| Serial Number | 85080439 |
| Word Mark | SERES ASSET MANAGEMENT |
| Filing Date | Thursday, July 8, 2010 |
| Status | 710 - CANCELLED - SECTION 8 |
| Status Date | Friday, June 7, 2019 |
| Registration Number | 4238150 |
| Registration Date | Tuesday, November 6, 2012 |
| Mark Drawing | 3000 - Illustration: Drawing or design which also includes word(s) / letter(s) / number(s) |
| Published for Opposition Date | Tuesday, January 3, 2012 |
| Description of Mark | The mark consists of the word "SERES" in black above the words "ASSET MANAGEMENT" in gray, all to the right of a design of four curved, intersecting stripes in purple. |
| Goods and Services | Banking; financial affairs, namely, financial management, financial planning, financial forecasting, financial portfolio management and financial analysis and consultation; insurance affairs, namely, insurance brokerage and insurance consultation for all types of insurance; financial information provided by electronic means; stock brokerage services, namely, trading in securities, derivatives, currencies, bonds, options and futures; monetary exchange; commodities exchange services; financial exchange; financial information in the nature of rates of exchange; futures exchange services; currency exchange and advice; brokerage in the field of commodities, investments, real estate, mortgage, mutual funds, securities, stocks, bonds, options and futures; consultation services in the field of banking; consultation services in the field of the brokerage of commodities, investments, real estate, mortgage, mutual funds, securities and stocks; capital investment consulting; credit inquiry and consultation; agencies in the field of bonds and other securities; transfer agency services rendered to issuers of investment securities; financial consultation services in the field of electronic payment systems, namely, electronic processing and transmission of bill payment data; investment management services, namely, financial asset management; administration of employee pension plans for others; financial transactions, namely, investment fund transfer and transaction services; consultancy services in the field of financial planning and financial management; financial management, namely, management of mutual funds; financial consultation services in the field of financial planning, financial management, and payment systems, namely, electronic processing and transmission of bill payment data; risk management; investment management and financial risk management; financial services for trusts, namely, investment fund transfer and transaction services; investment advisory services and financial asset management services; real estate acquisition services; real estate investment services; real estate management; estate trust management; trust services, namely, investment and trust company services; estate planning; trusteeship representatives; providing investment advice in connection with insurance, finance, banking, commodity, currency and real estate services |
| Indication of Colors claimed | The color(s) black, gray, and purple is/are claimed as a feature of the mark. |
| Goods and Services | Business services, namely, advisory services relating to business management and business operations; preparation of business reports; tax and taxation planning, advice, information and consultancy services; business appraisals; economic services, economic advisory services and economic analysis, namely, economic forecasting and analysis and economic feasibility studies |
| Translation of Words in Mark | The English translation of "Seres" means "of silk" or "a people of a land where silk comes from". |
| Disclaimer with Predetermined Text | "ASSET MANAGEMENT" |
| International Class | 035 - Advertising; business management; business administration; office functions. |
