| Serial Number | 88731643 |
| Word Mark | SIMMONS ENERGY A DIVISION OF PIPER SANDLER |
| Filing Date | Wednesday, December 18, 2019 |
| Status | 700 - REGISTERED |
| Status Date | Tuesday, March 23, 2021 |
| Registration Number | 6302364 |
| Registration Date | Tuesday, March 23, 2021 |
| Mark Drawing | 4000 - Illustration: Drawing with word(s) / letter(s) / number(s) in Block form |
| Published for Opposition Date | Tuesday, May 12, 2020 |
| Name/Portrait Description and/or Consent Statement | The name(s), portrait(s), and/or signature(s) shown in the mark does not identify a particular living individual |
| Goods and Services | Automated securities brokerage; Financial advisory and consultancy services; Financial analysis and research services; Financial information provided by electronic means; Financial investment in the fields of securities, stocks, and mutual funds; Financial management; Financial planning; Financial asset management; Financial portfolio management; Fund investment consultation; Funds investment; Investment advisory services; Investment banking services; Investment brokerage; Investment consultation; Investment management; Investment of funds for others; Venture capital services, namely, providing financing to emerging and start-up companies; Business finance procurement services; Mutual fund brokerage; Securities brokerage services; Stock brokerage services |
| Goods and Services | Business acquisition and merger consultation |
| Disclaimer with Predetermined Text | "ENERGY" AND "DIVISION" |
| International Class | 035 - Advertising; business management; business administration; office functions. |
| US Class Codes | 100, 101, 102 |
| Class Status Code | 6 - Active |
| Class Status Date | Saturday, December 21, 2019 |
| Primary Code | 035 |
| First Use Anywhere Date | Monday, January 6, 2020 |
| First Use In Commerce Date | Monday, January 6, 2020 |
| International Class | 036 - Insurance; financial affairs; monetary affairs; real estate affairs. |
| US Class Codes | 100, 101, 102 |
| Class Status Code | 6 - Active |
| Class Status Date | Saturday, December 21, 2019 |
| Primary Code | 036 |
| First Use Anywhere Date | Monday, January 6, 2020 |
| First Use In Commerce Date | Monday, January 6, 2020 |
| Party Name | PIPER SANDLER & CO. |
| Party Type | 30 - Original Registrant |
| Legal Entity Type | 03 - Corporation |
| Address | MINNEAPOLIS, MN 55402 |
| Party Name | PIPER SANDLER & CO. |
| Party Type | 21 - New Owner After Publication |
| Legal Entity Type | 03 - Corporation |
| Address | MINNEAPOLIS, MN 55402 |
| Party Name | Piper Jaffray & Co. |
| Party Type | 20 - Owner at Publication |
| Legal Entity Type | 03 - Corporation |
| Address | Minneapolis, MN 55402 |
| Party Name | Piper Jaffray & Co. |
| Party Type | 10 - Original Applicant |
| Legal Entity Type | 03 - Corporation |
| Address | Minneapolis, MN 55402 |
| Event Date | Event Description |
| Wednesday, October 12, 2022 | TEAS CHANGE OF CORRESPONDENCE RECEIVED |
| Wednesday, October 12, 2022 | ATTORNEY/DOM.REP.REVOKED AND/OR APPOINTED |
| Wednesday, October 12, 2022 | TEAS REVOKE/APP/CHANGE ADDR OF ATTY/DOM REP RECEIVED |
| Tuesday, March 23, 2021 | REGISTERED-PRINCIPAL REGISTER |
| Friday, February 19, 2021 | NOTICE OF ACCEPTANCE OF STATEMENT OF USE E-MAILED |
| Thursday, February 18, 2021 | ALLOWED PRINCIPAL REGISTER - SOU ACCEPTED |
| Thursday, January 28, 2021 | STATEMENT OF USE PROCESSING COMPLETE |
| Thursday, January 7, 2021 | USE AMENDMENT FILED |
| Wednesday, January 27, 2021 | CASE ASSIGNED TO INTENT TO USE PARALEGAL |
| Thursday, January 7, 2021 | TEAS STATEMENT OF USE RECEIVED |
| Tuesday, July 7, 2020 | NOA E-MAILED - SOU REQUIRED FROM APPLICANT |
| Tuesday, May 12, 2020 | OFFICIAL GAZETTE PUBLICATION CONFIRMATION E-MAILED |
| Tuesday, May 12, 2020 | PUBLISHED FOR OPPOSITION |
| Wednesday, April 22, 2020 | NOTIFICATION OF NOTICE OF PUBLICATION E-MAILED |
| Monday, April 6, 2020 | ASSIGNED TO LIE |
| Thursday, March 26, 2020 | APPROVED FOR PUB - PRINCIPAL REGISTER |
| Monday, March 23, 2020 | EXAMINER'S AMENDMENT ENTERED |
| Monday, March 23, 2020 | NOTIFICATION OF EXAMINERS AMENDMENT E-MAILED |
| Monday, March 23, 2020 | EXAMINERS AMENDMENT E-MAILED |
| Monday, March 23, 2020 | EXAMINERS AMENDMENT -WRITTEN |
| Tuesday, March 17, 2020 | ASSIGNED TO EXAMINER |
| Wednesday, January 22, 2020 | ATTORNEY/DOM.REP.REVOKED AND/OR APPOINTED |
| Wednesday, January 22, 2020 | TEAS REVOKE/APP/CHANGE ADDR OF ATTY/DOM REP RECEIVED |
| Saturday, December 21, 2019 | NEW APPLICATION OFFICE SUPPLIED DATA ENTERED IN TRAM |
| Saturday, December 21, 2019 | NEW APPLICATION ENTERED IN TRAM |