| Serial Number | 78633165 |
| Word Mark | RIVERSOURCE INVESTMENTS |
| Filing Date | Thursday, May 19, 2005 |
| Status | 710 - CANCELLED - SECTION 8 |
| Status Date | Friday, August 9, 2013 |
| Registration Number | 3195148 |
| Registration Date | Tuesday, January 2, 2007 |
| Mark Drawing | 3000 - Illustration: Drawing or design which also includes word(s) / letter(s) / number(s) |
| Published for Opposition Date | Tuesday, April 11, 2006 |
| Indication of Colors claimed | The color(s) dark blue and light blue is/are claimed as a feature of the mark. |
| Description of the Colors Claimed | The lettering is dark blue. The design consists of a cut triangular block, the upper half of which is dark blue and the lower half is light blue. |
| Disclaimer with Predetermined Text | "INVESTMENTS" |
| Goods and Services | Advice relating to investments, asset management, cash management; financial portfolio management, financial research and financial risk management; providing stock/securities market information; mutual fund investment and mutual fund distribution; investment fund transfer and transaction services |
| Pseudo Mark | RIVER SOURCE INVESTMENT |
| International Class | 036 - Insurance; financial affairs; monetary affairs; real estate affairs. |
| US Class Codes | 100, 101, 102 |
| Class Status Code | 2 - Sec. 8 - Entire Registration |
| Class Status Date | Friday, August 9, 2013 |
| Primary Code | 036 |
| First Use Anywhere Date | Monday, October 3, 2005 |
| First Use In Commerce Date | Monday, October 3, 2005 |
| Party Name | AMERIPRISE FINANCIAL, INC. |
| Party Type | 30 - Original Registrant |
| Legal Entity Type | 03 - Corporation |
| Address | MINNEAPOLIS, MN 55474 |
| Party Name | AMERIPRISE FINANCIAL, INC. |
| Party Type | 20 - Owner at Publication |
| Legal Entity Type | 03 - Corporation |
| Address | MINNEAPOLIS, MN 55474 |
| Party Name | AMERIPRISE FINANCIAL, INC. |
| Party Type | 11 - New Owner Before Publication |
| Legal Entity Type | 03 - Corporation |
| Address | MINNEAPOLIS, MN 55474 |
| Party Name | American Express Company |
| Party Type | 10 - Original Applicant |
| Legal Entity Type | 03 - Corporation |
| Address | New York, NY 10285 |
| Event Date | Event Description |
| Wednesday, October 2, 2013 | ATTORNEY/DOM.REP.REVOKED AND/OR APPOINTED |
| Wednesday, October 2, 2013 | TEAS REVOKE/APP/CHANGE ADDR OF ATTY/DOM REP RECEIVED |
| Friday, August 9, 2013 | CANCELLED SEC. 8 (6-YR) |
| Tuesday, January 2, 2007 | REGISTERED-PRINCIPAL REGISTER |
| Tuesday, November 21, 2006 | LAW OFFICE REGISTRATION REVIEW COMPLETED |
| Thursday, November 9, 2006 | ASSIGNED TO LIE |
| Friday, November 3, 2006 | ALLOWED PRINCIPAL REGISTER - SOU ACCEPTED |
| Thursday, October 26, 2006 | STATEMENT OF USE PROCESSING COMPLETE |
| Thursday, September 28, 2006 | USE AMENDMENT FILED |
| Thursday, September 28, 2006 | TEAS STATEMENT OF USE RECEIVED |
| Tuesday, July 4, 2006 | NOA MAILED - SOU REQUIRED FROM APPLICANT |
| Tuesday, April 11, 2006 | PUBLISHED FOR OPPOSITION |
| Wednesday, March 22, 2006 | NOTICE OF PUBLICATION |
| Friday, February 17, 2006 | LAW OFFICE PUBLICATION REVIEW COMPLETED |
| Friday, February 10, 2006 | ASSIGNED TO LIE |
| Friday, February 3, 2006 | APPROVED FOR PUB - PRINCIPAL REGISTER |
| Monday, January 30, 2006 | TEAS/EMAIL CORRESPONDENCE ENTERED |
| Thursday, January 19, 2006 | CORRESPONDENCE RECEIVED IN LAW OFFICE |
| Thursday, January 19, 2006 | TEAS RESPONSE TO OFFICE ACTION RECEIVED |
| Monday, December 12, 2005 | COMBINED EXAMINER'S AMENDMENT/PRIORITY ACTION ENTERED |
| Monday, December 12, 2005 | EXAMINER'S AMENDMENT/PRIORITY ACTION MAILED |
| Monday, December 12, 2005 | EXAMINERS AMENDMENT AND/OR PRIORITY ACTION - COMPLETED |
| Monday, December 5, 2005 | ASSIGNED TO EXAMINER |
| Monday, December 5, 2005 | ASSIGNED TO EXAMINER |
| Monday, November 21, 2005 | ATTORNEY/DOM.REP.REVOKED AND/OR APPOINTED |
| Monday, November 21, 2005 | TEAS REVOKE/APP/CHANGE ADDR OF ATTY/DOM REP RECEIVED |
| Thursday, October 6, 2005 | ATTORNEY/DOM.REP.REVOKED AND/OR APPOINTED |
| Thursday, October 6, 2005 | TEAS REVOKE/APP/CHANGE ADDR OF ATTY/DOM REP RECEIVED |
| Friday, May 27, 2005 | NEW APPLICATION ENTERED IN TRAM |