| Serial Number | 88108763 |
| Word Mark | SHEAFF BROCK |
| Filing Date | Friday, September 7, 2018 |
| Status | 700 - REGISTERED |
| Status Date | Tuesday, May 7, 2019 |
| Registration Number | 5744741 |
| Registration Date | Tuesday, May 7, 2019 |
| Mark Drawing | 4 - Illustration: Drawing with word(s) / letter(s) / number(s) in Block form |
| Published for Opposition Date | Tuesday, February 19, 2019 |
| Goods and Services | Financial advisory and consultancy services; Financial asset management; Financial planning and investment advisory services; Financial portfolio management; Financial research |
| International Class | 036 - Insurance; financial affairs; monetary affairs; real estate affairs. |
| US Class Codes | 100, 101, 102 |
| Class Status Code | 6 - Active |
| Class Status Date | Saturday, September 15, 2018 |
| Primary Code | 036 |
| First Use Anywhere Date | Friday, November 2, 2001 |
| First Use In Commerce Date | Friday, November 2, 2001 |
| Party Name | Sheaff Brock Capital Management, LLC |
| Party Type | 30 - Original Registrant |
| Legal Entity Type | 16 - Limited Liability Company |
| Address | Indianapolis, IN 46240 |
| Party Name | Sheaff Brock Capital Management, LLC |
| Party Type | 20 - Owner at Publication |
| Legal Entity Type | 16 - Limited Liability Company |
| Address | Indianapolis, IN 46240 |
| Party Name | Sheaff Brock Capital Management, LLC |
| Party Type | 10 - Original Applicant |
| Legal Entity Type | 16 - Limited Liability Company |
| Address | Indianapolis, IN 46240 |
| Event Date | Event Description |
| Tuesday, December 18, 2018 | NOTIFICATION OF NON-FINAL ACTION E-MAILED |
| Tuesday, September 11, 2018 | NEW APPLICATION ENTERED |
| Saturday, September 15, 2018 | NEW APPLICATION OFFICE SUPPLIED DATA ENTERED |
| Tuesday, December 18, 2018 | ASSIGNED TO EXAMINER |
| Tuesday, December 18, 2018 | NON-FINAL ACTION E-MAILED |
| Tuesday, December 18, 2018 | NON-FINAL ACTION WRITTEN |
| Wednesday, December 19, 2018 | TEAS RESPONSE TO OFFICE ACTION RECEIVED |
| Wednesday, December 19, 2018 | TEAS/EMAIL CORRESPONDENCE ENTERED |
| Wednesday, December 19, 2018 | CORRESPONDENCE RECEIVED IN LAW OFFICE |
| Monday, January 14, 2019 | ASSIGNED TO LIE |
| Tuesday, February 19, 2019 | PUBLISHED FOR OPPOSITION |
| Tuesday, February 19, 2019 | OFFICIAL GAZETTE PUBLICATION CONFIRMATION E-MAILED |
| Wednesday, December 19, 2018 | APPROVED FOR PUB - PRINCIPAL REGISTER |
| Wednesday, January 30, 2019 | NOTIFICATION OF NOTICE OF PUBLICATION E-MAILED |
| Tuesday, May 7, 2019 | REGISTERED-PRINCIPAL REGISTER |
| Monday, May 20, 2024 | TEAS SECTION 8 & 15 RECEIVED |
| Tuesday, May 7, 2024 | COURTESY REMINDER - SEC. 8 (6-YR) E-MAILED |