ROTH CAPITAL PARTNERS Trademark

Trademark Overview


On Wednesday, April 26, 2006, a trademark application was filed for ROTH CAPITAL PARTNERS with the United States Patent and Trademark Office. The USPTO has given the ROTH CAPITAL PARTNERS trademark a serial number of 78870646. The federal status of this trademark filing is REGISTERED AND RENEWED as of Saturday, May 4, 2019. This trademark is owned by Roth Capital Partners, LLC. The ROTH CAPITAL PARTNERS trademark is filed in the Advertising, Business and Retail Services and Insurance & Financial Services categories with the following description:

Mergers and acquisitions advisory services, namely, acquisition and merger consultation; marketing services, namely, business marketing services; Conferences in the field of finance, investments, brokerage, banking, and insurance, namely, arranging and conducting business conferences

Financial services, namely, helping public companies raise capital and create liquidity, specifically, capital investment services; Investment banking services; Trading services in the field of securities, finance, and investments, namely, brokerage of shares and other securities; Financial advisory services; Financial consulting services; Banking services; Financial and investment research and analysis services; Money management services, namely, investment management and financial management; brokerage services in the field of stocks, commodities, and insurance
roth capital partners

General Information


Serial Number78870646
Word MarkROTH CAPITAL PARTNERS
Filing DateWednesday, April 26, 2006
Status800 - REGISTERED AND RENEWED
Status DateSaturday, May 4, 2019
Registration Number3524250
Registration DateTuesday, October 28, 2008
Mark Drawing4000 - Illustration: Drawing with word(s) / letter(s) / number(s) in Block form
Published for Opposition DateTuesday, August 12, 2008

Trademark Statements


Goods and ServicesMergers and acquisitions advisory services, namely, acquisition and merger consultation; marketing services, namely, business marketing services; Conferences in the field of finance, investments, brokerage, banking, and insurance, namely, arranging and conducting business conferences
Goods and ServicesFinancial services, namely, helping public companies raise capital and create liquidity, specifically, capital investment services; Investment banking services; Trading services in the field of securities, finance, and investments, namely, brokerage of shares and other securities; Financial advisory services; Financial consulting services; Banking services; Financial and investment research and analysis services; Money management services, namely, investment management and financial management; brokerage services in the field of stocks, commodities, and insurance

Classification Information


International Class035 - Advertising; business management; business administration; office functions.
US Class Codes100, 101, 102
Class Status Code6 - Active
Class Status DateWednesday, June 4, 2008
Primary Code035
First Use Anywhere DateSunday, January 15, 1984
First Use In Commerce DateSunday, January 15, 1984

International Class036 - Insurance; financial affairs; monetary affairs; real estate affairs.
US Class Codes100, 101, 102
Class Status Code6 - Active
Class Status DateTuesday, May 2, 2006
Primary Code036
First Use Anywhere DateSunday, January 15, 1984
First Use In Commerce DateSunday, January 15, 1984

Trademark Owner History


Party NameRoth Capital Partners, LLC
Party Type30 - Original Registrant
Legal Entity Type16 - Limited Liability Company
AddressNewport Beach, CA 92660

Party NameRoth Capital Partners, LLC
Party Type20 - Owner at Publication
Legal Entity Type16 - Limited Liability Company
AddressNewport Beach, CA 92660

Party NameRoth Capital Partners, LLC
Party Type10 - Original Applicant
Legal Entity Type16 - Limited Liability Company
AddressNewport Beach, CA 92660

