| Serial Number | 88476268 |
| Word Mark | ROCKEFELLER CAPITAL MANAGEMENT |
| Filing Date | Monday, June 17, 2019 |
| Status | 700 - REGISTERED |
| Status Date | Tuesday, July 28, 2020 |
| Registration Number | 6110809 |
| Registration Date | Tuesday, July 28, 2020 |
| Mark Drawing | 4000 - Illustration: Drawing with word(s) / letter(s) / number(s) in Block form |
| Published for Opposition Date | Tuesday, May 12, 2020 |
| Disclaimer with Predetermined Text | "CAPITAL MANAGEMENT" |
| Goods and Services | Accounting services; tax and taxation planning, advice, information and consultancy services; tax preparation and filing services; business assistance, namely, personal budget preparation; business management and advice; human resources consultation |
| Goods and Services | Financial services, namely, financial consultation, financial planning, financial portfolio management, investment of funds for others, financial and investment information management for others, and management of capital investment funds, hedge funds, private equity funds and other collective investment vehicles; investment consultation; investment management and advisory services for discretionary and non-discretionary domestic and foreign accounts for high net worth individuals, corporations, partnerships, limited liability companies, charitable institutions, trusts and estates; investment supervisory services in connection with open architecture programs, namely, financial planning, conducting financial reviews, investment advice, asset allocation, and financial analysis and consultation; trust services, namely, investment management, estate trust planning and management, and financial trust planning and administration; estate planning; bill payment services; administration of employee benefit plans, namely, health, insurance and retirement plans; financial advice, namely, personal budget planning |
| Section 2(f) Limitation Statement | AS TO "ROCKEFELLER" |
| International Class | 035 - Advertising; business management; business administration; office functions. |
| US Class Codes | 100, 101, 102 |
| Class Status Code | 6 - Active |
| Class Status Date | Thursday, June 27, 2019 |
| Primary Code | 035 |
| First Use Anywhere Date | Wednesday, February 28, 2018 |
| First Use In Commerce Date | Wednesday, February 28, 2018 |
| International Class | 036 - Insurance; financial affairs; monetary affairs; real estate affairs. |
| US Class Codes | 100, 101, 102 |
| Class Status Code | 6 - Active |
| Class Status Date | Thursday, June 27, 2019 |
| Primary Code | 036 |
| First Use Anywhere Date | Wednesday, February 28, 2018 |
| First Use In Commerce Date | Wednesday, February 28, 2018 |
| Party Name | 1979 Family Trust Licensor, LLC |
| Party Type | 30 - Original Registrant |
| Legal Entity Type | 16 - Limited Liability Company |
| Address | New York, NY 10019 |
| Party Name | 1979 Family Trust Licensor, LLC |
| Party Type | 20 - Owner at Publication |
| Legal Entity Type | 16 - Limited Liability Company |
| Address | New York, NY 10019 |
| Party Name | 1979 Family Trust Licensor, LLC |
| Party Type | 10 - Original Applicant |
| Legal Entity Type | 16 - Limited Liability Company |
| Address | New York, NY 10019 |
| Event Date | Event Description |
| Tuesday, July 28, 2020 | REGISTERED-PRINCIPAL REGISTER |
| Tuesday, May 12, 2020 | OFFICIAL GAZETTE PUBLICATION CONFIRMATION E-MAILED |
| Tuesday, May 12, 2020 | PUBLISHED FOR OPPOSITION |
| Wednesday, April 22, 2020 | NOTIFICATION OF NOTICE OF PUBLICATION E-MAILED |
| Friday, April 3, 2020 | ASSIGNED TO LIE |
| Wednesday, March 25, 2020 | APPROVED FOR PUB - PRINCIPAL REGISTER |
| Friday, March 13, 2020 | TEAS/EMAIL CORRESPONDENCE ENTERED |
| Thursday, March 12, 2020 | CORRESPONDENCE RECEIVED IN LAW OFFICE |
| Thursday, March 12, 2020 | TEAS RESPONSE TO OFFICE ACTION RECEIVED |
| Tuesday, September 17, 2019 | NOTIFICATION OF NON-FINAL ACTION E-MAILED |
| Tuesday, September 17, 2019 | NON-FINAL ACTION E-MAILED |
| Tuesday, September 17, 2019 | NON-FINAL ACTION WRITTEN |
| Monday, September 9, 2019 | ASSIGNED TO EXAMINER |
| Thursday, June 27, 2019 | NEW APPLICATION OFFICE SUPPLIED DATA ENTERED IN TRAM |
| Thursday, June 20, 2019 | NEW APPLICATION ENTERED IN TRAM |