ROTH CAPITAL Trademark

Trademark Overview

On Wednesday, April 26, 2006, a trademark application was filed for ROTH CAPITAL with the United States Patent and Trademark Office. The USPTO has given the ROTH CAPITAL trademark a serial number of 78870644. The federal status of this trademark filing is ABANDONED - NO STATEMENT OF USE FILED as of Monday, May 2, 2011. This trademark is owned by Roth Capital Partners, LLC. The ROTH CAPITAL trademark is filed in the Advertising, Business and Retail Services and Insurance & Financial Services categories with the following description:

Mergers and acquisitions advisory services, namely, acquisition and merger consultation; marketing services, namely, business marketing services; Conferences in the field of finance, investments, brokerage, banking, and insurance, namely, arranging and conducting business conferences

Financial services, namely, helping public companies raise capital and create liquidity, specifically, capital investment services; Investment banking services; Trading services in the field of securities, finance and investments, namely, brokerage of shares and other securities; Financial advisory services; Financial consulting services; Investment management services; Banking services; Financial and investment research and analysis services; Money management services, namely, investment management and financial management; brokerage services in the field of stocks, commodities, insurance
roth capital

General Information

Serial Number78870644
Word MarkROTH CAPITAL
Filing DateWednesday, April 26, 2006
Status606 - ABANDONED - NO STATEMENT OF USE FILED
Status DateMonday, May 2, 2011
Registration Number0000000
Registration DateNOT AVAILABLE
Mark Drawing4000 - Illustration: Drawing with word(s) / letter(s) / number(s) in Block form
Published for Opposition DateTuesday, July 8, 2008

Trademark Statements

Goods and ServicesMergers and acquisitions advisory services, namely, acquisition and merger consultation; marketing services, namely, business marketing services; Conferences in the field of finance, investments, brokerage, banking, and insurance, namely, arranging and conducting business conferences
Goods and ServicesFinancial services, namely, helping public companies raise capital and create liquidity, specifically, capital investment services; Investment banking services; Trading services in the field of securities, finance and investments, namely, brokerage of shares and other securities; Financial advisory services; Financial consulting services; Investment management services; Banking services; Financial and investment research and analysis services; Money management services, namely, investment management and financial management; brokerage services in the field of stocks, commodities, insurance

Classification Information

International Class035 - Advertising; business management; business administration; office functions.
US Class Codes100, 101, 102
Class Status Code6 - Active
Class Status DateThursday, June 5, 2008
Primary Code035
First Use Anywhere DateNOT AVAILABLE
First Use In Commerce DateNOT AVAILABLE
International Class036 - Insurance; financial affairs; monetary affairs; real estate affairs.
US Class Codes100, 101, 102
Class Status Code6 - Active
Class Status DateTuesday, May 2, 2006
Primary Code036
First Use Anywhere DateNOT AVAILABLE
First Use In Commerce DateNOT AVAILABLE

Trademark Owner History

Party NameRoth Capital Partners, LLC
Party Type20 - Owner at Publication
Legal Entity Type16 - Limited Liability Company
AddressNewport Beach, CA 92660
Party NameRoth Capital Partners, LLC
Party Type10 - Original Applicant
Legal Entity Type16 - Limited Liability Company
AddressNewport Beach, CA 92660

Trademark Events

Event DateEvent Description
Monday, May 2, 2011ABANDONMENT NOTICE MAILED - NO USE STATEMENT FILED
Monday, May 2, 2011ABANDONMENT - NO USE STATEMENT FILED
Thursday, December 23, 2010TEAS CHANGE OF CORRESPONDENCE RECEIVED
Saturday, October 2, 2010NOTICE OF APPROVAL OF EXTENSION REQUEST E-MAILED
Thursday, September 30, 2010EXTENSION 4 GRANTED
Thursday, September 30, 2010EXTENSION 4 FILED
Thursday, September 30, 2010TEAS EXTENSION RECEIVED
Thursday, April 1, 2010NOTICE OF APPROVAL OF EXTENSION REQUEST E-MAILED
Tuesday, March 30, 2010EXTENSION 3 GRANTED
Tuesday, March 30, 2010EXTENSION 3 FILED
Tuesday, March 30, 2010TEAS EXTENSION RECEIVED
Tuesday, September 29, 2009EXTENSION 2 GRANTED
Tuesday, September 29, 2009EXTENSION 2 FILED
Tuesday, September 29, 2009TEAS EXTENSION RECEIVED
Monday, March 30, 2009EXTENSION 1 GRANTED
Monday, March 30, 2009EXTENSION 1 FILED
Monday, March 30, 2009TEAS EXTENSION RECEIVED
Thursday, February 12, 2009TEAS CHANGE OF CORRESPONDENCE RECEIVED
Tuesday, September 30, 2008NOA MAILED - SOU REQUIRED FROM APPLICANT
Tuesday, July 8, 2008PUBLISHED FOR OPPOSITION
Wednesday, June 18, 2008NOTICE OF PUBLICATION
Thursday, June 5, 2008LAW OFFICE PUBLICATION REVIEW COMPLETED
Thursday, June 5, 2008APPROVED FOR PUB - PRINCIPAL REGISTER
Thursday, June 5, 2008TEAS/EMAIL CORRESPONDENCE ENTERED
Thursday, June 5, 2008CORRESPONDENCE RECEIVED IN LAW OFFICE
Thursday, June 5, 2008ASSIGNED TO LIE
Wednesday, June 4, 2008TEAS REQUEST FOR RECONSIDERATION RECEIVED
Friday, February 8, 2008TEAS CHANGE OF CORRESPONDENCE RECEIVED
Tuesday, December 4, 2007NOTIFICATION OF FINAL REFUSAL EMAILED
Tuesday, December 4, 2007FINAL REFUSAL E-MAILED
Tuesday, December 4, 2007FINAL REFUSAL WRITTEN
Tuesday, November 6, 2007TEAS/EMAIL CORRESPONDENCE ENTERED
Monday, November 5, 2007CORRESPONDENCE RECEIVED IN LAW OFFICE
Monday, November 5, 2007TEAS RESPONSE TO OFFICE ACTION RECEIVED
Monday, November 5, 2007PAPER RECEIVED
Thursday, May 3, 2007NON-FINAL ACTION E-MAILED
Thursday, May 3, 2007NON-FINAL ACTION WRITTEN
Thursday, April 5, 2007TEAS/EMAIL CORRESPONDENCE ENTERED
Wednesday, April 4, 2007CORRESPONDENCE RECEIVED IN LAW OFFICE
Wednesday, April 4, 2007TEAS RESPONSE TO OFFICE ACTION RECEIVED
Wednesday, October 4, 2006NON-FINAL ACTION E-MAILED
Wednesday, October 4, 2006NON-FINAL ACTION WRITTEN
Wednesday, September 27, 2006ASSIGNED TO EXAMINER
Tuesday, May 2, 2006NEW APPLICATION ENTERED IN TRAM

Related Keywords

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