| Serial Number | 97714833 |
| Word Mark | SELIGMAN INVESTMENTS |
| Filing Date | Tuesday, December 13, 2022 |
| Status | 700 - REGISTERED |
| Status Date | Tuesday, May 7, 2024 |
| Registration Number | 7382390 |
| Registration Date | Tuesday, May 7, 2024 |
| Mark Drawing | 3 - Illustration: Drawing or design which also includes word(s) / letter(s) / number(s) |
| Published for Opposition Date | Tuesday, November 14, 2023 |
| Description of Mark | The mark consists of three shaded bar designs of varying heights trending upwards, with the first being dark blue, the second light blue, and the third gold. To the right of the aforementioned design elements appears the blue stylized wording SELIGMAN INVESTMENTS. |
| Goods and Services | Financial services, namely, advice relating to investments, asset management, cash management, financial analysis and consultation, financial planning consultation, financial portfolio management, providing on-line financial calculators, providing stock/securities market information, mutual fund investment and mutual fund distribution, investment management of and distribution of annuities; portfolio offering for clients consisting of asset management, cash management, banking account services; retirement planning services, namely, financial retirement planning services in the field of defined benefits and defined contribution, providing financial information to educate consumers on aspects of retirement and providing financial planning for retirement |
| Indication of Colors claimed | The color(s) dark blue, light blue, and gold is/are claimed as a feature of the mark. |
| NOT AVAILABLE | "INVESTMENTS" |
| International Class | 036 - Insurance; financial affairs; monetary affairs; real estate affairs. |
| US Class Codes | 100, 101, 102 |
| Class Status Code | 6 - Active |
| Class Status Date | Monday, January 9, 2023 |
| Primary Code | 036 |
| First Use Anywhere Date | Wednesday, November 30, 2022 |
| First Use In Commerce Date | Wednesday, November 30, 2022 |
| Party Name | Ameriprise Financial, Inc. |
| Party Type | 30 - Original Registrant |
| Legal Entity Type | 03 - Corporation |
| Address | Minneapolis, MN 55474 |
| Party Name | Ameriprise Financial, Inc. |
| Party Type | 20 - Owner at Publication |
| Legal Entity Type | 03 - Corporation |
| Address | Minneapolis, MN 55474 |
| Party Name | Ameriprise Financial, Inc. |
| Party Type | 10 - Original Applicant |
| Legal Entity Type | 03 - Corporation |
| Address | Minneapolis, MN 55474 |
| Event Date | Event Description |
| Monday, September 18, 2023 | ASSIGNED TO EXAMINER |
| Friday, December 16, 2022 | NEW APPLICATION ENTERED |
| Monday, January 9, 2023 | NEW APPLICATION OFFICE SUPPLIED DATA ENTERED |
| Tuesday, January 10, 2023 | NOTICE OF DESIGN SEARCH CODE E-MAILED |
| Monday, September 25, 2023 | NON-FINAL ACTION WRITTEN |
| Monday, September 25, 2023 | NON-FINAL ACTION E-MAILED |
| Monday, September 25, 2023 | NOTIFICATION OF NON-FINAL ACTION E-MAILED |
| Monday, October 9, 2023 | TEAS RESPONSE TO OFFICE ACTION RECEIVED |
| Monday, October 9, 2023 | CORRESPONDENCE RECEIVED IN LAW OFFICE |
| Monday, October 9, 2023 | TEAS/EMAIL CORRESPONDENCE ENTERED |
| Monday, October 9, 2023 | APPROVED FOR PUB - PRINCIPAL REGISTER |
| Wednesday, October 25, 2023 | NOTIFICATION OF NOTICE OF PUBLICATION E-MAILED |
| Tuesday, November 14, 2023 | PUBLISHED FOR OPPOSITION |
| Tuesday, November 14, 2023 | OFFICIAL GAZETTE PUBLICATION CONFIRMATION E-MAILED |
| Tuesday, January 9, 2024 | NOA E-MAILED - SOU REQUIRED FROM APPLICANT |
| Wednesday, March 6, 2024 | USE AMENDMENT FILED |
| Wednesday, March 6, 2024 | TEAS STATEMENT OF USE RECEIVED |
| Monday, March 25, 2024 | CASE ASSIGNED TO INTENT TO USE PARALEGAL |
| Wednesday, March 27, 2024 | STATEMENT OF USE PROCESSING COMPLETE |
| Thursday, April 4, 2024 | ALLOWED PRINCIPAL REGISTER - SOU ACCEPTED |
| Friday, April 5, 2024 | NOTICE OF ACCEPTANCE OF STATEMENT OF USE E-MAILED |
| Thursday, June 27, 2024 | ATTORNEY/DOM.REP.REVOKED AND/OR APPOINTED |
| Thursday, June 27, 2024 | TEAS CHANGE OF CORRESPONDENCE RECEIVED |
| Thursday, June 27, 2024 | TEAS REVOKE/APP/CHANGE ADDR OF ATTY/DOM REP RECEIVED |
| Tuesday, May 7, 2024 | NOTICE OF REGISTRATION CONFIRMATION EMAILED |
| Tuesday, May 7, 2024 | REGISTERED-PRINCIPAL REGISTER |