SIEBERT WILLIAMS SHANK Trademark
Trademark Overview
On Thursday, June 12, 2025, a trademark application was filed for SIEBERT WILLIAMS SHANK with the United States Patent and Trademark Office. The USPTO has given the SIEBERT WILLIAMS SHANK trademark a serial number of 99231840. The federal status of this trademark filing is RESPONSE AFTER NON-FINAL ACTION - ENTERED as of Tuesday, May 26, 2026. This trademark is owned by Siebert Williams Shank & Co., LLC. The SIEBERT WILLIAMS SHANK trademark is filed in the Insurance & Financial Services category with the following description:
Financial services, namely, investment brokerage and management, financing services, investment banking services; Financial administration of stock exchange trading of shares and other financial securities in financial markets; Financial services, namely, the trading of financial instruments, securities, shares, options and other derivative products; On-line trading of financial instruments, shares, options and other derivative products; Financial research and information services; Financial analysis and research services; Financial investment analysis and stock research; Financial evaluation, tracking, analysis, forecasting, consultancy, advisory and research services relating to securities and other financial instruments; Financial services, namely, raising debt and equity capital for others; Financial risk management; Financial risk management consultation; Financial services, namely, investment advice, investment management, investment consultation and investment of funds for other...
General Information
| Serial Number | 99231840 |
| Word Mark | SIEBERT WILLIAMS SHANK |
| Filing Date | Thursday, June 12, 2025 |
| Status | 661 - RESPONSE AFTER NON-FINAL ACTION - ENTERED |
| Status Date | Tuesday, May 26, 2026 |
| Registration Number | 0000000 |
| Registration Date | NOT AVAILABLE |
| Mark Drawing | 4 - Illustration: Drawing with word(s) / letter(s) / number(s) in Block form |
| Published for Opposition Date | NOT AVAILABLE |
Trademark Statements
| Goods and Services | Financial services, namely, investment brokerage and management, financing services, investment banking services; Financial administration of stock exchange trading of shares and other financial securities in financial markets; Financial services, namely, the trading of financial instruments, securities, shares, options and other derivative products; On-line trading of financial instruments, shares, options and other derivative products; Financial research and information services; Financial analysis and research services; Financial investment analysis and stock research; Financial evaluation, tracking, analysis, forecasting, consultancy, advisory and research services relating to securities and other financial instruments; Financial services, namely, raising debt and equity capital for others; Financial risk management; Financial risk management consultation; Financial services, namely, investment advice, investment management, investment consultation and investment of funds for others, including private and public equity and debt investment services; Financial investment services, namely, administering the issuance, underwriting and distribution of securities; securities, bonds, and financial investment brokerage services relating to municipal bonds, government securities, corporate securities, private and public debt and equity |
Classification Information
| International Class | 036 - Insurance; financial affairs; monetary affairs; real estate affairs. |
| US Class Codes | 100, 101, 102 |
| Class Status Code | 6 - Active |
| Class Status Date | Thursday, June 12, 2025 |
| Primary Code | 036 |
| First Use Anywhere Date | Monday, November 4, 2019 |
| First Use In Commerce Date | Monday, November 4, 2019 |
Trademark Owner History
| Party Name | Siebert Williams Shank & Co., LLC |
| Party Type | 10 - Original Applicant |
| Legal Entity Type | 16 - Limited Liability Company |
| Address | New York, NY 10005
US |
Trademark Events
| Event Date | Event Description |
| Thursday, June 12, 2025 | NEW APPLICATION ENTERED |
| Thursday, June 12, 2025 | APPLICATION FILING RECEIPT MAILED |
| Monday, October 20, 2025 | NEW APPLICATION OFFICE SUPPLIED DATA ENTERED |
| Saturday, November 1, 2025 | ASSIGNED TO EXAMINER |
| Wednesday, November 26, 2025 | NON-FINAL ACTION WRITTEN |
| Wednesday, November 26, 2025 | NON-FINAL ACTION E-MAILED |
| Wednesday, November 26, 2025 | NOTIFICATION OF NON-FINAL ACTION E-MAILED |
| Monday, February 9, 2026 | TEAS REVOKE/APP/CHANGE ADDR OF ATTY/DOM REP RECEIVED |
| Monday, February 9, 2026 | ATTORNEY/DOM.REP.REVOKED AND/OR APPOINTED |
| Monday, February 9, 2026 | TEAS CHANGE OF CORRESPONDENCE RECEIVED |
| Thursday, February 26, 2026 | APPLICATION EXTENSION TO RESPONSE PERIOD - RECEIVED |
| Thursday, February 26, 2026 | APPLICATION EXTENSION GRANTED/RECEIPT PROVIDED |
| Tuesday, May 26, 2026 | TEAS RESPONSE TO OFFICE ACTION RECEIVED |
| Tuesday, May 26, 2026 | CORRESPONDENCE RECEIVED IN LAW OFFICE |
| Tuesday, May 26, 2026 | TEAS/EMAIL CORRESPONDENCE ENTERED |
