| Serial Number | 77945098 |
| Word Mark | ROCKEFELLER FINANCIAL |
| Filing Date | Thursday, February 25, 2010 |
| Status | 710 - CANCELLED - SECTION 8 |
| Status Date | Friday, March 30, 2018 |
| Registration Number | 4016607 |
| Registration Date | Tuesday, August 23, 2011 |
| Mark Drawing | 3000 - Illustration: Drawing or design which also includes word(s) / letter(s) / number(s) |
| Published for Opposition Date | Tuesday, February 8, 2011 |
| Indication of Colors claimed | Color is not claimed as a feature of the mark. |
| Disclaimer with Predetermined Text | "FINANCIAL" |
| Description of Mark | The mark consists of the words "ROCKEFELLER FINANCIAL" together with a stylized globe design. |
| Goods and Services | Accounting services; tax and taxation planning, advice, information and consultancy services; tax preparation and filing services; personal budget preparation; business management and advice; human resources consultation |
| Goods and Services | Financial services, namely, financial consultation, financial planning, financial portfolio management, investment of funds for others, financial and investment information management for others, and management of capital investment funds, hedge funds, private equity funds and other collective investment vehicles; investment consultation; investment management and advisory services for discretionary and non-discretionary domestic and foreign accounts for high net worth individuals, families, corporations, partnerships, limited liability companies, charitable institutions, trusts and estates; investment supervisory services in connection with open architecture programs, namely, financial planning, conducting financial reviews, investment advice, asset allocation, and financial analysis and consultation; trust services, namely, investment and trust company services; fiduciary services, namely, fiduciary representative services; investment advisory services; investment consultation; investment management; estate planning; bill payment services; administration of employee benefit plans |
| International Class | 035 - Advertising; business management; business administration; office functions. |
| US Class Codes | 100, 101, 102 |
| Class Status Code | 2 - Sec. 8 - Entire Registration |
| Class Status Date | Friday, March 30, 2018 |
| Primary Code | 035 |
| First Use Anywhere Date | Monday, March 1, 2010 |
| First Use In Commerce Date | Monday, March 1, 2010 |
| International Class | 036 - Insurance; financial affairs; monetary affairs; real estate affairs. |
| US Class Codes | 100, 101, 102 |
| Class Status Code | 2 - Sec. 8 - Entire Registration |
| Class Status Date | Friday, March 30, 2018 |
| Primary Code | 036 |
| First Use Anywhere Date | Monday, March 1, 2010 |
| First Use In Commerce Date | Monday, March 1, 2010 |
| Party Name | Rockefeller & Co., Inc. |
| Party Type | 30 - Original Registrant |
| Legal Entity Type | 03 - Corporation |
| Address | New York, NY 10112 |
| Party Name | Rockefeller & Co., Inc. |
| Party Type | 20 - Owner at Publication |
| Legal Entity Type | 03 - Corporation |
| Address | New York, NY 10112 |
| Party Name | Rockefeller & Co., Inc. |
| Party Type | 10 - Original Applicant |
| Legal Entity Type | 03 - Corporation |
| Address | New York, NY 10112 |
| Event Date | Event Description |
| Friday, March 30, 2018 | CANCELLED SEC. 8 (6-YR) |
| Wednesday, April 5, 2017 | REVIEW OF CORRESPONDENCE COMPLETE - ADDRESS UPDATED |
| Tuesday, January 31, 2017 | CORRESPONDENCE RECEIVED IN LAW OFFICE |
| Tuesday, August 23, 2011 | REGISTERED-PRINCIPAL REGISTER |
| Wednesday, July 20, 2011 | NOTICE OF ACCEPTANCE OF STATEMENT OF USE MAILED |
| Tuesday, July 19, 2011 | LAW OFFICE REGISTRATION REVIEW COMPLETED |
| Monday, July 18, 2011 | ALLOWED PRINCIPAL REGISTER - SOU ACCEPTED |
| Tuesday, June 28, 2011 | STATEMENT OF USE PROCESSING COMPLETE |
| Thursday, June 23, 2011 | USE AMENDMENT FILED |
| Tuesday, June 28, 2011 | CASE ASSIGNED TO INTENT TO USE PARALEGAL |
| Thursday, June 23, 2011 | TEAS STATEMENT OF USE RECEIVED |
| Tuesday, April 5, 2011 | NOA MAILED - SOU REQUIRED FROM APPLICANT |
| Tuesday, February 8, 2011 | PUBLISHED FOR OPPOSITION |
| Wednesday, January 19, 2011 | NOTICE OF PUBLICATION |
| Friday, December 31, 2010 | LAW OFFICE PUBLICATION REVIEW COMPLETED |
| Friday, December 31, 2010 | ASSIGNED TO LIE |
| Wednesday, December 8, 2010 | APPROVED FOR PUB - PRINCIPAL REGISTER |
| Wednesday, December 8, 2010 | TEAS/EMAIL CORRESPONDENCE ENTERED |
| Wednesday, December 8, 2010 | CORRESPONDENCE RECEIVED IN LAW OFFICE |
| Wednesday, December 8, 2010 | TEAS RESPONSE TO OFFICE ACTION RECEIVED |
| Tuesday, June 8, 2010 | NON-FINAL ACTION MAILED |
| Tuesday, June 8, 2010 | NON-FINAL ACTION WRITTEN |
| Tuesday, June 1, 2010 | ASSIGNED TO EXAMINER |
| Thursday, March 4, 2010 | NOTICE OF DESIGN SEARCH CODE MAILED |
| Wednesday, March 3, 2010 | NEW APPLICATION OFFICE SUPPLIED DATA ENTERED IN TRAM |
| Monday, March 1, 2010 | NEW APPLICATION ENTERED IN TRAM |