SIMPLICITY SECURITIES Trademark

Trademark Overview


On Friday, September 19, 2025, a trademark application was filed for SIMPLICITY SECURITIES with the United States Patent and Trademark Office. The USPTO has given the SIMPLICITY SECURITIES trademark a serial number of 99402680. The federal status of this trademark filing is NON-FINAL ACTION - MAILED as of Tuesday, December 9, 2025. This trademark is owned by Simplicity Financial Marketing Holdings, Inc.. The SIMPLICITY SECURITIES trademark is filed in the Insurance & Financial Services category with the following description:

Investment advice; Broker-dealer services in the field of securities, namely, the offering and distribution of stocks, bonds, mutual funds, and other investment products; providing financial brokerage services for variable insurance products and variable annuities; financial services, namely, the underwriting, distribution, and sale of SEC and FINRA registered insurance and annuity products; advisory and brokerage services related to investment products and insurance-based retirement solutions
simplicity securities

General Information


Serial Number99402680
Word MarkSIMPLICITY SECURITIES
Filing DateFriday, September 19, 2025
Status641 - NON-FINAL ACTION - MAILED
Status DateTuesday, December 9, 2025
Registration Number0000000
Registration DateNOT AVAILABLE
Mark Drawing4 - Illustration: Drawing with word(s) / letter(s) / number(s) in Block form
Published for Opposition DateNOT AVAILABLE

Trademark Statements


Goods and ServicesInvestment advice; Broker-dealer services in the field of securities, namely, the offering and distribution of stocks, bonds, mutual funds, and other investment products; providing financial brokerage services for variable insurance products and variable annuities; financial services, namely, the underwriting, distribution, and sale of SEC and FINRA registered insurance and annuity products; advisory and brokerage services related to investment products and insurance-based retirement solutions

Classification Information


International Class036 - Insurance; financial affairs; monetary affairs; real estate affairs.
US Class Codes100, 101, 102
Class Status Code6 - Active
Class Status DateFriday, September 19, 2025
Primary Code036
First Use Anywhere DateThursday, July 31, 2025
First Use In Commerce DateThursday, July 31, 2025

Trademark Owner History


Party NameSimplicity Financial Marketing Holdings, Inc.
Party Type10 - Original Applicant
Legal Entity Type03 - Corporation
AddressSummit, NJ 07901

Trademark Events


Event DateEvent Description
Friday, September 19, 2025NEW APPLICATION ENTERED
Friday, September 19, 2025NEW APPLICATION OFFICE SUPPLIED DATA ENTERED
Friday, September 19, 2025APPLICATION FILING RECEIPT MAILED
Wednesday, December 3, 2025ASSIGNED TO EXAMINER
Tuesday, December 9, 2025NON-FINAL ACTION WRITTEN
Tuesday, December 9, 2025NON-FINAL ACTION E-MAILED
Tuesday, December 9, 2025NOTIFICATION OF NON-FINAL ACTION E-MAILED