SCHWAB COMPLIANCE TECHNOLOGIES Trademark

Trademark Overview

On Wednesday, November 20, 2013, a trademark application was filed for SCHWAB COMPLIANCE TECHNOLOGIES with the United States Patent and Trademark Office. The USPTO has given the SCHWAB COMPLIANCE TECHNOLOGIES trademark a serial number of 86975786. The federal status of this trademark filing is CANCELLED - SECTION 8 as of Friday, November 7, 2025. This trademark is owned by Charles Schwab & Co., Inc.. The SCHWAB COMPLIANCE TECHNOLOGIES trademark is filed in the Computer & Software Services & Scientific Services category with the following description:

Providing temporary use of on-line, non-downloadable software for monitoring, analyzing, reporting and tracking employee compliance with regulatory rules and corporate policies
schwab compliance technologies

General Information

Serial Number86975786
Word MarkSCHWAB COMPLIANCE TECHNOLOGIES
Filing DateWednesday, November 20, 2013
Status710 - CANCELLED - SECTION 8
Status DateFriday, November 7, 2025
Registration Number4729302
Registration DateTuesday, April 28, 2015
Mark Drawing4 - Illustration: Drawing with word(s) / letter(s) / number(s) in Block form
Published for Opposition DateTuesday, May 6, 2014

Trademark Statements

Goods and ServicesProviding temporary use of on-line, non-downloadable software for monitoring, analyzing, reporting and tracking employee compliance with regulatory rules and corporate policies
NOT AVAILABLE"COMPLIANCE TECHNOLOGIES"

Classification Information

International Class042 - Scientific and technological services and research and design relating thereto; industrial analysis and research services; design and development of computer hardware and software.
US Class Codes100, 101
Class Status Code2 - Sec. 8 - Entire Registration
Class Status DateFriday, November 7, 2025
Primary Code042
First Use Anywhere DateFriday, November 14, 2014
First Use In Commerce DateFriday, November 14, 2014

Trademark Owner History

Party NameCharles Schwab & Co., Inc.
Party Type30 - Original Registrant
Legal Entity Type03 - Corporation
AddressWestlake, TX 76262
Party NameCharles Schwab & Co., Inc.
Party Type20 - Owner at Publication
Legal Entity Type03 - Corporation
AddressSan Francisco, CA 94105
Party NameCharles Schwab & Co., Inc.
Party Type10 - Original Applicant
Legal Entity Type03 - Corporation
AddressSan Francisco, CA 94105

Trademark Events

Event DateEvent Description
Saturday, November 23, 2013NEW APPLICATION ENTERED
Thursday, December 5, 2013NEW APPLICATION OFFICE SUPPLIED DATA ENTERED
Thursday, March 6, 2014ASSIGNED TO EXAMINER
Friday, March 14, 2014EXAMINERS AMENDMENT -WRITTEN
Friday, March 14, 2014EXAMINERS AMENDMENT E-MAILED
Friday, March 14, 2014NOTIFICATION OF EXAMINERS AMENDMENT E-MAILED
Friday, March 14, 2014EXAMINER'S AMENDMENT ENTERED
Friday, March 14, 2014APPROVED FOR PUB - PRINCIPAL REGISTER
Wednesday, April 2, 2014ASSIGNED TO LIE
Wednesday, April 2, 2014LAW OFFICE PUBLICATION REVIEW COMPLETED
Wednesday, April 16, 2014NOTIFICATION OF NOTICE OF PUBLICATION E-MAILED
Tuesday, May 6, 2014PUBLISHED FOR OPPOSITION
Tuesday, May 6, 2014OFFICIAL GAZETTE PUBLICATION CONFIRMATION E-MAILED
Tuesday, July 1, 2014NOA E-MAILED - SOU REQUIRED FROM APPLICANT
Monday, December 15, 2014TEAS STATEMENT OF USE RECEIVED
Monday, December 15, 2014TEAS REQUEST TO DIVIDE RECEIVED
Thursday, February 5, 2015CASE ASSIGNED TO INTENT TO USE PARALEGAL
Thursday, February 12, 2015CASE ASSIGNED TO INTENT TO USE PARALEGAL
Monday, December 15, 2014DIVISIONAL REQUEST RECEIVED
Monday, March 2, 2015DIVISIONAL PROCESSING COMPLETE
Monday, December 15, 2014USE AMENDMENT FILED
Monday, March 2, 2015STATEMENT OF USE PROCESSING COMPLETE
Monday, March 23, 2015ALLOWED PRINCIPAL REGISTER - SOU ACCEPTED
Tuesday, March 24, 2015NOTICE OF ACCEPTANCE OF STATEMENT OF USE E-MAILED
Tuesday, April 28, 2015REGISTERED-PRINCIPAL REGISTER
Thursday, January 24, 2019TEAS REVOKE/APP/CHANGE ADDR OF ATTY/DOM REP RECEIVED
Thursday, January 24, 2019ATTORNEY/DOM.REP.REVOKED AND/OR APPOINTED
Tuesday, April 28, 2020COURTESY REMINDER - SEC. 8 (6-YR) E-MAILED
Wednesday, May 20, 2020TEAS SECTION 8 & 15 RECEIVED
Tuesday, August 11, 2020CASE ASSIGNED TO POST REGISTRATION PARALEGAL
Wednesday, August 19, 2020REGISTERED - SEC. 8 (6-YR) ACCEPTED & SEC. 15 ACK.
Wednesday, August 19, 2020NOTICE OF ACCEPTANCE OF SEC. 8 & 15 - E-MAILED
Monday, January 30, 2023TEAS REVOKE/APP/CHANGE ADDR OF ATTY/DOM REP RECEIVED
Monday, January 30, 2023ATTORNEY/DOM.REP.REVOKED AND/OR APPOINTED
Monday, January 30, 2023TEAS WITHDRAWAL OF ATTORNEY RECEIVED-FIRM RETAINS
Monday, January 30, 2023TEAS CHANGE OF CORRESPONDENCE RECEIVED
Thursday, December 7, 2023TEAS CHANGE OF OWNER ADDRESS RECEIVED
Thursday, December 7, 2023APPLICANT/CORRESPONDENCE CHANGES (NON-RESPONSIVE) ENTERED
Thursday, December 7, 2023TEAS REVOKE/APP/CHANGE ADDR OF ATTY/DOM REP RECEIVED
Thursday, December 7, 2023ATTORNEY/DOM.REP.REVOKED AND/OR APPOINTED
Thursday, December 7, 2023TEAS CHANGE OF CORRESPONDENCE RECEIVED
Sunday, April 28, 2024COURTESY REMINDER - SEC. 8 (10-YR)/SEC. 9 E-MAILED
Friday, November 7, 2025CANCELLED SEC. 8 (10-YR)/EXPIRED SECTION 9

Related Keywords

technologies compliance schwab employee regulatory rules policies corporate tracking reporting line temporary