ROTH STREET FINANCIAL Trademark
Trademark Overview
On Friday, March 14, 2025, a trademark application was filed for ROTH STREET FINANCIAL with the United States Patent and Trademark Office. The USPTO has given the ROTH STREET FINANCIAL trademark a serial number of 99085292. The federal status of this trademark filing is PUBLISHED FOR OPPOSITION as of Tuesday, September 23, 2025. This trademark is owned by JAO Financial LLC. The ROTH STREET FINANCIAL trademark is filed in the Insurance & Financial Services category with the following description:
Financial planning and investment advisory services; Investment management; Financial asset management; Financial services, namely, wealth management services; Financial planning for retirement
General Information
| Serial Number | 99085292 |
| Word Mark | ROTH STREET FINANCIAL |
| Filing Date | Friday, March 14, 2025 |
| Status | 686 - PUBLISHED FOR OPPOSITION |
| Status Date | Tuesday, September 23, 2025 |
| Registration Number | 0000000 |
| Registration Date | NOT AVAILABLE |
| Mark Drawing | 4 - Illustration: Drawing with word(s) / letter(s) / number(s) in Block form |
| Published for Opposition Date | Tuesday, September 23, 2025 |
Trademark Statements
| Goods and Services | Financial planning and investment advisory services; Investment management; Financial asset management; Financial services, namely, wealth management services; Financial planning for retirement |
| NOT AVAILABLE | "FINANCIAL" |
Classification Information
| International Class | 036 - Insurance; financial affairs; monetary affairs; real estate affairs. |
| US Class Codes | 100, 101, 102 |
| Class Status Code | 6 - Active |
| Class Status Date | Friday, March 14, 2025 |
| Primary Code | 036 |
| First Use Anywhere Date | Tuesday, December 31, 2024 |
| First Use In Commerce Date | Tuesday, December 31, 2024 |
Trademark Owner History
| Party Name | JAO Financial LLC |
| Party Type | 20 - Owner at Publication |
| Legal Entity Type | 16 - Limited Liability Company |
| Address | Middleton, WI 53562 |
| Party Name | JAO Financial LLC |
| Party Type | 10 - Original Applicant |
| Legal Entity Type | 16 - Limited Liability Company |
| Address | Middleton, WI 53562 |
Trademark Events
| Event Date | Event Description |
| Friday, March 14, 2025 | NEW APPLICATION ENTERED |
| Friday, March 14, 2025 | NEW APPLICATION OFFICE SUPPLIED DATA ENTERED |
| Friday, March 14, 2025 | APPLICATION FILING RECEIPT MAILED |
| Friday, August 15, 2025 | ASSIGNED TO EXAMINER |
| Monday, August 18, 2025 | NON-FINAL ACTION WRITTEN |
| Monday, August 18, 2025 | NON-FINAL ACTION E-MAILED |
| Monday, August 18, 2025 | NOTIFICATION OF NON-FINAL ACTION E-MAILED |
| Tuesday, August 26, 2025 | CORRESPONDENCE RECEIVED IN LAW OFFICE |
| Tuesday, August 26, 2025 | TEAS RESPONSE TO OFFICE ACTION RECEIVED |
| Tuesday, August 26, 2025 | TEAS/EMAIL CORRESPONDENCE ENTERED |
| Wednesday, August 27, 2025 | APPROVED FOR PUB - PRINCIPAL REGISTER |
| Wednesday, September 17, 2025 | NOTIFICATION OF NOTICE OF PUBLICATION E-MAILED |
| Tuesday, September 23, 2025 | PUBLISHED FOR OPPOSITION |
| Tuesday, September 23, 2025 | OFFICIAL GAZETTE PUBLICATION CONFIRMATION E-MAILED |
