RIVERNORTH Trademark

Trademark Overview


On Friday, June 7, 2024, a trademark application was filed for RIVERNORTH with the United States Patent and Trademark Office. The USPTO has given the RIVERNORTH trademark a serial number of 98590871. The federal status of this trademark filing is STATEMENT OF USE - TO EXAMINER as of Thursday, July 3, 2025. This trademark is owned by RiverNorth Capital Management, LLC. The RIVERNORTH trademark is filed in the Insurance & Financial Services category with the following description:

Investment management services; Investment advisor services; Trading research and analysis in the field of closed-end mutual funds; Mutual fund investment services; Retirement fund investment services; Money management services; Financial analysis services; Investment account management; Research and analysis in the field of investments and finance; Investment services, advice and management in the fields of financial securities, stocks, bonds, money market funds, mutual funds, commodities, futures, stock options and indices of financial resources; Closed-end mutual fund services, namely, providing trading strategy, broker dealer services, arbitrage services, quantitative and qualitative trading strategy and trading of closed-end mutual funds; Financial advisory and consultancy services, namely, management of exchange traded funds (ETFs); Providing financial assessment services to investors of exchange traded funds (ETFs), exchange listed securities and portfolios; Providing financial ...
rivernorth

General Information


Serial Number98590871
Word MarkRIVERNORTH
Filing DateFriday, June 7, 2024
Status748 - STATEMENT OF USE - TO EXAMINER
Status DateThursday, July 3, 2025
Registration Number0000000
Registration DateNOT AVAILABLE
Mark Drawing5 - Drawing with word(s) / letter(s) / number(s) in Stylized form
Published for Opposition DateTuesday, January 21, 2025

Trademark Statements


Description of MarkThe mark consists of the stylized term 'RIVERNORTH".
Pseudo MarkRIVER NORTH
Goods and ServicesInvestment management services; Investment advisor services; Trading research and analysis in the field of closed-end mutual funds; Mutual fund investment services; Retirement fund investment services; Money management services; Financial analysis services; Investment account management; Research and analysis in the field of investments and finance; Investment services, advice and management in the fields of financial securities, stocks, bonds, money market funds, mutual funds, commodities, futures, stock options and indices of financial resources; Closed-end mutual fund services, namely, providing trading strategy, broker dealer services, arbitrage services, quantitative and qualitative trading strategy and trading of closed-end mutual funds; Financial advisory and consultancy services, namely, management of exchange traded funds (ETFs); Providing financial assessment services to investors of exchange traded funds (ETFs), exchange listed securities and portfolios; Providing financial information services to investors of exchange traded funds (ETFs), exchange listed securities and portfolios; Providing financial services, namely, investment advice, investment management, investment consultation and investment of funds for others of Exchange Traded Funds (ETFs) for institutional investors and individuals; Exchange Traded Funds (ETFs) investment; Financial services, namely, financial asset management services, financial investment and management of units or shares of UCITS (Undertaking for Collective Investment in Transferable Securities), financial management and investment services for portfolios of transferable securities; Financial services, namely, operation and management of UCITs and investment companies structured as exchange traded funds; Creation, management and selection of financial products of UCITS (Undertakings for Collective Investments in Transferable Securities), namely, financial management and investment management; financial market research relating to investment and management of securities
Indication of Colors claimedColor is not claimed as a feature of the mark.

Classification Information


International Class036 - Insurance; financial affairs; monetary affairs; real estate affairs.
US Class Codes100, 101, 102
Class Status Code6 - Active
Class Status DateFriday, June 7, 2024
Primary Code036
First Use Anywhere DateFriday, November 15, 2024
First Use In Commerce DateFriday, November 15, 2024

Trademark Owner History


Party NameRiverNorth Capital Management, LLC
Party Type20 - Owner at Publication
Legal Entity Type16 - Limited Liability Company
AddressWest Palm Beach, FL 33401

Party NameRiverNorth Capital Management, LLC
Party Type10 - Original Applicant
Legal Entity Type16 - Limited Liability Company
AddressWest Palm Beach, FL 33401

Trademark Events


Event DateEvent Description
Friday, June 7, 2024NEW APPLICATION ENTERED
Sunday, December 22, 2024NEW APPLICATION OFFICE SUPPLIED DATA ENTERED
Monday, December 23, 2024ASSIGNED TO EXAMINER
Wednesday, January 1, 2025APPROVED FOR PUB - PRINCIPAL REGISTER
Wednesday, January 15, 2025NOTIFICATION OF NOTICE OF PUBLICATION E-MAILED
Tuesday, March 18, 2025NOA E-MAILED - SOU REQUIRED FROM APPLICANT
Tuesday, January 21, 2025PUBLISHED FOR OPPOSITION
Tuesday, January 21, 2025OFFICIAL GAZETTE PUBLICATION CONFIRMATION E-MAILED
Friday, March 28, 2025USE AMENDMENT FILED
Friday, March 28, 2025TEAS STATEMENT OF USE RECEIVED
Thursday, July 3, 2025STATEMENT OF USE PROCESSING COMPLETE
Tuesday, July 1, 2025CASE ASSIGNED TO INTENT TO USE PARALEGAL