Trademark Overview
On Sunday, November 2, 2025, a trademark application was filed for SIMPLYRIA with the United States Patent and Trademark Office. The USPTO has given the SIMPLYRIA trademark a serial number of 99475018. The federal status of this trademark filing is RESPONSE AFTER NON-FINAL ACTION - ENTERED as of Friday, April 17, 2026. This trademark is owned by SimplyRIA, Inc.. The SIMPLYRIA trademark is filed in the Advertising, Business and Retail Services and Insurance & Financial Services categories with the following description:
Financial regulatory compliance consulting services for registered investment advisers and investment adviser representatives; consulting in the field of registration, licensing, and regulatory filings with the U.S. Securities and Exchange Commission and state regulators; preparation and filing of regulatory documents, namely, Form ADV and Form U4; consulting services in the development and maintenance of compliance programs, codes of ethics, privacy policies, and supervisory procedures; financial compliance auditing services; consulting in the field of investment adviser regulatory examinations and audit preparation; and financial consulting services relating to succession planning and transition of investment advisory practices.
Business consulting services for independent financial professionals and registered investment adviser (RIA) firms; business management consulting relating to, but not limited to all necessary aspects of; establishing, structuring, operating, and scaling independent investment-advisory practices.
