SMA ETF Trademark

Trademark Overview


On Wednesday, June 18, 2014, a trademark application was filed for SMA ETF with the United States Patent and Trademark Office. The USPTO has given the SMA ETF trademark a serial number of 86313464. The federal status of this trademark filing is CANCELLED - SECTION 8 as of Friday, December 3, 2021. This trademark is owned by WBI Investments, Inc.. The SMA ETF trademark is filed in the Insurance & Financial Services category with the following description:

Financial and investment services, namely, providing and assisting others with financial and investment management, planning and research; financial and investment portfolio management; financial andinvestment risk management; mutual fundbrokerage; mutual fund distribution; mutual fund investment
sma etf

General Information


Serial Number86313464
Word MarkSMA ETF
Filing DateWednesday, June 18, 2014
Status710 - CANCELLED - SECTION 8
Status DateFriday, December 3, 2021
Registration Number4745383
Registration DateTuesday, May 26, 2015
Mark Drawing5000 - Drawing with word(s) / letter(s) / number(s) in Stylized form
Published for Opposition DateNOT AVAILABLE

Trademark Statements


Indication of Colors claimedColor is not claimed as a feature of the mark.
Description of MarkThe mark consists of "ETF" in stylized lettering presented as a superscript to the right of "SMA" in stylized lettering.
Goods and ServicesFinancial and investment services, namely, providing and assisting others with financial and investment management, planning and research; financial and investment portfolio management; financial andinvestment risk management; mutual fundbrokerage; mutual fund distribution; mutual fund investment
Pseudo MarkSEPARATELY MANAGED ACCOUNT EXCHANGE TRADED FUND

Classification Information


International Class036 - Insurance; financial affairs; monetary affairs; real estate affairs.
US Class Codes100, 101, 102
Class Status Code2 - Sec. 8 - Entire Registration
Class Status DateFriday, December 3, 2021
Primary Code036
First Use Anywhere DateMonday, August 25, 2014
First Use In Commerce DateMonday, August 25, 2014

Trademark Owner History


Party NameWBI Investments, Inc.
Party Type30 - Original Registrant
Legal Entity Type03 - Corporation
AddressRed Bank, NJ 07701

Party NameWBI Investments, Inc.
Party Type10 - Original Applicant
Legal Entity Type03 - Corporation
AddressRed Bank, NJ 07701

Trademark Events


Event DateEvent Description
Friday, December 3, 2021CANCELLED SEC. 8 (6-YR)
Tuesday, May 26, 2020COURTESY REMINDER - SEC. 8 (6-YR) E-MAILED
Tuesday, May 26, 2015REGISTERED-SUPPLEMENTAL REGISTER
Tuesday, April 21, 2015LAW OFFICE PUBLICATION REVIEW COMPLETED
Friday, April 17, 2015NOTICE OF ACCEPTANCE OF AMENDMENT TO ALLEGE USE E-MAILED
Thursday, April 16, 2015APPROVED FOR REGISTRATION SUPPLEMENTAL REGISTER
Thursday, April 16, 2015USE AMENDMENT ACCEPTED
Saturday, March 28, 2015AMENDMENT TO USE PROCESSING COMPLETE
Saturday, March 28, 2015USE AMENDMENT FILED
Friday, March 27, 2015TEAS AMENDMENT OF USE RECEIVED
Friday, March 27, 2015TEAS/EMAIL CORRESPONDENCE ENTERED
Friday, March 27, 2015CORRESPONDENCE RECEIVED IN LAW OFFICE
Friday, March 27, 2015TEAS REQUEST FOR RECONSIDERATION RECEIVED
Monday, March 9, 2015NOTIFICATION OF FINAL REFUSAL EMAILED
Monday, March 9, 2015FINAL REFUSAL E-MAILED
Monday, March 9, 2015FINAL REFUSAL WRITTEN
Friday, February 13, 2015TEAS/EMAIL CORRESPONDENCE ENTERED
Friday, February 13, 2015CORRESPONDENCE RECEIVED IN LAW OFFICE
Friday, February 13, 2015TEAS RESPONSE TO OFFICE ACTION RECEIVED
Wednesday, October 1, 2014NOTIFICATION OF NON-FINAL ACTION E-MAILED
Wednesday, October 1, 2014NON-FINAL ACTION E-MAILED
Wednesday, October 1, 2014NON-FINAL ACTION WRITTEN
Thursday, September 25, 2014ASSIGNED TO EXAMINER
Monday, July 14, 2014PRELIMINARY/VOLUNTARY AMENDMENT - ENTERED
Friday, July 4, 2014ASSIGNED TO LIE
Thursday, June 26, 2014NEW APPLICATION OFFICE SUPPLIED DATA ENTERED IN TRAM
Tuesday, June 24, 2014TEAS VOLUNTARY AMENDMENT RECEIVED
Saturday, June 21, 2014NEW APPLICATION ENTERED IN TRAM