| Serial Number | 85431908 |
| Word Mark | RIVERNORTH |
| Filing Date | Monday, September 26, 2011 |
| Status | 800 - REGISTERED AND RENEWED |
| Status Date | Wednesday, December 14, 2022 |
| Registration Number | 4149526 |
| Registration Date | Tuesday, May 29, 2012 |
| Mark Drawing | 4000 - Illustration: Drawing with word(s) / letter(s) / number(s) in Block form |
| Published for Opposition Date | Tuesday, March 13, 2012 |
| Pseudo Mark | RIVER NORTH |
| Goods and Services | Investment management services; Investment advisor services; Trading research and analysis in the field of closed-end mutual funds; Mutual fund investment services; Retirement fund investment services; Money management services; Financial analysis services; Investment account management; Research and analysis in the field of investments and finance; Investment services, advice and management in the fields of financial securities, stocks, bonds, money market funds, mutual funds, commodities, futures, stock options and indices of financial resources; Closed-end mutual fund services, namely, providing trading strategy, broker dealer services, arbitrage services, quantitative and qualitative trading strategy and trading of closed-end mutual funds |
| International Class | 036 - Insurance; financial affairs; monetary affairs; real estate affairs. |
| US Class Codes | 100, 101, 102 |
| Class Status Code | 6 - Active |
| Class Status Date | Friday, September 30, 2011 |
| Primary Code | 036 |
| First Use Anywhere Date | Wednesday, August 10, 2011 |
| First Use In Commerce Date | Wednesday, August 10, 2011 |
| Party Name | RiverNorth Capital Management, LLC |
| Party Type | 30 - Original Registrant |
| Legal Entity Type | 16 - Limited Liability Company |
| Address | Chicago, IL 60607 |
| Party Name | RiverNorth Capital Management, LLC |
| Party Type | 20 - Owner at Publication |
| Legal Entity Type | 16 - Limited Liability Company |
| Address | Chicago, IL 60610 |
| Party Name | RiverNorth Capital Management, LLC |
| Party Type | 10 - Original Applicant |
| Legal Entity Type | 16 - Limited Liability Company |
| Address | Chicago, IL 60610 |
| Event Date | Event Description |
| Wednesday, December 14, 2022 | NOTICE OF ACCEPTANCE OF SEC. 8 & 9 - E-MAILED |
| Wednesday, December 14, 2022 | REGISTERED AND RENEWED (FIRST RENEWAL - 10 YRS) |
| Wednesday, December 14, 2022 | REGISTERED - SEC. 8 (10-YR) ACCEPTED/SEC. 9 GRANTED |
| Wednesday, December 14, 2022 | CASE ASSIGNED TO POST REGISTRATION PARALEGAL |
| Tuesday, May 31, 2022 | TEAS SECTION 8 & 9 RECEIVED |
| Saturday, May 29, 2021 | COURTESY REMINDER - SEC. 8 (10-YR)/SEC. 9 E-MAILED |
| Wednesday, April 29, 2020 | ASSIGNMENT OF OWNERSHIP NOT UPDATED AUTOMATICALLY |
| Wednesday, April 1, 2020 | ASSIGNMENT OF OWNERSHIP NOT UPDATED AUTOMATICALLY |
| Saturday, June 9, 2018 | NOTICE OF ACCEPTANCE OF SEC. 8 & 15 - E-MAILED |
| Saturday, June 9, 2018 | REGISTERED - SEC. 8 (6-YR) ACCEPTED & SEC. 15 ACK. |
| Saturday, June 9, 2018 | CASE ASSIGNED TO POST REGISTRATION PARALEGAL |
| Tuesday, May 29, 2018 | TEAS SECTION 8 & 15 RECEIVED |
| Monday, May 29, 2017 | COURTESY REMINDER - SEC. 8 (6-YR) E-MAILED |
| Thursday, February 5, 2015 | ATTORNEY/DOM.REP.REVOKED AND/OR APPOINTED |
| Thursday, February 5, 2015 | TEAS REVOKE/APP/CHANGE ADDR OF ATTY/DOM REP RECEIVED |
| Tuesday, May 29, 2012 | REGISTERED-PRINCIPAL REGISTER |
| Tuesday, March 13, 2012 | OFFICIAL GAZETTE PUBLICATION CONFIRMATION E-MAILED |
| Tuesday, March 13, 2012 | PUBLISHED FOR OPPOSITION |
| Wednesday, February 22, 2012 | NOTIFICATION OF NOTICE OF PUBLICATION E-MAILED |
| Monday, February 6, 2012 | LAW OFFICE PUBLICATION REVIEW COMPLETED |
| Thursday, February 2, 2012 | ASSIGNED TO LIE |
| Thursday, January 19, 2012 | APPROVED FOR PUB - PRINCIPAL REGISTER |
| Thursday, January 19, 2012 | EXAMINER'S AMENDMENT ENTERED |
| Thursday, January 19, 2012 | NOTIFICATION OF EXAMINERS AMENDMENT E-MAILED |
| Thursday, January 19, 2012 | EXAMINERS AMENDMENT E-MAILED |
| Thursday, January 19, 2012 | EXAMINERS AMENDMENT -WRITTEN |
| Thursday, January 12, 2012 | ASSIGNED TO EXAMINER |
| Saturday, October 1, 2011 | NOTICE OF PSEUDO MARK MAILED |
| Friday, September 30, 2011 | NEW APPLICATION OFFICE SUPPLIED DATA ENTERED IN TRAM |
| Thursday, September 29, 2011 | NEW APPLICATION ENTERED IN TRAM |