| Serial Number | 86146317 |
| Word Mark | S3 |
| Filing Date | Tuesday, December 17, 2013 |
| Status | 705 - PARTIAL SECTION 8 & 15 ACCEPTED AND ACKNOWLEDGED |
| Status Date | Saturday, October 16, 2021 |
| Registration Number | 4769611 |
| Registration Date | Tuesday, July 7, 2015 |
| Mark Drawing | 3 - Illustration: Drawing or design which also includes word(s) / letter(s) / number(s) |
| Published for Opposition Date | Tuesday, November 11, 2014 |
| Description of Mark | The mark consists of letter "S" and the number "3" to its right in smaller font, lining up to the bottom half of the "S" and enclosed in a shaded box. |
| Pseudo Mark | S THREE |
| Indication of Colors claimed | Color is not claimed as a feature of the mark. |
| Goods and Services | [ Business consulting and management services for financial institutions pertaining to (i) capturing and standardizing client data, (ii) providing timely reporting and actionable analytics, and (iii) reviewing, negotiating and monitoring key terms in counterparty documentation for business purposes ] |
| Goods and Services | Application service provider (ASP) featuring software for analyzing and monitoring of counterparty risk, revenue paid to counterparties, counterparty balances, short-selling trends on a sector, industry, country and individual stock basis, portfolio pricing, data consolidation and trading documentation benchmarking |
| International Class | 035 - Advertising; business management; business administration; office functions. |
| US Class Codes | 100, 101, 102 |
| Class Status Code | B - Sec. 8 - Class(es) in a Multiple Class registration |
| Class Status Date | Saturday, October 16, 2021 |
| Primary Code | 035 |
| First Use Anywhere Date | Saturday, November 30, 2013 |
| First Use In Commerce Date | Saturday, November 30, 2013 |
| International Class | 042 - Scientific and technological services and research and design relating thereto; industrial analysis and research services; design and development of computer hardware and software. |
| US Class Codes | 100, 101 |
| Class Status Code | 6 - Active |
| Class Status Date | Monday, September 22, 2014 |
| Primary Code | 042 |
| First Use Anywhere Date | Saturday, November 30, 2013 |
| First Use In Commerce Date | Saturday, November 30, 2013 |
| Party Name | S3 PARTNERS LLC |
| Party Type | 31 - New Owner After Registration |
| Legal Entity Type | 16 - Limited Liability Company |
| Address | NEW YORK CITY, NY 10022 |
| Party Name | BROADBILL ADVISORS, LLC |
| Party Type | 30 - Original Registrant |
| Legal Entity Type | 03 - Corporation |
| Address | WILMINGTON, DE 19801 |
| Party Name | BROADBILL ADVISORS, LLC |
| Party Type | 20 - Owner at Publication |
| Legal Entity Type | 03 - Corporation |
| Address | WILMINGTON, DE 19801 |
| Party Name | BROADBILL ADVISORS, LLC |
| Party Type | 11 - New Owner Before Publication |
| Legal Entity Type | 03 - Corporation |
| Address | WILMINGTON, DE 19801 |
| Party Name | S3 Partners, LLC |
| Party Type | 10 - Original Applicant |
| Legal Entity Type | 16 - Limited Liability Company |
| Address | New York, NY 10022 |
| Event Date | Event Description |
| Tuesday, March 25, 2014 | PRIORITY ACTION WRITTEN |
| Friday, December 20, 2013 | NEW APPLICATION ENTERED |
| Thursday, January 2, 2014 | NEW APPLICATION OFFICE SUPPLIED DATA ENTERED |
| Friday, January 3, 2014 | NOTICE OF DESIGN SEARCH CODE E-MAILED |
| Monday, March 24, 2014 | ASSIGNED TO EXAMINER |
| Wednesday, October 22, 2014 | NOTIFICATION OF NOTICE OF PUBLICATION E-MAILED |
| Tuesday, March 25, 2014 | PRIORITY ACTION E-MAILED |
| Tuesday, March 25, 2014 | NOTIFICATION OF PRIORITY ACTION E-MAILED |
| Wednesday, May 28, 2014 | AUTOMATIC UPDATE OF ASSIGNMENT OF OWNERSHIP |
| Monday, September 22, 2014 | TEAS RESPONSE TO OFFICE ACTION RECEIVED |
| Monday, September 22, 2014 | CORRESPONDENCE RECEIVED IN LAW OFFICE |
| Monday, September 22, 2014 | TEAS/EMAIL CORRESPONDENCE ENTERED |
| Monday, September 22, 2014 | APPROVED FOR PUB - PRINCIPAL REGISTER |
| Monday, October 6, 2014 | ASSIGNED TO LIE |
| Wednesday, October 8, 2014 | LAW OFFICE PUBLICATION REVIEW COMPLETED |
| Monday, May 11, 2015 | CASE ASSIGNED TO INTENT TO USE PARALEGAL |
| Tuesday, June 2, 2015 | ALLOWED PRINCIPAL REGISTER - SOU ACCEPTED |
| Wednesday, June 3, 2015 | NOTICE OF ACCEPTANCE OF STATEMENT OF USE E-MAILED |
| Tuesday, July 7, 2015 | REGISTERED-PRINCIPAL REGISTER |
| Friday, February 7, 2020 | TEAS REVOKE/APP/CHANGE ADDR OF ATTY/DOM REP RECEIVED |
| Tuesday, November 11, 2014 | PUBLISHED FOR OPPOSITION |
| Tuesday, November 11, 2014 | OFFICIAL GAZETTE PUBLICATION CONFIRMATION E-MAILED |
| Tuesday, January 6, 2015 | NOA E-MAILED - SOU REQUIRED FROM APPLICANT |
| Wednesday, April 8, 2015 | TEAS STATEMENT OF USE RECEIVED |
| Wednesday, April 8, 2015 | USE AMENDMENT FILED |
| Monday, May 11, 2015 | STATEMENT OF USE PROCESSING COMPLETE |
| Friday, February 7, 2020 | ATTORNEY/DOM.REP.REVOKED AND/OR APPOINTED |
| Wednesday, July 7, 2021 | TEAS SECTION 8 & 15 RECEIVED |
| Wednesday, August 11, 2021 | AUTOMATIC UPDATE OF ASSIGNMENT OF OWNERSHIP |
| Tuesday, July 7, 2020 | COURTESY REMINDER - SEC. 8 (6-YR) E-MAILED |
| Saturday, October 16, 2021 | NOTICE OF ACCEPTANCE OF SEC. 8 & 15 - E-MAILED |
| Saturday, October 16, 2021 | CASE ASSIGNED TO POST REGISTRATION PARALEGAL |
| Saturday, October 16, 2021 | REGISTERED - PARTIAL SEC. 8 (6-YR) ACCEPTED & SEC. 15 ACK. |
| Sunday, July 7, 2024 | COURTESY REMINDER - SEC. 8 (10-YR)/SEC. 9 E-MAILED |