesday, April 9, 2025 | NEW APPLICATION ENTERED |
| Wednesday, April 9, 2025 | APPLICATION FILING RECEIPT MAILED |
| Wednesday, August 20, 2025 | NEW APPLICATION OFFICE SUPPLIED DATA ENTERED |
| Wednesday, August 20, 2025 | NOTICE OF DESIGN SEARCH CODE E-MAILED |
| Thursday, September 4, 2025 | ASSIGNED TO EXAMINER |
| Thursday, September 4, 2025 | NON-FINAL ACTION WRITTEN |
| Thursday, September 4, 2025 | NON-FINAL ACTION E-MAILED |
| Thursday, September 4, 2025 | NOTIFICATION OF NON-FINAL ACTION E-MAILED |
| Wednesday, September 24, 2025 | TEAS RESPONSE TO OFFICE ACTION RECEIVED |
| Wednesday, September 24, 2025 | CORRESPONDENCE RECEIVED IN LAW OFFICE |
| Wednesday, September 24, 2025 | TEAS/EMAIL CORRESPONDENCE ENTERED |
| Wednesday, September 24, 2025 | APPROVED FOR PUB - PRINCIPAL REGISTER |
| Wednesday, October 22, 2025 | NOTIFICATION OF NOTICE OF PUBLICATION E-MAILED |
| Tuesday, October 28, 2025 | PUBLISHED FOR OPPOSITION |
| Tuesday, October 28, 2025 | OFFICIAL GAZETTE PUBLICATION CONFIRMATION E-MAILED |
| Tuesday, December 16, 2025 | REGISTERED-PRINCIPAL REGISTER |
| Tuesday, December 16, 2025 | NOTICE OF REGISTRATION CONFIRMATION EMAILED |