| Serial Number | 77453637 |
| Word Mark | RIVERNORTH CAPITAL |
| Filing Date | Monday, April 21, 2008 |
| Status | 800 - REGISTERED AND RENEWED |
| Status Date | Wednesday, November 6, 2019 |
| Registration Number | 3601393 |
| Registration Date | Tuesday, April 7, 2009 |
| Mark Drawing | 4000 - Illustration: Drawing with word(s) / letter(s) / number(s) in Block form |
| Published for Opposition Date | Tuesday, January 20, 2009 |
| Disclaimer with Predetermined Text | "CAPITAL" |
| Goods and Services | investment management services; investment advisor services; trading, research and analysis in the field of closed-end mutual funds; mutual fund investment services; retirement fund investment services; money management services; financial analysis services; investment account management; research and analysis in the field of investments and finance; investment services, advice and management in the fields of financial securities, stocks, bonds, money market funds, mutual funds, commodities, futures, stock options and indices of financial resources |
| Pseudo Mark | RIVER NORTH CAPITAL |
| International Class | 036 - Insurance; financial affairs; monetary affairs; real estate affairs. |
| US Class Codes | 100, 101, 102 |
| Class Status Code | 6 - Active |
| Class Status Date | Thursday, April 24, 2008 |
| Primary Code | 036 |
| First Use Anywhere Date | Sunday, April 15, 2007 |
| First Use In Commerce Date | Sunday, April 15, 2007 |
| Party Name | RIVERNORTH CAPITAL MANAGEMENT, LLC |
| Party Type | 31 - New Owner After Registration |
| Legal Entity Type | 16 - Limited Liability Company |
| Address | CHICAGO, IL 60654 |
| Party Name | RiverNorth Capital Management, Inc. |
| Party Type | 30 - Original Registrant |
| Legal Entity Type | 03 - Corporation |
| Address | Chicago, IL 60610 |
| Party Name | RiverNorth Capital Management, Inc. |
| Party Type | 20 - Owner at Publication |
| Legal Entity Type | 03 - Corporation |
| Address | Chicago, IL 60610 |
| Party Name | RiverNorth Capital Management, Inc. |
| Party Type | 10 - Original Applicant |
| Legal Entity Type | 03 - Corporation |
| Address | Chicago, IL 60610 |
| Event Date | Event Description |
| Wednesday, April 29, 2020 | ASSIGNMENT OF OWNERSHIP NOT UPDATED AUTOMATICALLY |
| Wednesday, April 1, 2020 | ASSIGNMENT OF OWNERSHIP NOT UPDATED AUTOMATICALLY |
| Wednesday, November 6, 2019 | NOTICE OF ACCEPTANCE OF SEC. 8 & 9 - E-MAILED |
| Wednesday, November 6, 2019 | REGISTERED AND RENEWED (FIRST RENEWAL - 10 YRS) |
| Wednesday, November 6, 2019 | REGISTERED - SEC. 8 (10-YR) ACCEPTED/SEC. 9 GRANTED |
| Wednesday, November 6, 2019 | CASE ASSIGNED TO POST REGISTRATION PARALEGAL |
| Tuesday, October 1, 2019 | TEAS SECTION 8 & 9 RECEIVED |
| Saturday, April 7, 2018 | COURTESY REMINDER - SEC. 8 (10-YR)/SEC. 9 E-MAILED |
| Tuesday, June 9, 2015 | NOTICE OF ACCEPTANCE OF SEC. 8 & 15 - E-MAILED |
| Tuesday, June 9, 2015 | REGISTERED - SEC. 8 (6-YR) ACCEPTED & SEC. 15 ACK. |
| Tuesday, June 9, 2015 | CASE ASSIGNED TO POST REGISTRATION PARALEGAL |
| Thursday, May 21, 2015 | TEAS SECTION 8 & 15 RECEIVED |
| Wednesday, March 16, 2011 | ATTORNEY/DOM.REP.REVOKED AND/OR APPOINTED |
| Wednesday, March 16, 2011 | TEAS REVOKE/APP/CHANGE ADDR OF ATTY/DOM REP RECEIVED |
| Wednesday, March 2, 2011 | AUTOMATIC UPDATE OF ASSIGNMENT OF OWNERSHIP |
| Tuesday, April 7, 2009 | REGISTERED-PRINCIPAL REGISTER |
| Tuesday, January 20, 2009 | PUBLISHED FOR OPPOSITION |
| Wednesday, December 31, 2008 | NOTICE OF PUBLICATION |
| Wednesday, December 17, 2008 | LAW OFFICE PUBLICATION REVIEW COMPLETED |
| Wednesday, December 17, 2008 | ASSIGNED TO LIE |
| Tuesday, December 9, 2008 | APPROVED FOR PUB - PRINCIPAL REGISTER |
| Thursday, December 4, 2008 | TEAS/EMAIL CORRESPONDENCE ENTERED |
| Wednesday, December 3, 2008 | CORRESPONDENCE RECEIVED IN LAW OFFICE |
| Wednesday, December 3, 2008 | TEAS RESPONSE TO OFFICE ACTION RECEIVED |
| Tuesday, August 5, 2008 | NOTIFICATION OF NON-FINAL ACTION E-MAILED |
| Tuesday, August 5, 2008 | NON-FINAL ACTION E-MAILED |
| Tuesday, August 5, 2008 | NON-FINAL ACTION WRITTEN |
| Monday, August 4, 2008 | ASSIGNED TO EXAMINER |
| Friday, April 25, 2008 | NOTICE OF PSEUDO MARK MAILED |
| Thursday, April 24, 2008 | NEW APPLICATION ENTERED IN TRAM |