ROC ETF Trademark

Trademark Overview


On Friday, January 7, 2022, a trademark application was filed for ROC ETF with the United States Patent and Trademark Office. The USPTO has given the ROC ETF trademark a serial number of 97207839. The federal status of this trademark filing is ABANDONED - FAILURE TO RESPOND OR LATE RESPONSE as of Tuesday, November 28, 2023. This trademark is owned by Character Based Investing LLC. The ROC ETF trademark is filed in the Insurance & Financial Services category with the following description:

Financial services in the nature of investment of funds for others, namely, providing an exchange-traded fund (ETF) investment offering that utilizes select investment options
roc etf

General Information


Serial Number97207839
Word MarkROC ETF
Filing DateFriday, January 7, 2022
Status602 - ABANDONED - FAILURE TO RESPOND OR LATE RESPONSE
Status DateTuesday, November 28, 2023
Registration Number0000000
Registration DateNOT AVAILABLE
Mark Drawing4000 - Illustration: Drawing with word(s) / letter(s) / number(s) in Block form
Published for Opposition DateNOT AVAILABLE

Trademark Statements


Pseudo MarkRETURN ON CHARACTER EXCHANGE-TRADED FUND
Goods and ServicesFinancial services in the nature of investment of funds for others, namely, providing an exchange-traded fund (ETF) investment offering that utilizes select investment options
Disclaimer with Predetermined Text"ETF"

Classification Information


International Class036 - Insurance; financial affairs; monetary affairs; real estate affairs.
US Class Codes100, 101, 102
Class Status Code6 - Active
Class Status DateThursday, January 13, 2022
Primary Code036
First Use Anywhere DateMonday, May 30, 2022
First Use In Commerce DateMonday, May 30, 2022

Trademark Owner History


Party NameCharacter Based Investing LLC
Party Type10 - Original Applicant
Legal Entity Type16 - Limited Liability Company
AddressRedding, CA 96001

Trademark Events


Event DateEvent Description
Wednesday, November 29, 2023ABANDONMENT NOTICE E-MAILED - FAILURE TO RESPOND
Tuesday, November 28, 2023ABANDONMENT NOTICE MAILED - FAILURE TO RESPOND
Tuesday, November 28, 2023ABANDONMENT - FAILURE TO RESPOND OR LATE RESPONSE
Wednesday, August 9, 2023APPLICATION EXTENSION GRANTED/RECEIPT PROVIDED
Wednesday, August 9, 2023APPLICATION EXTENSION TO RESPONSE PERIOD - RECEIVED
Wednesday, May 10, 2023NOTIFICATION OF FINAL REFUSAL EMAILED
Wednesday, May 10, 2023FINAL REFUSAL E-MAILED
Wednesday, May 10, 2023FINAL REFUSAL WRITTEN
Friday, April 14, 2023TEAS/EMAIL CORRESPONDENCE ENTERED
Friday, April 14, 2023CORRESPONDENCE RECEIVED IN LAW OFFICE
Friday, April 14, 2023TEAS RESPONSE TO OFFICE ACTION RECEIVED
Friday, October 14, 2022NOTIFICATION OF NON-FINAL ACTION E-MAILED
Friday, October 14, 2022NON-FINAL ACTION E-MAILED
Friday, October 14, 2022NON-FINAL ACTION WRITTEN
Friday, October 14, 2022ASSIGNED TO EXAMINER
Thursday, January 13, 2022NEW APPLICATION OFFICE SUPPLIED DATA ENTERED
Tuesday, January 11, 2022NEW APPLICATION ENTERED