| Serial Number | 98556516 |
| Word Mark | RISK & INSURANCE ASSOCIATES |
| Filing Date | Friday, May 17, 2024 |
| Status | 661 - RESPONSE AFTER NON-FINAL ACTION - ENTERED |
| Status Date | Wednesday, October 8, 2025 |
| Registration Number | 0000000 |
| Registration Date | NOT AVAILABLE |
| Mark Drawing | 3 - Illustration: Drawing or design which also includes word(s) / letter(s) / number(s) |
| Published for Opposition Date | NOT AVAILABLE |
| Description of Mark | The mark consists of a left pointing arrow to the right of which is the wording "Risk & Insurance" above the word "Associates". |
| Pseudo Mark | RISK AND INSURANCE ASSOCIATES |
| Section 2(f) Limitation Statement | RISK & INSURANCE ASSOCIATES has become distinctive of the goods/services through the applicant's substantially exclusive and continuous use of the mark in commerce that the U.S. Congress may lawfully regulate for at least the five years immediately before the date of this statement. |
| Goods and Services | Financial advice and consultancy services; financial advisory and consultancy services; financial analysis and consultation; financial research services; financial consultancy and insurance consultancy; financial consultation; financial consulting; financial evaluation for insurance purposes; financial forecasting; financial planning consultation; financial planning for retirement; financial planning, namely, the creation of personalized strategies to achieve financial independence; financial portfolio management; financial portfolio analysis services; financial research; financial risk management consultation; financial services, namely, a total portfolio offering for high net worth clients consisting of both separate accounts and mutual funds for equity and fixed income investments; funds investment; individual retirement account services; insurance agencies; insurance agencies in the field of home, accident, and life insurance; insurance agency and brokerage; insurance and financial information and consultancy services; insurance consultancy; insurance consultancy services, namely, providing advice in the field of property and casualty insurance; insurance information and consultancy; investment management of and distribution of variable annuities; investment management of and distribution of annuities; investment of funds for others; life insurance brokerage; insurance underwriting consultation; accident insurance underwriting services; insurance services, namely, administration of life, accident, long term care, disability, and property and casualty insurance; consulting and information concerning insurance; insurance consultancy; insurance consultation; insurance underwriting consultation; financial consultancy and insurance consultancy; consultancy services relating to insurance; insurance and financial information and consultancy services; insurance services, namely, insurance eligibility review and verification and consultation in the fields of life, accident, long term care, disability, and property and casualty insurance; insurance services, namely, consulting and administration of life insurance, variable life insurance, fixed life insurance, accident insurance, long term care insurance, disability insurance, and property and casualty insurance; financial consulting and administration of variable and fixed annuities |
| Indication of Colors claimed | Color is not claimed as a feature of the mark. |
| International Class | 036 - Insurance; financial affairs; monetary affairs; real estate affairs. |
| US Class Codes | 100, 101, 102 |
| Class Status Code | 6 - Active |
| Class Status Date | Friday, May 17, 2024 |
| Primary Code | 036 |
| First Use Anywhere Date | Thursday, April 30, 2020 |
| First Use In Commerce Date | Thursday, April 30, 2020 |
| Party Name | NOT AVAILABLE |
| Party Type | 10 - Original Applicant |
| Legal Entity Type | 01 - Individual |
| Address | Shelton, CT 06484 |
| Event Date | Event Description |
| Friday, May 17, 2024 | NEW APPLICATION ENTERED |
| Wednesday, November 20, 2024 | NOTICE OF DESIGN SEARCH CODE E-MAILED |
| Wednesday, November 20, 2024 | NEW APPLICATION OFFICE SUPPLIED DATA ENTERED |
| Tuesday, December 3, 2024 | ASSIGNED TO EXAMINER |
| Tuesday, December 10, 2024 | NON-FINAL ACTION E-MAILED |
| Tuesday, December 10, 2024 | NON-FINAL ACTION WRITTEN |
| Tuesday, December 10, 2024 | NOTIFICATION OF NON-FINAL ACTION E-MAILED |
| Friday, March 7, 2025 | APPLICATION EXTENSION GRANTED/RECEIPT PROVIDED |
| Friday, March 7, 2025 | APPLICATION EXTENSION TO RESPONSE PERIOD - RECEIVED |
| Tuesday, June 10, 2025 | TEAS RESPONSE TO OFFICE ACTION RECEIVED |
| Tuesday, June 10, 2025 | CORRESPONDENCE RECEIVED IN LAW OFFICE |
| Tuesday, July 8, 2025 | NON-FINAL ACTION E-MAILED |
| Tuesday, July 8, 2025 | NOTIFICATION OF NON-FINAL ACTION E-MAILED |
| Tuesday, July 8, 2025 | NON-FINAL ACTION WRITTEN |
| Tuesday, June 10, 2025 | TEAS/EMAIL CORRESPONDENCE ENTERED |
| Tuesday, October 7, 2025 | CORRESPONDENCE RECEIVED IN LAW OFFICE |
| Tuesday, October 7, 2025 | TEAS RESPONSE TO OFFICE ACTION RECEIVED |
| Wednesday, October 8, 2025 | TEAS/EMAIL CORRESPONDENCE ENTERED |