| Serial Number | 98590871 |
| Word Mark | RIVERNORTH |
| Filing Date | Friday, June 7, 2024 |
| Status | 748 - STATEMENT OF USE - TO EXAMINER |
| Status Date | Thursday, July 3, 2025 |
| Registration Number | 0000000 |
| Registration Date | NOT AVAILABLE |
| Mark Drawing | 5 - Drawing with word(s) / letter(s) / number(s) in Stylized form |
| Published for Opposition Date | Tuesday, January 21, 2025 |
| Description of Mark | The mark consists of the stylized term 'RIVERNORTH". |
| Pseudo Mark | RIVER NORTH |
| Goods and Services | Investment management services; Investment advisor services; Trading research and analysis in the field of closed-end mutual funds; Mutual fund investment services; Retirement fund investment services; Money management services; Financial analysis services; Investment account management; Research and analysis in the field of investments and finance; Investment services, advice and management in the fields of financial securities, stocks, bonds, money market funds, mutual funds, commodities, futures, stock options and indices of financial resources; Closed-end mutual fund services, namely, providing trading strategy, broker dealer services, arbitrage services, quantitative and qualitative trading strategy and trading of closed-end mutual funds; Financial advisory and consultancy services, namely, management of exchange traded funds (ETFs); Providing financial assessment services to investors of exchange traded funds (ETFs), exchange listed securities and portfolios; Providing financial information services to investors of exchange traded funds (ETFs), exchange listed securities and portfolios; Providing financial services, namely, investment advice, investment management, investment consultation and investment of funds for others of Exchange Traded Funds (ETFs) for institutional investors and individuals; Exchange Traded Funds (ETFs) investment; Financial services, namely, financial asset management services, financial investment and management of units or shares of UCITS (Undertaking for Collective Investment in Transferable Securities), financial management and investment services for portfolios of transferable securities; Financial services, namely, operation and management of UCITs and investment companies structured as exchange traded funds; Creation, management and selection of financial products of UCITS (Undertakings for Collective Investments in Transferable Securities), namely, financial management and investment management; financial market research relating to investment and management of securities |
| Indication of Colors claimed | Color is not claimed as a feature of the mark. |
| International Class | 036 - Insurance; financial affairs; monetary affairs; real estate affairs. |
| US Class Codes | 100, 101, 102 |
| Class Status Code | 6 - Active |
| Class Status Date | Friday, June 7, 2024 |
| Primary Code | 036 |
| First Use Anywhere Date | Friday, November 15, 2024 |
| First Use In Commerce Date | Friday, November 15, 2024 |
| Party Name | RiverNorth Capital Management, LLC |
| Party Type | 20 - Owner at Publication |
| Legal Entity Type | 16 - Limited Liability Company |
| Address | West Palm Beach, FL 33401 |
| Party Name | RiverNorth Capital Management, LLC |
| Party Type | 10 - Original Applicant |
| Legal Entity Type | 16 - Limited Liability Company |
| Address | West Palm Beach, FL 33401 |
| Event Date | Event Description |
| Friday, June 7, 2024 | NEW APPLICATION ENTERED |
| Sunday, December 22, 2024 | NEW APPLICATION OFFICE SUPPLIED DATA ENTERED |
| Monday, December 23, 2024 | ASSIGNED TO EXAMINER |
| Wednesday, January 1, 2025 | APPROVED FOR PUB - PRINCIPAL REGISTER |
| Wednesday, January 15, 2025 | NOTIFICATION OF NOTICE OF PUBLICATION E-MAILED |
| Tuesday, March 18, 2025 | NOA E-MAILED - SOU REQUIRED FROM APPLICANT |
| Tuesday, January 21, 2025 | PUBLISHED FOR OPPOSITION |
| Tuesday, January 21, 2025 | OFFICIAL GAZETTE PUBLICATION CONFIRMATION E-MAILED |
| Friday, March 28, 2025 | USE AMENDMENT FILED |
| Friday, March 28, 2025 | TEAS STATEMENT OF USE RECEIVED |
| Thursday, July 3, 2025 | STATEMENT OF USE PROCESSING COMPLETE |
| Tuesday, July 1, 2025 | CASE ASSIGNED TO INTENT TO USE PARALEGAL |