| Serial Number | 85782334 |
| Word Mark | SECURING TODAY. SHAPING TOMORROW. |
| Filing Date | Monday, November 19, 2012 |
| Status | 702 - SECTION 8 & 15 - ACCEPTED AND ACKNOWLEDGED |
| Status Date | Saturday, July 18, 2020 |
| Registration Number | 4585199 |
| Registration Date | Tuesday, August 12, 2014 |
| Mark Drawing | 4000 - Illustration: Drawing with word(s) / letter(s) / number(s) in Block form |
| Published for Opposition Date | Tuesday, May 21, 2013 |
| Goods and Services | Electronic messaging services, namely, transmission of messages concerning client account information, trades, purchases, redemptions and exchange orders of securities, confirmations, account registration and settlement, all pertaining to financial transactions, via a global computer network; providing electronic transmission of account information to mutual funds; electronic transmission and receipt of industry standard loan messages for agents and lenders in the syndicated loan market |
| Goods and Services | Providing information in the fields of finance, financial consulting, and financial analysis; providing financial information for investment portfolio management; providing financial transactional information relating to client accounts, dividends, trades, purchases, redemptions, and exchange orders; electronic financial trade processing services, namely, trade comparison, confirmation, clearance, and settlement; financial products custody, namely, maintaining possession of financial assets for others for financial management purposes; financial asset servicing, namely, principal and income distribution, processing of corporate action financial transactions, withholding tax debiting services, processing, and custody of collateral loans and repurchase agreements; and providing financial information and databases of financial information with respect to securities and financial products; business liquidation services in the form of facilitating liquidations resulting from a default by a financial services firm; providing and arranging financing for purposes of the settlement of positions on behalf of distressed financial services firms; providing financial analysis of financial delivery obligations to distressed financial services firms; financial analysis of liquidity requirements for distressed financial services firm; business liquidation services in the form of redistributing securities among financial services firms as part of a liquidation of a distressed financial services firm; financial analysis and calculations of caps of financing requirements for financial services firms; Financial transaction services, namely, facilitating the secure submission of invoices and fee data to mutual funds; mutual fund advisory services, namely, providing and standardizing mutual fund information and customer information in the field of finance; electronic loan payment processing services, namely, providing loan reconciliation services between agents and lenders in the syndicated loan market; payment processing services, namely, electronically facilitating commission payments for broker-dealers and reconciliation of financial records between mutual funds and brokers; Financial analysis and consultation services, namely, analyzing, validating, and reporting changes to the capital structure or financial position of an issuer of a security that affect any of the securities it has issued; Providing financial information, namely, providing transactional settlement and commercial transaction information relating to mutual funds for the purpose of ensuring transparency in the sub-accounts of an omnibus account |
| Indication of Colors claimed | Color is not claimed as a feature of the mark. |
| Goods and Services | Systemization and compilation of data concerning business and financial information; business services, namely, electronic data collection, data submission and confirmation services for business purposes between distributors and carriers of insurance products |
| Goods and Services | Non-downloadable online software that enables insurance distributors and carriers to electronically exhange imaged documents, signatures, forms, and other types of data relating to annuity and life insurance information; Non-downloadable online software that automates and standardizes invoices and fee data to mutual funds, facilitates fee payments between mutual funds and their intermediaries, and automates settlement of mutual fund fees; Non-downloadable online software that automates and standardizes commission payments for broker-dealers; Non-downloadable online software that reconciles financial records between mutual funds and brokers; Application service provider (asp) featuring software for use in the insurance industry, namely, software that facilitates the exchange of information between insurance carriers and distributors for insurance contract-related changes including broker/dealer, registered representative and broker identification number (bin) changes; Application service provider (asp) featuring software for use in the insurance industry, namely, software that enables insurance product distributors to enter requests to carriers for appointments and appointment terminations, producer terminations, address changes, representative identification number changes and license confirmations, and provides for money settlement between parties for licensing- and appointment-related fees |