Trademark Events


Event DateEvent Description
Saturday, May 4, 2019NOTICE OF ACCEPTANCE OF SEC. 8 & 9 - E-MAILED
Saturday, May 4, 2019REGISTERED AND RENEWED (FIRST RENEWAL - 10 YRS)
Saturday, May 4, 2019REGISTERED - SEC. 8 (10-YR) ACCEPTED/SEC. 9 GRANTED
Friday, May 3, 2019CASE ASSIGNED TO POST REGISTRATION PARALEGAL
Saturday, March 30, 2019TEAS SECTION 8 & 9 RECEIVED
Saturday, October 28, 2017COURTESY REMINDER - SEC. 8 (10-YR)/SEC. 9 E-MAILED
Tuesday, January 6, 2015TEAS CHANGE OF CORRESPONDENCE RECEIVED
Saturday, November 8, 2014NOTICE OF ACCEPTANCE OF SEC. 8 & 15 - E-MAILED
Saturday, November 8, 2014REGISTERED - SEC. 8 (6-YR) ACCEPTED & SEC. 15 ACK.
Saturday, November 8, 2014CASE ASSIGNED TO POST REGISTRATION PARALEGAL
Tuesday, October 28, 2014TEAS SECTION 8 & 15 RECEIVED
Tuesday, October 28, 2014TEAS CHANGE OF CORRESPONDENCE RECEIVED
Thursday, December 23, 2010TEAS CHANGE OF CORRESPONDENCE RECEIVED
Thursday, February 12, 2009TEAS CHANGE OF CORRESPONDENCE RECEIVED
Tuesday, October 28, 2008REGISTERED-PRINCIPAL REGISTER
Tuesday, August 12, 2008PUBLISHED FOR OPPOSITION
Wednesday, July 23, 2008NOTICE OF PUBLICATION
Thursday, July 10, 2008LAW OFFICE PUBLICATION REVIEW COMPLETED
Wednesday, July 9, 2008ASSIGNED TO LIE
Tuesday, July 8, 2008APPROVED FOR PUB - PRINCIPAL REGISTER
Monday, July 7, 2008TEAS/EMAIL CORRESPONDENCE ENTERED
Monday, July 7, 2008CORRESPONDENCE RECEIVED IN LAW OFFICE
Monday, July 7, 2008ASSIGNED TO LIE
Monday, July 7, 2008TEAS REQUEST FOR RECONSIDERATION RECEIVED
Wednesday, July 2, 2008NOTIFICATION OF ACTION DENYING REQ FOR RECON E-MAILED
Wednesday, July 2, 2008ACTION GRANTING REQ FOR RECON E-MAILED
Wednesday, July 2, 2008ACTION CONTINUING FINAL - COMPLETED
Wednesday, June 4, 2008TEAS/EMAIL CORRESPONDENCE ENTERED
Wednesday, June 4, 2008CORRESPONDENCE RECEIVED IN LAW OFFICE
Wednesday, June 4, 2008TEAS REQUEST FOR RECONSIDERATION RECEIVED
Sunday, February 24, 2008NOTIFICATION OF SUBSEQUENT FINAL EMAILED
Sunday, February 24, 2008SUBSEQUENT FINAL EMAILED
Sunday, February 24, 2008SUBSEQUENT FINAL REFUSAL WRITTEN
Friday, February 8, 2008TEAS CHANGE OF CORRESPONDENCE RECEIVED
Tuesday, December 4, 2007NOTIFICATION OF FINAL REFUSAL EMAILED
Tuesday, December 4, 2007FINAL REFUSAL E-MAILED
Tuesday, December 4, 2007FINAL REFUSAL WRITTEN
Tuesday, November 6, 2007TEAS/EMAIL CORRESPONDENCE ENTERED
Monday, November 5, 2007CORRESPONDENCE RECEIVED IN LAW OFFICE
Monday, November 5, 2007TEAS RESPONSE TO OFFICE ACTION RECEIVED
Monday, November 5, 2007PAPER RECEIVED
Thursday, May 3, 2007NON-FINAL ACTION E-MAILED
Thursday, May 3, 2007NON-FINAL ACTION WRITTEN
Thursday, April 5, 2007TEAS/EMAIL CORRESPONDENCE ENTERED
Wednesday, April 4, 2007CORRESPONDENCE RECEIVED IN LAW OFFICE
Wednesday, April 4, 2007TEAS RESPONSE TO OFFICE ACTION RECEIVED
Wednesday, October 4, 2006NON-FINAL ACTION E-MAILED
Wednesday, October 4, 2006NON-FINAL ACTION WRITTEN
Wednesday, September 27, 2006ASSIGNED TO EXAMINER
Tuesday, May 2, 2006NEW APPLICATION ENTERED IN TRAM