| Serial Number | 87575485 |
| Word Mark | ROCKEFELLER ASSET MANAGEMENT |
| Filing Date | Friday, August 18, 2017 |
| Status | 700 - REGISTERED |
| Status Date | Tuesday, September 11, 2018 |
| Registration Number | 5558998 |
| Registration Date | Tuesday, September 11, 2018 |
| Mark Drawing | 4000 - Illustration: Drawing with word(s) / letter(s) / number(s) in Block form |
| Published for Opposition Date | Tuesday, June 26, 2018 |
| Goods and Services | Financial services, namely, financial consultation, financial planning, financial portfolio management, investment of funds for others, financial and investment information management for others, and management of capital investment funds, hedge funds, private equity funds and other collective investment vehicles; investment consultation; investment management and advisory services for discretionary and non-discretionary domestic and foreign accounts for high net worth individuals, corporations, partnerships, limited liability companies, charitable institutions, trusts and estates; investment supervisory services in connection with open architecture programs, namely, financial planning, conducting financial reviews, investment advice, asset allocation, and financial analysis and consultation; trust services, namely, investment services; estate planning; bill payment services; administration of employee benefit plans, namely, health and insurance plans; financial administration of employee benefit plans, namely, retirement plans |
| Section 2(f) Limitation Statement | As to "ROCKEFELLER" |
| Disclaimer with Predetermined Text | "ASSET MANAGEMENT" |
| International Class | 036 - Insurance; financial affairs; monetary affairs; real estate affairs. |
| US Class Codes | 100, 101, 102 |
| Class Status Code | 6 - Active |
| Class Status Date | Thursday, August 24, 2017 |
| Primary Code | 036 |
| First Use Anywhere Date | Thursday, November 15, 2012 |
| First Use In Commerce Date | Thursday, November 15, 2012 |
| Party Name | 1979 FAMILY TRUST LICENSOR, LLC |
| Party Type | 31 - New Owner After Registration |
| Legal Entity Type | 16 - Limited Liability Company |
| Address | NEW YORK, NY 10019 |
| Party Name | Rockefeller & Co., Inc. |
| Party Type | 30 - Original Registrant |
| Legal Entity Type | 03 - Corporation |
| Address | New York, NY 10020 |
| Party Name | Rockefeller & Co., Inc. |
| Party Type | 20 - Owner at Publication |
| Legal Entity Type | 03 - Corporation |
| Address | New York, NY 10020 |
| Party Name | Rockefeller & Co., Inc. |
| Party Type | 10 - Original Applicant |
| Legal Entity Type | 03 - Corporation |
| Address | New York, NY 10020 |
| Event Date | Event Description |
| Monday, September 11, 2023 | COURTESY REMINDER - SEC. 8 (6-YR) E-MAILED |
| Wednesday, March 6, 2019 | AUTOMATIC UPDATE OF ASSIGNMENT OF OWNERSHIP |
| Tuesday, September 11, 2018 | REGISTERED-PRINCIPAL REGISTER |
| Tuesday, June 26, 2018 | OFFICIAL GAZETTE PUBLICATION CONFIRMATION E-MAILED |
| Tuesday, June 26, 2018 | PUBLISHED FOR OPPOSITION |
| Wednesday, June 6, 2018 | NOTIFICATION OF NOTICE OF PUBLICATION E-MAILED |
| Monday, May 14, 2018 | APPROVED FOR PUB - PRINCIPAL REGISTER |
| Monday, May 14, 2018 | EXAMINER'S AMENDMENT ENTERED |
| Monday, May 14, 2018 | NOTIFICATION OF EXAMINERS AMENDMENT E-MAILED |
| Monday, May 14, 2018 | EXAMINERS AMENDMENT E-MAILED |
| Monday, May 14, 2018 | EXAMINERS AMENDMENT -WRITTEN |
| Saturday, May 12, 2018 | TEAS/EMAIL CORRESPONDENCE ENTERED |
| Friday, May 11, 2018 | CORRESPONDENCE RECEIVED IN LAW OFFICE |
| Friday, May 11, 2018 | TEAS RESPONSE TO OFFICE ACTION RECEIVED |
| Thursday, November 16, 2017 | NOTIFICATION OF NON-FINAL ACTION E-MAILED |
| Thursday, November 16, 2017 | NON-FINAL ACTION E-MAILED |
| Thursday, November 16, 2017 | NON-FINAL ACTION WRITTEN |
| Tuesday, November 14, 2017 | ASSIGNED TO EXAMINER |
| Thursday, August 24, 2017 | NEW APPLICATION OFFICE SUPPLIED DATA ENTERED |
| Tuesday, August 22, 2017 | NEW APPLICATION ENTERED |