| International Class | 035 - Advertising; business management; business administration; office functions. |
| US Class Codes | 100, 101, 102 |
| Class Status Code | 6 - Active |
| Class Status Date | Tuesday, November 27, 2012 |
| Primary Code | 035 |
| First Use Anywhere Date | Monday, December 31, 2012 |
| First Use In Commerce Date | Monday, December 31, 2012 |
| International Class | 036 - Insurance; financial affairs; monetary affairs; real estate affairs. |
| US Class Codes | 100, 101, 102 |
| Class Status Code | 6 - Active |
| Class Status Date | Tuesday, November 27, 2012 |
| Primary Code | 036 |
| First Use Anywhere Date | Monday, December 31, 2012 |
| First Use In Commerce Date | Monday, December 31, 2012 |
| International Class | 038 - Services allowing people to communicate with another by a sensory means. |
| US Class Codes | 100, 101, 104 |
| Class Status Code | 6 - Active |
| Class Status Date | Tuesday, November 27, 2012 |
| Primary Code | 038 |
| First Use Anywhere Date | Monday, December 31, 2012 |
| First Use In Commerce Date | Monday, December 31, 2012 |
| International Class | 042 - Scientific and technological services and research and design relating thereto; industrial analysis and research services; design and development of computer hardware and software. |
| US Class Codes | 100, 101 |
| Class Status Code | 6 - Active |
| Class Status Date | Tuesday, November 27, 2012 |
| Primary Code | 042 |
| First Use Anywhere Date | Monday, December 31, 2012 |
| First Use In Commerce Date | Monday, December 31, 2012 |
| Party Name | The Depository Trust and Clearing Corporation |
| Party Type | 30 - Original Registrant |
| Legal Entity Type | 03 - Corporation |
| Address | Jersey City, NJ 07310 |
| Party Name | The Depository Trust and Clearing Corporation |
| Party Type | 20 - Owner at Publication |
| Legal Entity Type | 03 - Corporation |
| Address | New York, NY 10041 |
| Party Name | The Depository Trust and Clearing Corporation |
| Party Type | 10 - Original Applicant |
| Legal Entity Type | 03 - Corporation |
| Address | New York, NY 10041 |
| Event Date | Event Description |
| Saturday, August 12, 2023 | COURTESY REMINDER - SEC. 8 (10-YR)/SEC. 9 E-MAILED |
| Wednesday, May 10, 2023 | APPLICANT/CORRESPONDENCE CHANGES (NON-RESPONSIVE) ENTERED |
| Wednesday, May 10, 2023 | TEAS CHANGE OF CORRESPONDENCE RECEIVED |
| Wednesday, May 10, 2023 | ATTORNEY/DOM.REP.REVOKED AND/OR APPOINTED |
| Wednesday, May 10, 2023 | TEAS REVOKE/APP/CHANGE ADDR OF ATTY/DOM REP RECEIVED |
| Wednesday, May 10, 2023 | TEAS CHANGE OF OWNER ADDRESS RECEIVED |
| Saturday, July 18, 2020 | NOTICE OF ACCEPTANCE OF SEC. 8 & 15 - E-MAILED |
| Saturday, July 18, 2020 | REGISTERED - SEC. 8 (6-YR) ACCEPTED & SEC. 15 ACK. |
| Saturday, July 18, 2020 | CASE ASSIGNED TO POST REGISTRATION PARALEGAL |
| Friday, May 1, 2020 | TEAS SECTION 8 & 15 RECEIVED |
| Monday, August 12, 2019 | COURTESY REMINDER - SEC. 8 (6-YR) E-MAILED |
| Friday, August 5, 2016 | ATTORNEY/DOM.REP.REVOKED AND/OR APPOINTED |
| Friday, August 5, 2016 | TEAS REVOKE/APP/CHANGE ADDR OF ATTY/DOM REP RECEIVED |
| Tuesday, August 12, 2014 | REGISTERED-PRINCIPAL REGISTER |
| Tuesday, July 8, 2014 | NOTICE OF ACCEPTANCE OF STATEMENT OF USE E-MAILED |
| Saturday, July 5, 2014 | ALLOWED PRINCIPAL REGISTER - SOU ACCEPTED |
| Friday, June 27, 2014 | TEAS/EMAIL CORRESPONDENCE ENTERED |
| Friday, June 27, 2014 | CORRESPONDENCE RECEIVED IN LAW OFFICE |
| Thursday, June 19, 2014 | TEAS RESPONSE TO OFFICE ACTION RECEIVED |
| Thursday, February 27, 2014 | NOTIFICATION OF NON-FINAL ACTION E-MAILED |
| Thursday, February 27, 2014 | NON-FINAL ACTION E-MAILED |
| Thursday, February 27, 2014 | SU - NON-FINAL ACTION - WRITTEN |
| Tuesday, February 11, 2014 | STATEMENT OF USE PROCESSING COMPLETE |
| Wednesday, January 15, 2014 | USE AMENDMENT FILED |
| Sunday, February 9, 2014 | CASE ASSIGNED TO INTENT TO USE PARALEGAL |
| Wednesday, January 15, 2014 | TEAS STATEMENT OF USE RECEIVED |
| Tuesday, July 16, 2013 | NOA E-MAILED - SOU REQUIRED FROM APPLICANT |
| Tuesday, May 21, 2013 | OFFICIAL GAZETTE PUBLICATION CONFIRMATION E-MAILED |
| Tuesday, May 21, 2013 | PUBLISHED FOR OPPOSITION |
| Wednesday, May 1, 2013 | NOTIFICATION OF NOTICE OF PUBLICATION E-MAILED |
| Wednesday, April 17, 2013 | LAW OFFICE PUBLICATION REVIEW COMPLETED |
| Wednesday, April 17, 2013 | ASSIGNED TO LIE |
| Monday, March 25, 2013 | APPROVED FOR PUB - PRINCIPAL REGISTER |
| Friday, March 22, 2013 | TEAS/EMAIL CORRESPONDENCE ENTERED |
| Friday, March 22, 2013 | CORRESPONDENCE RECEIVED IN LAW OFFICE |
| Friday, March 22, 2013 | TEAS RESPONSE TO OFFICE ACTION RECEIVED |
| Thursday, March 14, 2013 | NOTIFICATION OF NON-FINAL ACTION E-MAILED |
| Thursday, March 14, 2013 | NON-FINAL ACTION E-MAILED |
| Thursday, March 14, 2013 | NON-FINAL ACTION WRITTEN |
| Wednesday, March 13, 2013 | ASSIGNED TO EXAMINER |
| Tuesday, November 27, 2012 | NEW APPLICATION OFFICE SUPPLIED DATA ENTERED |
| Thursday, November 22, 2012 | NEW APPLICATION ENTERED |