| Serial Number | 77791135 |
| Word Mark | RONIN CAPITAL LLC |
| Filing Date | Tuesday, July 28, 2009 |
| Status | 800 - REGISTERED AND RENEWED |
| Status Date | Monday, May 6, 2019 |
| Registration Number | 3766691 |
| Registration Date | Tuesday, March 30, 2010 |
| Mark Drawing | 3000 - Illustration: Drawing or design which also includes word(s) / letter(s) / number(s) |
| Published for Opposition Date | Tuesday, January 12, 2010 |
| Indication of Colors claimed | The color(s) olive green, light olive green, and light tan is/are claimed as a feature of the mark. |
| Disclaimer with Predetermined Text | "CAPITAL LLC" |
| Description of Mark | The mark consists of an olive green colored square with a light tan colored vertical line dissecting the entire square just to the right of the center of the square. The right side of the square is dissected by the vertical line in a light olive green color. On the left side of the square, the Japanese Kanji lettering appears consisting of two symbols, one on top of the other which transliterates to English as "RONIN", written in light tan. In the background, encompassing the entire square, is the same top part of the first portion of the Japanese Kanji symbol appears shaded in a light olive green color. To the right of the square is the English word "RONIN" in lower case and olive green in color. Underneath the word "RONIN", the words "CAPITAL LLC" appear capitalized in olive green. |
| Goods and Services | Agencies or brokerage for trading of securities, securities index futures, securities options, and overseas market securities futures; Automated securities brokerage; Brokerage of shares and other securities; Brokerage of shares or stocks and other securities; Financial and investment services, namely, management and brokerage in the fields of stocks, bonds, options, commodities, futures and other securities, and the investment of funds of others; Securities brokerage; Security brokerage |
| Transliteration Statement | The non-Latin characters in the mark transliterate to "RONIN". |
| Translation of Words in Mark | The English translation of "Ronin" in the mark is "masterless samurai". |
| International Class | 036 - Insurance; financial affairs; monetary affairs; real estate affairs. |
| US Class Codes | 100, 101, 102 |
| Class Status Code | 6 - Active |
| Class Status Date | Friday, July 31, 2009 |
| Primary Code | 036 |
| First Use Anywhere Date | Thursday, January 1, 2009 |
| First Use In Commerce Date | Thursday, January 1, 2009 |
| Party Name | RONIN CAPITAL, LLC |
| Party Type | 30 - Original Registrant |
| Legal Entity Type | 16 - Limited Liability Company |
| Address | CHICAGO, IL 60654 |
| Party Name | RONIN CAPITAL, LLC |
| Party Type | 20 - Owner at Publication |
| Legal Entity Type | 16 - Limited Liability Company |
| Address | CHICAGO, IL 60604 |
| Party Name | RONIN CAPITAL, LLC |
| Party Type | 10 - Original Applicant |
| Legal Entity Type | 16 - Limited Liability Company |
| Address | CHICAGO, IL 60604 |
| Event Date | Event Description |
| Monday, May 6, 2019 | NOTICE OF ACCEPTANCE OF SEC. 8 & 9 - E-MAILED |
| Monday, May 6, 2019 | REGISTERED AND RENEWED (FIRST RENEWAL - 10 YRS) |
| Monday, May 6, 2019 | REGISTERED - SEC. 8 (10-YR) ACCEPTED/SEC. 9 GRANTED |
| Monday, May 6, 2019 | CASE ASSIGNED TO POST REGISTRATION PARALEGAL |
| Tuesday, April 2, 2019 | TEAS SECTION 8 & 9 RECEIVED |
| Saturday, March 30, 2019 | COURTESY REMINDER - SEC. 8 (10-YR)/SEC. 9 E-MAILED |
| Tuesday, April 26, 2016 | NOTICE OF ACCEPTANCE OF SEC. 8 & 15 - E-MAILED |
| Tuesday, April 26, 2016 | REGISTERED - SEC. 8 (6-YR) ACCEPTED & SEC. 15 ACK. |
| Tuesday, April 26, 2016 | CASE ASSIGNED TO POST REGISTRATION PARALEGAL |
| Wednesday, February 24, 2016 | TEAS SECTION 8 & 15 RECEIVED |
| Wednesday, February 24, 2016 | TEAS CHANGE OF CORRESPONDENCE RECEIVED |
| Monday, March 30, 2015 | COURTESY REMINDER - SEC. 8 (6-YR) E-MAILED |
| Tuesday, June 10, 2014 | APPLICANT/CORRESPONDENCE CHANGES (NON-RESPONSIVE) ENTERED |
| Tuesday, June 10, 2014 | TEAS CHANGE OF OWNER ADDRESS RECEIVED |
| Tuesday, June 10, 2014 | TEAS CHANGE OF CORRESPONDENCE RECEIVED |
| Tuesday, March 30, 2010 | REGISTERED-PRINCIPAL REGISTER |
| Tuesday, January 12, 2010 | OFFICIAL GAZETTE PUBLICATION CONFIRMATION E-MAILED |
| Tuesday, January 12, 2010 | PUBLISHED FOR OPPOSITION |
| Friday, December 4, 2009 | LAW OFFICE PUBLICATION REVIEW COMPLETED |
| Friday, December 4, 2009 | ASSIGNED TO LIE |
| Tuesday, November 17, 2009 | APPROVED FOR PUB - PRINCIPAL REGISTER |
| Tuesday, November 17, 2009 | EXAMINER'S AMENDMENT ENTERED |
| Tuesday, November 17, 2009 | NOTIFICATION OF EXAMINERS AMENDMENT E-MAILED |
| Tuesday, November 17, 2009 | EXAMINERS AMENDMENT E-MAILED |
| Tuesday, November 17, 2009 | EXAMINERS AMENDMENT -WRITTEN |
| Saturday, November 7, 2009 | NOTIFICATION OF NON-FINAL ACTION E-MAILED |
| Saturday, November 7, 2009 | NON-FINAL ACTION E-MAILED |
| Saturday, November 7, 2009 | NON-FINAL ACTION WRITTEN |
| Friday, October 30, 2009 | ASSIGNED TO EXAMINER |
| Saturday, August 1, 2009 | NOTICE OF DESIGN SEARCH CODE MAILED |
| Friday, July 31, 2009 | NEW APPLICATION OFFICE SUPPLIED DATA ENTERED IN TRAM |
| Friday, July 31, 2009 | NEW APPLICATION ENTERED IN TRAM |