| Serial Number | 99513998 |
| Word Mark | RIAX AI |
| Filing Date | Monday, November 24, 2025 |
| Status | 680 - APPROVED FOR PUBLICATION |
| Status Date | Sunday, April 19, 2026 |
| Registration Number | 0000000 |
| Registration Date | NOT AVAILABLE |
| Mark Drawing | 4 - Illustration: Drawing with word(s) / letter(s) / number(s) in Block form |
| Published for Opposition Date | NOT AVAILABLE |
| NOT AVAILABLE | "AI" |
| Goods and Services | Software as a service (SAAS) services featuring software using artificial intelligence (AI) for financial advisory practice management; Platform as a service (PAAS) featuring computer software platforms for using artificial intelligence for practice intelligence and workflow automation for registered investment advisors; Computer software development in the field of artificial intelligence-powered financial services automation; Providing online non-downloadable software using machine learning for pattern recognition, predictive analytics, and behavioral analysis in the field of investment advisory services; Providing on-line non-downloadable software using artificial intelligence (AI) for pattern recognition, predictive analytics, and behavioral analysis in the field of investment advisory services; Cloud computing featuring software for use using artificial intelligence for automating operational workflows for registered investment advisors; Software as a service (SAAS) services featuring software using artificial intelligence (AI) for Global Investment Performance Standards (GIPS) compliance monitoring, fee calculation validation, client touchpoint tracking, and regulatory compliance documentation for financial advisors; Computer programming services for data processing and business intelligence in the field of wealth management; Providing temporary use of on-line non-downloadable software and applications using artificial intelligence (AI) for registered investment advisors, namely, software for meeting documentation and analysis, billing automation and reconciliation, compliance monitoring and documentation, client relationship management, revenue optimization, and portfolio performance monitoring; Consultancy in the field of artificial intelligence (AI) technology; Technological planning and consulting services in the field of artificial intelligence implementation for financial advisory firms |
| Goods and Services | Business management consulting and advisory services for the registered investment advisors industry; Business management consulting and advisory services; Business consulting services in the field of financial advisory practice operations and efficiency; Business data analysis services in the field of financial advisory practices; Business consulting services in the field of client relationship management for financial advisors; Business advisory services for registered investment advisors; Business assistance, advisory and consulting services for registered investment advisors; Business consulting services for registered investment advisors; Business management consulting services for registered investment advisors; Providing business intelligence services; Business consulting services in the field of practice management consulting services for investment advisory firms; Business management consulting services in the field of practice management consulting services for investment advisory firms; Business consulting services for investment advisory firms; Business management consulting services for investment advisory firms; Business consulting services in the field of business process automation services for registered investment advisors; Business management consulting services in the field of business process automation services for registered investment advisors; Business advisory services in the field of business process automation services for registered investment advisors; Business management consulting services in the field of analyzing and improving operational workflows and client service processes for registered investment advisors; Business management consulting and advisory services for the analysis and improvement of operational workflows and client service processes for registered investment advisors industry; Business advisory services in the field of investment advisory practice performance metrics and key performance indicators; Business data analysis services in the field of investment advisory practice performance metrics and key performance indicators; Business efficiency advice; Business efficiency expert services; Business consulting services for wealth management firms; Business management consulting services in the field of business workflow management and optimization services for registered investment advisors; Business services, namely automated billing reconciliation and fee calculation services for financial advisors; Business services relating to revenue optimization services for investment advisory firms, namely, identifying and recovering missed billing and fee discrepancies |
| International Class | 035 - Advertising; business management; business administration; office functions. |
| US Class Codes | 100, 101, 102 |
| Class Status Code | 6 - Active |
| Class Status Date | Monday, November 24, 2025 |
| Primary Code | 035 |
| First Use Anywhere Date | NOT AVAILABLE |
| First Use In Commerce Date | NOT AVAILABLE |
| International Class | 042 - Scientific and technological services and research and design relating thereto; industrial analysis and research services; design and development of computer hardware and software. |
| US Class Codes | 100, 101 |
| Class Status Code | 6 - Active |
| Class Status Date | Monday, November 24, 2025 |
| Primary Code | 042 |
| First Use Anywhere Date | NOT AVAILABLE |
| First Use In Commerce Date | NOT AVAILABLE |
| Party Name | Node AI, Inc. |
| Party Type | 10 - Original Applicant |
| Legal Entity Type | 03 - Corporation |
| Address | Troy, MI 48098 US |
| Event Date | Event Description |
| Monday, November 24, 2025 | NEW APPLICATION ENTERED |
| Monday, November 24, 2025 | APPLICATION FILING RECEIPT MAILED |
| Thursday, February 12, 2026 | NEW APPLICATION OFFICE SUPPLIED DATA ENTERED |
| Monday, March 30, 2026 | ASSIGNED TO EXAMINER |
| Wednesday, April 1, 2026 | NON-FINAL ACTION WRITTEN |
| Wednesday, April 1, 2026 | NON-FINAL ACTION E-MAILED |
| Wednesday, April 1, 2026 | NOTIFICATION OF NON-FINAL ACTION E-MAILED |
| Thursday, April 16, 2026 | TEAS RESPONSE TO OFFICE ACTION RECEIVED |
| Thursday, April 16, 2026 | CORRESPONDENCE RECEIVED IN LAW OFFICE |
| Thursday, April 16, 2026 | TEAS/EMAIL CORRESPONDENCE ENTERED |
| Thursday, April 16, 2026 | TEAS RESPONSE TO OFFICE ACTION RECEIVED |
| Thursday, April 16, 2026 | CORRESPONDENCE RECEIVED IN LAW OFFICE |
| Thursday, April 16, 2026 | TEAS/EMAIL CORRESPONDENCE ENTERED |
| Sunday, April 19, 2026 | APPROVED FOR PUB - PRINCIPAL REGISTER |