ROTH Trademark

Trademark Overview

On Wednesday, April 26, 2006, a trademark application was filed for ROTH with the United States Patent and Trademark Office. The USPTO has given the ROTH trademark a serial number of 78870635. The federal status of this trademark filing is REGISTERED AND RENEWED as of Friday, April 26, 2019. This trademark is owned by Roth Capital Partners, LLC. The ROTH trademark is filed in the Advertising, Business and Retail Services and Insurance & Financial Services categories with the following description:

Mergers and acquisitions advisory services, namely, acquisition and merger consultation; marketing services, namely, business marketing services; Conferences in the field of finance, investments, brokerage, banking, and insurance, namely, arranging and conducting business conferences

Financial services, namely, helping public companies raise capital and create liquidity, specifically, capital investment services; Investment banking services; Trading services in the field of securities, finance, and investments, namely, brokerage of shares and other securities; Financial advisory services; Financial consulting services; Banking services; Financial and investment research and analysis services; Money management services, namely, investment management and financial management; brokerage services in the field of stocks, commodities, and insurance
roth

General Information

Serial Number78870635
Word MarkROTH
Filing DateWednesday, April 26, 2006
Status800 - REGISTERED AND RENEWED
Status DateFriday, April 26, 2019
Registration Number3505346
Registration DateTuesday, September 23, 2008
Mark Drawing4000 - Illustration: Drawing with word(s) / letter(s) / number(s) in Block form
Published for Opposition DateTuesday, July 8, 2008

Trademark Statements

Goods and ServicesMergers and acquisitions advisory services, namely, acquisition and merger consultation; marketing services, namely, business marketing services; Conferences in the field of finance, investments, brokerage, banking, and insurance, namely, arranging and conducting business conferences
Goods and ServicesFinancial services, namely, helping public companies raise capital and create liquidity, specifically, capital investment services; Investment banking services; Trading services in the field of securities, finance, and investments, namely, brokerage of shares and other securities; Financial advisory services; Financial consulting services; Banking services; Financial and investment research and analysis services; Money management services, namely, investment management and financial management; brokerage services in the field of stocks, commodities, and insurance

Classification Information

International Class035 - Advertising; business management; business administration; office functions.
US Class Codes100, 101, 102
Class Status Code6 - Active
Class Status DateWednesday, June 4, 2008
Primary Code035
First Use Anywhere DateSunday, January 15, 1984
First Use In Commerce DateSunday, January 15, 1984
International Class036 - Insurance; financial affairs; monetary affairs; real estate affairs.
US Class Codes100, 101, 102
Class Status Code6 - Active
Class Status DateTuesday, May 2, 2006
Primary Code036
First Use Anywhere DateSunday, January 15, 1984
First Use In Commerce DateSunday, January 15, 1984

Trademark Owner History

Party NameRoth Capital Partners, LLC
Party Type30 - Original Registrant
Legal Entity Type16 - Limited Liability Company
AddressNewport Beach, CA 92660
Party NameRoth Capital Partners, LLC
Party Type20 - Owner at Publication
Legal Entity Type16 - Limited Liability Company
AddressNewport Beach, CA 92660
Party NameRoth Capital Partners, LLC
Party Type10 - Original Applicant
Legal Entity Type16 - Limited Liability Company
AddressNewport Beach, CA 92660

Trademark Events

Event DateEvent Description
Friday, April 26, 2019NOTICE OF ACCEPTANCE OF SEC. 8 & 9 - E-MAILED
Friday, April 26, 2019REGISTERED AND RENEWED (FIRST RENEWAL - 10 YRS)
Friday, April 26, 2019REGISTERED - SEC. 8 (10-YR) ACCEPTED/SEC. 9 GRANTED
Friday, April 26, 2019CASE ASSIGNED TO POST REGISTRATION PARALEGAL
Monday, March 25, 2019TEAS SECTION 8 & 9 RECEIVED
Saturday, September 23, 2017COURTESY REMINDER - SEC. 8 (10-YR)/SEC. 9 E-MAILED
Tuesday, January 6, 2015TEAS CHANGE OF CORRESPONDENCE RECEIVED
Tuesday, September 30, 2014NOTICE OF ACCEPTANCE OF SEC. 8 & 15 - E-MAILED
Tuesday, September 30, 2014REGISTERED - SEC. 8 (6-YR) ACCEPTED & SEC. 15 ACK.
Tuesday, September 30, 2014CASE ASSIGNED TO POST REGISTRATION PARALEGAL
Tuesday, September 23, 2014TEAS SECTION 8 & 15 RECEIVED
Tuesday, September 23, 2014TEAS CHANGE OF CORRESPONDENCE RECEIVED
Thursday, December 23, 2010TEAS CHANGE OF CORRESPONDENCE RECEIVED
Thursday, February 12, 2009TEAS CHANGE OF CORRESPONDENCE RECEIVED
Tuesday, September 23, 2008REGISTERED-PRINCIPAL REGISTER
Tuesday, July 8, 2008PUBLISHED FOR OPPOSITION
Wednesday, June 18, 2008NOTICE OF PUBLICATION
Thursday, June 5, 2008LAW OFFICE PUBLICATION REVIEW COMPLETED
Thursday, June 5, 2008APPROVED FOR PUB - PRINCIPAL REGISTER
Wednesday, June 4, 2008TEAS/EMAIL CORRESPONDENCE ENTERED
Wednesday, June 4, 2008CORRESPONDENCE RECEIVED IN LAW OFFICE
Wednesday, June 4, 2008TEAS RESPONSE TO OFFICE ACTION RECEIVED
Friday, February 8, 2008TEAS CHANGE OF CORRESPONDENCE RECEIVED
Tuesday, December 4, 2007COMBINED EXAMINER'S AMENDMENT/PRIORITY ACTION ENTERED
Tuesday, December 4, 2007ASSIGNED TO LIE
Tuesday, December 4, 2007NOTIFICATION OF EXAMINER'S AMENDMENT/PRIORITY ACTION E-MAILED
Tuesday, December 4, 2007EXAMINER'S AMENDMENT/PRIORITY ACTION E-MAILED
Tuesday, December 4, 2007EXAMINERS AMENDMENT AND/OR PRIORITY ACTION - COMPLETED
Tuesday, November 6, 2007TEAS/EMAIL CORRESPONDENCE ENTERED
Monday, November 5, 2007CORRESPONDENCE RECEIVED IN LAW OFFICE
Monday, November 5, 2007TEAS RESPONSE TO OFFICE ACTION RECEIVED
Monday, November 5, 2007FAX RECEIVED
Thursday, May 3, 2007NON-FINAL ACTION E-MAILED
Thursday, May 3, 2007NON-FINAL ACTION WRITTEN
Tuesday, April 3, 2007TEAS/EMAIL CORRESPONDENCE ENTERED
Monday, April 2, 2007CORRESPONDENCE RECEIVED IN LAW OFFICE
Monday, April 2, 2007TEAS RESPONSE TO OFFICE ACTION RECEIVED
Monday, October 2, 2006NON-FINAL ACTION E-MAILED
Monday, October 2, 2006NON-FINAL ACTION WRITTEN
Wednesday, September 27, 2006ASSIGNED TO EXAMINER
Tuesday, May 2, 2006NEW APPLICATION ENTERED IN TRAM

Related Keywords

roth services namely financial investment banking field brokerage management advisory securities