| US Class Codes | 100, 101, 102 |
| Class Status Code | 2 - Sec. 8 - Entire Registration |
| Class Status Date | Friday, June 7, 2019 |
| Primary Code | 035 |
| First Use Anywhere Date | Wednesday, August 31, 2011 |
| First Use In Commerce Date | Wednesday, August 31, 2011 |
| International Class | 036 - Insurance; financial affairs; monetary affairs; real estate affairs. |
| US Class Codes | 100, 101, 102 |
| Class Status Code | 2 - Sec. 8 - Entire Registration |
| Class Status Date | Friday, June 7, 2019 |
| Primary Code | 036 |
| First Use Anywhere Date | Wednesday, August 31, 2011 |
| First Use In Commerce Date | Wednesday, August 31, 2011 |
| Party Name | SERES ASSET MANAGEMENT LIMITED |
| Party Type | 30 - Original Registrant |
| Legal Entity Type | 99 - Other |
| Address | CENTRAL HK |
| Party Name | SERES ASSET MANAGEMENT LIMITED |
| Party Type | 20 - Owner at Publication |
| Legal Entity Type | 99 - Other |
| Address | CENTRAL HK |
| Party Name | SERES ASSET MANAGEMENT LIMITED |
| Party Type | 10 - Original Applicant |
| Legal Entity Type | 99 - Other |
| Address | CENTRAL HK |
| Event Date | Event Description |
| Tuesday, February 15, 2022 | TEAS WITHDRAWAL AS DOMESTIC REPRESENTATIVE RECEIVED |
| Tuesday, February 15, 2022 | ATTORNEY/DOM.REP.REVOKED AND/OR APPOINTED |
| Tuesday, February 15, 2022 | TEAS REVOKE/APP/CHANGE ADDR OF ATTY/DOM REP RECEIVED |
| Tuesday, February 15, 2022 | WITHDRAWAL OF ATTORNEY GRANTED |
| Tuesday, February 15, 2022 | TEAS WITHDRAWAL OF ATTORNEY RECEIVED |
| Friday, June 7, 2019 | CANCELLED SEC. 8 (6-YR) |
| Monday, November 6, 2017 | COURTESY REMINDER - SEC. 8 (6-YR) E-MAILED |
| Tuesday, November 6, 2012 | REGISTERED-PRINCIPAL REGISTER |
| Wednesday, October 3, 2012 | NOTICE OF ACCEPTANCE OF STATEMENT OF USE E-MAILED |
| Tuesday, October 2, 2012 | LAW OFFICE REGISTRATION REVIEW COMPLETED |
| Wednesday, September 26, 2012 | ALLOWED PRINCIPAL REGISTER - SOU ACCEPTED |
| Thursday, August 30, 2012 | STATEMENT OF USE PROCESSING COMPLETE |
| Tuesday, August 14, 2012 | USE AMENDMENT FILED |
| Monday, August 27, 2012 | CASE ASSIGNED TO INTENT TO USE PARALEGAL |
| Tuesday, August 14, 2012 | TEAS STATEMENT OF USE RECEIVED |
| Tuesday, February 28, 2012 | NOA E-MAILED - SOU REQUIRED FROM APPLICANT |
| Tuesday, January 3, 2012 | OFFICIAL GAZETTE PUBLICATION CONFIRMATION E-MAILED |
| Tuesday, January 3, 2012 | PUBLISHED FOR OPPOSITION |
| Wednesday, December 14, 2011 | NOTIFICATION OF NOTICE OF PUBLICATION E-MAILED |
| Thursday, December 1, 2011 | LAW OFFICE PUBLICATION REVIEW COMPLETED |
| Tuesday, November 22, 2011 | APPROVED FOR PUB - PRINCIPAL REGISTER |
| Monday, November 14, 2011 | TEAS/EMAIL CORRESPONDENCE ENTERED |
| Monday, November 14, 2011 | CORRESPONDENCE RECEIVED IN LAW OFFICE |
| Friday, November 4, 2011 | TEAS REQUEST FOR RECONSIDERATION RECEIVED |
| Friday, November 4, 2011 | EX PARTE APPEAL-INSTITUTED |
| Friday, November 4, 2011 | JURISDICTION RESTORED TO EXAMINING ATTORNEY |
| Friday, November 4, 2011 | EXPARTE APPEAL RECEIVED AT TTAB |
| Sunday, June 12, 2011 | NOTIFICATION OF FINAL REFUSAL EMAILED |
| Sunday, June 12, 2011 | FINAL REFUSAL E-MAILED |
| Sunday, June 12, 2011 | FINAL REFUSAL WRITTEN |
| Friday, May 20, 2011 | AMENDMENT FROM APPLICANT ENTERED |
| Friday, May 20, 2011 | CORRESPONDENCE RECEIVED IN LAW OFFICE |
| Monday, May 9, 2011 | ASSIGNED TO LIE |
| Monday, May 2, 2011 | PAPER RECEIVED |
| Friday, October 29, 2010 | NOTIFICATION OF NON-FINAL ACTION E-MAILED |
| Friday, October 29, 2010 | NON-FINAL ACTION E-MAILED |
| Friday, October 29, 2010 | NON-FINAL ACTION WRITTEN |
| Wednesday, October 20, 2010 | ASSIGNED TO EXAMINER |
| Tuesday, July 13, 2010 | NOTICE OF DESIGN SEARCH CODE MAILED |
| Monday, July 12, 2010 | NEW APPLICATION OFFICE SUPPLIED DATA ENTERED IN TRAM |
| Monday, July 12, 2010 | NEW APPLICATION ENTERED IN TRAM |