| Serial Number | 86829349 |
| Word Mark | RISK AWARE, LOW EMISSIONS |
| Filing Date | Monday, November 23, 2015 |
| Status | 701 - SECTION 8 - ACCEPTED |
| Status Date | Wednesday, October 4, 2023 |
| Registration Number | 5229722 |
| Registration Date | Tuesday, June 20, 2017 |
| Mark Drawing | 4000 - Illustration: Drawing with word(s) / letter(s) / number(s) in Block form |
| Published for Opposition Date | NOT AVAILABLE |
| Goods and Services | Financial services, namely, creating and administering financial instruments used to invest in securities and financial indexes; trading of financial instruments, derivative products, hedge funds, and mutual funds; investment management and advisory services; hedge fund and mutual fund investment management services; management of financial investment accounts; portfolio investment advisory services; financial research services |
| Goods and Services | Providing and updating financial indexes; providing and updating financial indexes of securities values and classifications, analysis and reporting thereof, and providing rules as to the makeup of the indexes |
| Disclaimer with Predetermined Text | "RISK AWARE" |
| International Class | 035 - Advertising; business management; business administration; office functions. |
| US Class Codes | 100, 101, 102 |
| Class Status Code | 6 - Active |
| Class Status Date | Wednesday, August 24, 2016 |
| Primary Code | 035 |
| First Use Anywhere Date | Saturday, October 31, 2015 |
| First Use In Commerce Date | Saturday, October 31, 2015 |
| International Class | 036 - Insurance; financial affairs; monetary affairs; real estate affairs. |
| US Class Codes | 100, 101, 102 |
| Class Status Code | 6 - Active |
| Class Status Date | Monday, November 30, 2015 |
| Primary Code | 036 |
| First Use Anywhere Date | Saturday, October 31, 2015 |
| First Use In Commerce Date | Saturday, October 31, 2015 |
| Party Name | GOLDMAN SACHS & CO. LLC |
| Party Type | 32 - New Owner After Registration |
| Legal Entity Type | 16 - Limited Liability Company |
| Address | NEW YORK, NY 10282 |
| Party Name | GOLDMAN SACHS & CO. LLC |
| Party Type | 31 - New Owner After Registration |
| Legal Entity Type | 16 - Limited Liability Company |
| Address | NEW YORK, NY 10282 |
| Party Name | Goldman, Sachs & Co. |
| Party Type | 30 - Original Registrant |
| Legal Entity Type | 13 - Limited Partnership |
| Address | New York, NY 10282 |
| Party Name | Goldman, Sachs & Co. |
| Party Type | 10 - Original Applicant |
| Legal Entity Type | 13 - Limited Partnership |
| Address | New York, NY 10282 |
| Event Date | Event Description |
| Wednesday, October 4, 2023 | NOTICE OF ACCEPTANCE OF SEC. 8 - E-MAILED |
| Wednesday, October 4, 2023 | REGISTERED - SEC. 8 (6-YR) ACCEPTED |
| Tuesday, October 3, 2023 | CASE ASSIGNED TO POST REGISTRATION PARALEGAL |
| Wednesday, May 24, 2023 | TEAS SECTION 8 RECEIVED |
| Monday, June 20, 2022 | COURTESY REMINDER - SEC. 8 (6-YR) E-MAILED |
| Wednesday, October 16, 2019 | ASSIGNMENT OF OWNERSHIP NOT UPDATED AUTOMATICALLY |
| Tuesday, August 28, 2018 | ATTORNEY/DOM.REP.REVOKED AND/OR APPOINTED |
| Tuesday, August 28, 2018 | TEAS REVOKE/APP/CHANGE ADDR OF ATTY/DOM REP RECEIVED |
| Tuesday, August 28, 2018 | ATTORNEY/DOM.REP.REVOKED AND/OR APPOINTED |
| Tuesday, August 28, 2018 | TEAS REVOKE/APP/CHANGE ADDR OF ATTY/DOM REP RECEIVED |
| Wednesday, July 11, 2018 | AUTOMATIC UPDATE OF ASSIGNMENT OF OWNERSHIP |
| Wednesday, December 13, 2017 | AUTOMATIC UPDATE OF ASSIGNMENT OF OWNERSHIP |
| Tuesday, June 20, 2017 | REGISTERED-SUPPLEMENTAL REGISTER |
| Thursday, May 18, 2017 | LAW OFFICE PUBLICATION REVIEW COMPLETED |
| Tuesday, May 9, 2017 | ASSIGNED TO LIE |
| Tuesday, April 4, 2017 | NOTICE OF ACCEPTANCE OF AMENDMENT TO ALLEGE USE E-MAILED |
| Monday, April 3, 2017 | APPROVED FOR REGISTRATION SUPPLEMENTAL REGISTER |
| Monday, April 3, 2017 | USE AMENDMENT ACCEPTED |
| Thursday, March 16, 2017 | TEAS/EMAIL CORRESPONDENCE ENTERED |
| Wednesday, March 15, 2017 | CORRESPONDENCE RECEIVED IN LAW OFFICE |
| Wednesday, March 15, 2017 | TEAS REQUEST FOR RECONSIDERATION RECEIVED |
| Thursday, March 16, 2017 | AMENDMENT TO USE PROCESSING COMPLETE |
| Thursday, March 16, 2017 | USE AMENDMENT FILED |
| Wednesday, March 15, 2017 | TEAS AMENDMENT OF USE RECEIVED |
| Thursday, September 15, 2016 | NOTIFICATION OF FINAL REFUSAL EMAILED |
| Thursday, September 15, 2016 | FINAL REFUSAL E-MAILED |
| Thursday, September 15, 2016 | FINAL REFUSAL WRITTEN |
| Wednesday, August 24, 2016 | TEAS/EMAIL CORRESPONDENCE ENTERED |
| Tuesday, August 23, 2016 | CORRESPONDENCE RECEIVED IN LAW OFFICE |
| Tuesday, August 23, 2016 | TEAS RESPONSE TO OFFICE ACTION RECEIVED |
| Tuesday, February 23, 2016 | NOTIFICATION OF NON-FINAL ACTION E-MAILED |
| Tuesday, February 23, 2016 | NON-FINAL ACTION E-MAILED |
| Tuesday, February 23, 2016 | NON-FINAL ACTION WRITTEN |
| Wednesday, February 10, 2016 | ASSIGNED TO EXAMINER |
| Monday, November 30, 2015 | NEW APPLICATION OFFICE SUPPLIED DATA ENTERED |
| Thursday, November 26, 2015 | NEW APPLICATION ENTERED |