| Serial Number | 76669463 |
| Word Mark | ROARING BROOK CAPITAL |
| Filing Date | Friday, November 24, 2006 |
| Status | 710 - CANCELLED - SECTION 8 |
| Status Date | Friday, January 30, 2015 |
| Registration Number | 3451712 |
| Registration Date | Tuesday, June 24, 2008 |
| Mark Drawing | 4000 - Illustration: Drawing with word(s) / letter(s) / number(s) in Block form |
| Published for Opposition Date | Tuesday, April 8, 2008 |
| Disclaimer with Predetermined Text | "CAPITAL" |
| Goods and Services | FINANCIAL SERVICES IN THE FIELD OF INVESTMENT SECURITIES |
| International Class | 036 - Insurance; financial affairs; monetary affairs; real estate affairs. |
| US Class Codes | 100, 101, 102 |
| Class Status Code | 2 - Sec. 8 - Entire Registration |
| Class Status Date | Friday, January 30, 2015 |
| Primary Code | 036 |
| First Use Anywhere Date | Tuesday, October 10, 2006 |
| First Use In Commerce Date | Tuesday, October 10, 2006 |
| Party Name | ROARING BROOK ADVISORS, LLC |
| Party Type | 30 - Original Registrant |
| Legal Entity Type | 16 - Limited Liability Company |
| Address | WHITE PLAINS, NY 10606 |
| Party Name | ROARING BROOK ADVISORS, LLC |
| Party Type | 20 - Owner at Publication |
| Legal Entity Type | 16 - Limited Liability Company |
| Address | WHITE PLAINS, NY 10606 |
| Party Name | ROARING BROOK ADVISORS, LLC |
| Party Type | 10 - Original Applicant |
| Legal Entity Type | 16 - Limited Liability Company |
| Address | WHITE PLAINS, NY 10606 |
| Event Date | Event Description |
| Friday, January 30, 2015 | CANCELLED SEC. 8 (6-YR) |
| Tuesday, June 24, 2008 | REGISTERED-PRINCIPAL REGISTER |
| Tuesday, April 8, 2008 | PUBLISHED FOR OPPOSITION |
| Wednesday, March 19, 2008 | NOTICE OF PUBLICATION |
| Monday, March 3, 2008 | EXAMINERS AMENDMENT MAILED |
| Saturday, March 1, 2008 | LAW OFFICE PUBLICATION REVIEW COMPLETED |
| Friday, February 29, 2008 | APPROVED FOR PUB - PRINCIPAL REGISTER |
| Friday, February 29, 2008 | EXAMINER'S AMENDMENT ENTERED |
| Friday, February 29, 2008 | EXAMINERS AMENDMENT -WRITTEN |
| Tuesday, February 26, 2008 | NON-FINAL ACTION MAILED |
| Monday, February 25, 2008 | NON-FINAL ACTION WRITTEN |
| Monday, February 25, 2008 | AMENDMENT FROM APPLICANT ENTERED |
| Monday, February 25, 2008 | CORRESPONDENCE RECEIVED IN LAW OFFICE |
| Thursday, February 14, 2008 | PAPER RECEIVED |
| Thursday, December 6, 2007 | FINAL REFUSAL MAILED |
| Wednesday, December 5, 2007 | FINAL REFUSAL WRITTEN |
| Wednesday, October 31, 2007 | AMENDMENT FROM APPLICANT ENTERED |
| Wednesday, October 31, 2007 | CORRESPONDENCE RECEIVED IN LAW OFFICE |
| Wednesday, October 31, 2007 | ASSIGNED TO LIE |
| Tuesday, September 25, 2007 | PAPER RECEIVED |
| Tuesday, June 5, 2007 | ASSIGNED TO EXAMINER |
| Monday, March 26, 2007 | NON-FINAL ACTION MAILED |
| Saturday, March 24, 2007 | NON-FINAL ACTION WRITTEN |
| Friday, March 23, 2007 | ASSIGNED TO EXAMINER |
| Tuesday, December 5, 2006 | APPLICATION FILING RECEIPT MAILED |
| Friday, December 1, 2006 | NEW APPLICATION ENTERED IN TRAM |