| Serial Number | 78781964 |
| Word Mark | SHAREBUILDER 401K |
| Filing Date | Wednesday, December 28, 2005 |
| Status | 800 - REGISTERED AND RENEWED |
| Status Date | Friday, January 13, 2017 |
| Registration Number | 3168638 |
| Registration Date | Tuesday, November 7, 2006 |
| Mark Drawing | 5 - Drawing with word(s) / letter(s) / number(s) in Stylized form |
| Published for Opposition Date | Tuesday, August 22, 2006 |
| Indication of Colors claimed | Color is not claimed as a feature of the mark. |
| NOT AVAILABLE | "401K" |
| Description of Mark | The mark consists of the word element SHAREBUILDER 40K in which the vertical bar of the letter K also functions as the number 1, thus making 40K to read as 401K. |
| Pseudo Mark | SHARE BUILDER 401K |
| Goods and Services | Brokerage of shares or stocks and other securities; Financial investment in the field of 401K retirement programs for others; Financial services in the nature of an investment security; Financial services, namely assisting others with the completion of financial transactions for stocks, bonds, securities and equities; Investment brokerage; Investment by electronic means; Investment management; Investment of funds for others; Providing stock market information; Providing stock/securities market information; Stock brokerage |
| International Class | 036 - Insurance; financial affairs; monetary affairs; real estate affairs. |
| US Class Codes | 100, 101, 102 |
| Class Status Code | 6 - Active |
| Class Status Date | Thursday, January 5, 2006 |
| Primary Code | 036 |
| First Use Anywhere Date | Wednesday, October 12, 2005 |
| First Use In Commerce Date | Wednesday, October 12, 2005 |
| Party Name | SHAREBUILDER INC. |
| Party Type | 33 - New Owner After Registration |
| Legal Entity Type | 03 - Corporation |
| Address | SEATTLE, WA 98104 |
| Party Name | SHAREBUILDER ADVISORS LLC |
| Party Type | 32 - New Owner After Registration |
| Legal Entity Type | 16 - Limited Liability Company |
| Address | SEATTLE, WA 98104 |
| Party Name | CAPITAL ONE HOLDINGS |
| Party Type | 31 - New Owner After Registration |
| Legal Entity Type | 16 - Limited Liability Company |
| Address | MCLEAN, VA 22102 |
| Party Name | ShareBuilder Corporation |
| Party Type | 30 - Original Registrant |
| Legal Entity Type | 03 - Corporation |
| Address | Seattle, WA 98104 |
| Party Name | ShareBuilder Corporation |
| Party Type | 20 - Owner at Publication |
| Legal Entity Type | 03 - Corporation |
| Address | Bellevue, WA 98005 |
| Party Name | ShareBuilder Corporation |
| Party Type | 10 - Original Applicant |
| Legal Entity Type | 03 - Corporation |
| Address | Bellevue, WA 98005 |
| Event Date | Event Description |
| Thursday, January 5, 2006 | NEW APPLICATION ENTERED |
| Thursday, June 22, 2006 | ASSIGNED TO EXAMINER |
| Thursday, June 22, 2006 | APPROVED FOR PUB - PRINCIPAL REGISTER |
| Friday, June 23, 2006 | ASSIGNED TO LIE |
| Wednesday, June 28, 2006 | LAW OFFICE PUBLICATION REVIEW COMPLETED |
| Wednesday, August 2, 2006 | NOTICE OF PUBLICATION |
| Tuesday, August 22, 2006 | PUBLISHED FOR OPPOSITION |
| Wednesday, October 4, 2006 | ASSIGNED TO EXAMINER |
| Tuesday, November 7, 2006 | REGISTERED-PRINCIPAL REGISTER |
| Friday, June 20, 2008 | NOTICE OF SUIT |
| Monday, November 5, 2012 | TEAS SECTION 8 & 15 RECEIVED |
| Saturday, December 1, 2012 | CASE ASSIGNED TO POST REGISTRATION PARALEGAL |
| Saturday, December 1, 2012 | REGISTERED - SEC. 8 (6-YR) ACCEPTED & SEC. 15 ACK. |
| Saturday, December 1, 2012 | NOTICE OF ACCEPTANCE OF SEC. 8 & 15 - E-MAILED |
| Friday, December 13, 2013 | TEAS REVOKE/APP/CHANGE ADDR OF ATTY/DOM REP RECEIVED |
| Friday, December 13, 2013 | ATTORNEY/DOM.REP.REVOKED AND/OR APPOINTED |
| Wednesday, July 15, 2015 | AUTOMATIC UPDATE OF ASSIGNMENT OF OWNERSHIP |
| Saturday, November 7, 2015 | COURTESY REMINDER - SEC. 8 (10-YR)/SEC. 9 E-MAILED |
| Friday, November 4, 2016 | TEAS SECTION 8 & 9 RECEIVED |
| Friday, January 13, 2017 | CASE ASSIGNED TO POST REGISTRATION PARALEGAL |
| Friday, January 13, 2017 | REGISTERED - SEC. 8 (10-YR) ACCEPTED/SEC. 9 GRANTED |
| Friday, January 13, 2017 | REGISTERED AND RENEWED (FIRST RENEWAL - 10 YRS) |
| Friday, January 13, 2017 | NOTICE OF ACCEPTANCE OF SEC. 8 & 9 - E-MAILED |
| Wednesday, July 31, 2019 | ASSIGNMENT OF OWNERSHIP NOT UPDATED AUTOMATICALLY |
| Wednesday, August 7, 2019 | AUTOMATIC UPDATE OF ASSIGNMENT OF OWNERSHIP |
| Wednesday, January 26, 2022 | ASSIGNMENT OF OWNERSHIP NOT UPDATED AUTOMATICALLY |
| Thursday, June 23, 2022 | ASSIGNMENT OF OWNERSHIP NOT UPDATED AUTOMATICALLY |
| Wednesday, May 3, 2023 | AUTOMATIC UPDATE OF ASSIGNMENT OF OWNERSHIP |
| Friday, November 7, 2025 | COURTESY REMINDER - SEC. 8 (10-YR)/SEC. 9 E-MAILED |