| Serial Number | 90544710 |
| Word Mark | ROTH CAPITAL |
| Filing Date | Wednesday, February 24, 2021 |
| Status | 700 - REGISTERED |
| Status Date | Tuesday, April 25, 2023 |
| Registration Number | 7033515 |
| Registration Date | Tuesday, April 25, 2023 |
| Mark Drawing | 4000 - Illustration: Drawing with word(s) / letter(s) / number(s) in Block form |
| Published for Opposition Date | Tuesday, February 7, 2023 |
| Goods and Services | Conferences in the field of finance, investments, brokerage, banking, and insurance, namely, arranging and conducting business conferences |
| Goods and Services | Financial services, namely, helping public companies raise capital and create liquidity, specifically, capital investment services; Investment banking services; Trading services in the field of securities, finance, and investments, namely, brokerage of shares and other securities; Financial advisory services; Financial consulting services; Banking services; Financial and investment research and analysis services; Money management services, namely, investment management and financial management; brokerage services in the field of stocks, commodities, and insurance |
| Goods and Services | Mergers and acquisitions advisory services, namely, acquisition and merger consultation; marketing services, namely, business marketing services |
| International Class | 035 - Advertising; business management; business administration; office functions. |
| US Class Codes | 100, 101, 102 |
| Class Status Code | 6 - Active |
| Class Status Date | Tuesday, May 25, 2021 |
| Primary Code | 035 |
| First Use Anywhere Date | Sunday, January 15, 1984 |
| First Use In Commerce Date | Sunday, January 15, 1984 |
| International Class | 036 - Insurance; financial affairs; monetary affairs; real estate affairs. |
| US Class Codes | 100, 101, 102 |
| Class Status Code | 6 - Active |
| Class Status Date | Tuesday, May 25, 2021 |
| Primary Code | 036 |
| First Use Anywhere Date | Sunday, January 15, 1984 |
| First Use In Commerce Date | Sunday, January 15, 1984 |
| International Class | 041 - Education; providing of training; entertainment; sporting and cultural activities. |
| US Class Codes | 100, 101, 107 |
| Class Status Code | 6 - Active |
| Class Status Date | Saturday, December 17, 2022 |
| Primary Code | 041 |
| First Use Anywhere Date | Saturday, January 14, 1984 |
| First Use In Commerce Date | Saturday, January 14, 1984 |
| Party Name | Roth Capital Partners, LLC |
| Party Type | 30 - Original Registrant |
| Legal Entity Type | 16 - Limited Liability Company |
| Address | Newport Beach, CA 92660 |
| Party Name | Roth Capital Partners, LLC |
| Party Type | 20 - Owner at Publication |
| Legal Entity Type | 16 - Limited Liability Company |
| Address | Newport Beach, CA 92660 |
| Party Name | Roth Capital Partners, LLC |
| Party Type | 10 - Original Applicant |
| Legal Entity Type | 16 - Limited Liability Company |
| Address | Newport Beach, CA 92660 |
| Event Date | Event Description |
| Tuesday, April 25, 2023 | NOTICE OF REGISTRATION CONFIRMATION EMAILED |
| Tuesday, April 25, 2023 | REGISTERED-PRINCIPAL REGISTER |
| Tuesday, February 7, 2023 | OFFICIAL GAZETTE PUBLICATION CONFIRMATION E-MAILED |
| Tuesday, February 7, 2023 | PUBLISHED FOR OPPOSITION |
| Wednesday, January 18, 2023 | NOTIFICATION OF NOTICE OF PUBLICATION E-MAILED |
| Friday, December 30, 2022 | APPROVED FOR PUB - PRINCIPAL REGISTER |
| Saturday, December 17, 2022 | TEAS/EMAIL CORRESPONDENCE ENTERED |
| Friday, December 16, 2022 | CORRESPONDENCE RECEIVED IN LAW OFFICE |
| Friday, December 16, 2022 | TEAS RESPONSE TO OFFICE ACTION RECEIVED |
| Thursday, June 16, 2022 | NOTIFICATION OF NON-FINAL ACTION E-MAILED |
| Thursday, June 16, 2022 | NON-FINAL ACTION E-MAILED |
| Thursday, June 16, 2022 | NON-FINAL ACTION WRITTEN |
| Thursday, June 16, 2022 | PREVIOUS ALLOWANCE WITHDRAWN-TIMELY AAU |
| Tuesday, May 10, 2022 | WITHDRAWN FROM PUB - OG REVIEW QUERY |
| Tuesday, April 26, 2022 | APPROVED FOR PUB - PRINCIPAL REGISTER |
| Thursday, March 31, 2022 | TEAS/EMAIL CORRESPONDENCE ENTERED |
| Thursday, March 31, 2022 | CORRESPONDENCE RECEIVED IN LAW OFFICE |
| Wednesday, March 30, 2022 | ASSIGNED TO LIE |
| Monday, March 28, 2022 | TEAS RESPONSE TO OFFICE ACTION RECEIVED |
| Monday, September 27, 2021 | NOTIFICATION OF NON-FINAL ACTION E-MAILED |
| Monday, September 27, 2021 | NON-FINAL ACTION E-MAILED |
| Monday, September 27, 2021 | NON-FINAL ACTION WRITTEN |
| Friday, September 17, 2021 | ASSIGNED TO EXAMINER |
| Tuesday, May 25, 2021 | NEW APPLICATION OFFICE SUPPLIED DATA ENTERED |
| Saturday, February 27, 2021 | NEW APPLICATION ENTERED |